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ALPS Sector Dividend Dogs ETF

152 hedge funds and large institutions have $665M invested in ALPS Sector Dividend Dogs ETF in 2019 Q2 according to their latest regulatory filings, with 15 funds opening new positions, 36 increasing their positions, 66 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

4% less capital invested

Capital invested by funds: $696M → $665M (-$30.9M)

6% less first-time investments, than exits

New positions opened: 15 | Existing positions closed: 16

3% less funds holding

Funds holding: 156152 (-4)

3.23% less ownership

Funds ownership: 39.43%36.2% (-3.2%)

33% less funds holding in top 10

Funds holding in top 10: 96 (-3)

45% less repeat investments, than reductions

Existing positions increased: 36 | Existing positions reduced: 66

Holders
152
Holders Change
-4
Holders Change %
-2.56%
% of All Funds
3.3%
Holding in Top 10
6
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-33.33%
% of All Funds
0.13%
New
15
Increased
36
Reduced
66
Closed
16
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$116M -$8.78M -203,596 -7%
Bank of America
2
Bank of America
North Carolina
$103M -$3.05M -70,669 -3%
Wells Fargo
3
Wells Fargo
California
$56.8M -$3.87M -89,658 -6%
UBS Group
4
UBS Group
Switzerland
$51.7M -$3.75M -86,973 -7%
Janney Montgomery Scott
5
Janney Montgomery Scott
Pennsylvania
$48.8M -$35.6K -825 -0.1%
UCFA
6
United Capital Financial Advisors
Texas
$21.4M +$273K +6,340 +1%
LPL Financial
7
LPL Financial
California
$20.6M +$6.42M +148,890 +46%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$18M -$390K -9,050 -2%
DAS
9
Dynamic Advisor Solutions
Arizona
$15.4M -$926K -21,468 -6%
RJA
10
Raymond James & Associates
Florida
$14.9M -$4.49M -103,996 -23%
BWM
11
BerganKDV Wealth Management
Minnesota
$14.3M -$5.07M -117,521 -26%
PMG
12
ProVise Management Group
Florida
$12.7M -$810K -18,786 -6%
HCM
13
Hengehold Capital Management
Ohio
$11.7M +$308K +7,133 +3%
GLA
14
Good Life Advisors
Pennsylvania
$10.8M +$57K +1,321 +0.5%
FIM
15
Frontier Investment Management
Texas
$9.44M +$1.06M +24,467 +13%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$8.81M -$1.93M -44,667 -18%
RCA
17
Reitz Capital Advisors
Michigan
$8.62M -$328K -7,605 -4%
CCP
18
Cardan Capital Partners
Colorado
$7.32M +$451K +10,460 +7%
RJFSA
19
Raymond James Financial Services Advisors
Florida
$6.63M +$2.13M +49,484 +48%
GAM
20
Gemmer Asset Management
California
$5.48M +$179K +4,139 +3%
JP Morgan Chase
21
JP Morgan Chase
New York
$5.35M +$494K +11,452 +10%
SPIA
22
Steward Partners Investment Advisory
New York
$5.29M +$3.11M +72,073 +146%
Ameriprise
23
Ameriprise
Minnesota
$4.12M -$1.15M -26,727 -22%
MAS
24
Madden Advisory Services
Florida
$4.05M -$854K -19,795 -18%
MML Investors Services
25
MML Investors Services
Massachusetts
$3.6M -$3.74M -86,747 -51%

SDOG Hedge Fund Activity: Q2 2019 in Review

152 of the 4,604 institutional investors tracked by Wall St. Rank reported a position in ALPS Sector Dividend Dogs ETF (SDOG) for Q2 2019, worth a combined $665M — down 4.4% from $696M a quarter earlier.

Sellers outnumbered buyers: 16 funds closed out of SDOG and 15 opened new positions — a net loss of 1 holder — while 66 trimmed existing stakes and 36 added.

The largest buyer was LPL Financial, adding an estimated $6.42M. The largest seller was Joseph P. Lucia & Associates, cutting an estimated $59.3M.

  • 152 institutional investors held ALPS Sector Dividend Dogs ETF (SDOG) as of Q2 2019, down from 156 in Q1 2019.
  • Funds reported $665M of ALPS Sector Dividend Dogs ETF stock for Q2 2019, down 4.4% quarter-over-quarter.
  • 15 funds opened new ALPS Sector Dividend Dogs ETF positions in Q2 2019 and 16 closed out, a net change of -1 holder.
  • The largest ALPS Sector Dividend Dogs ETF buyer in Q2 2019 was LPL Financial, an estimated $6.42M added.
  • The largest ALPS Sector Dividend Dogs ETF seller in Q2 2019 was Joseph P. Lucia & Associates, an estimated $59.3M sold.

Based on aggregated 13F filings for Q2 2019.