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ALPS Sector Dividend Dogs ETF

142 hedge funds and large institutions have $379M invested in ALPS Sector Dividend Dogs ETF in 2024 Q1 according to their latest regulatory filings, with 17 funds opening new positions, 35 increasing their positions, 51 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

113% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 8

27% more call options, than puts

Call options by funds: $308K | Put options by funds: $243K

4% more funds holding

Funds holding: 136142 (+6)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

6.1% less ownership

Funds ownership: 38.42%32.32% (-6.1%)

14% less capital invested

Capital invested by funds: $440M → $379M (-$61M)

31% less repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 51

Holders
142
Holders Change
+6
Holders Change %
+4.41%
% of All Funds
2.05%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
17
Increased
35
Reduced
51
Closed
8
Calls
$308K
Puts
$243K
Net Calls
+$65K
Net Calls Change
-$237K
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$78.8M -$11.3M -218,495 -13%
Morgan Stanley
2
Morgan Stanley
New York
$62.2M -$61.9M -1,199,350 -51%
Wells Fargo
3
Wells Fargo
California
$43.1M -$3.72M -72,111 -8%
UBS Group
4
UBS Group
Switzerland
$22.1M -$1.21M -23,539 -5%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$17.8M -$2.09M -40,496 -11%
DSCM
6
Del-Sette Capital Management
New York
$16M -$3.27M -63,396 -18%
LPL Financial
7
LPL Financial
California
$15.9M +$3.61M +69,883 +31%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$8.09M -$250K -4,838 -3%
RJA
9
Raymond James & Associates
Florida
$7.08M -$566K -10,968 -8%
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$6.57M -$2.03M -39,274 -24%
MFG
11
MTM Financial Group
Pennsylvania
$5.96M -$1.33M -25,814 -19%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$5.39M -$2.03M -39,248 -28%
Goldman Sachs
13
Goldman Sachs
New York
$4.73M +$4.52M +87,587 New
CICC
14
Capital Investment Counsel (Colorado)
Colorado
$4.46M +$1.72M +33,254 +67%
Osaic Holdings
15
Osaic Holdings
Arizona
$4.17M -$145K -2,815 -4%
DAS
16
Dynamic Advisor Solutions
Arizona
$3.73M +$317K +6,135 +10%
Stifel Financial
17
Stifel Financial
Missouri
$3.13M -$31K -601 -1%
Ameriprise
18
Ameriprise
Minnesota
$3.02M -$305K -5,909 -10%
UCFA
19
United Capital Financial Advisors
Texas
$2.95M -$1.87M -36,197 -40%
Cetera Investment Advisers
20
Cetera Investment Advisers
Illinois
$2.56M +$1.48M +28,720 +153%
IWC
21
Integrated Wealth Concepts
Massachusetts
$2.49M -$5.63K -109 -0.2%
JPLA
22
Joseph P. Lucia & Associates
New York
$2.26M -$108K -2,088 -5%
Rockefeller Capital Management
23
Rockefeller Capital Management
New York
$2.23M -$133K -2,585 -6%
AWM
24
Apollon Wealth Management
South Carolina
$1.83M +$11.7K +227 +0.7%
MCC
25
Money Concepts Capital
Florida
$1.76M +$61K +1,182 +4%

SDOG Hedge Fund Activity: Q1 2024 in Review

142 of the 6,942 institutional investors tracked by Wall St. Rank reported a position in ALPS Sector Dividend Dogs ETF (SDOG) for Q1 2024, worth a combined $379M — down 14% from $440M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new SDOG positions and 8 closed out — a net gain of 9 holders — while 35 added to existing stakes and 51 trimmed.

The largest buyer was Goldman Sachs, opening a new position worth an estimated $4.52M. The largest seller was Morgan Stanley, cutting an estimated $61.9M.

  • 142 institutional investors held ALPS Sector Dividend Dogs ETF (SDOG) as of Q1 2024, up from 136 in Q4 2023.
  • Funds reported $379M of ALPS Sector Dividend Dogs ETF stock for Q1 2024, down 14% quarter-over-quarter.
  • 17 funds opened new ALPS Sector Dividend Dogs ETF positions in Q1 2024 and 8 closed out, a net change of +9 holders.
  • The largest ALPS Sector Dividend Dogs ETF buyer in Q1 2024 was Goldman Sachs, an estimated $4.52M added.
  • The largest ALPS Sector Dividend Dogs ETF seller in Q1 2024 was Morgan Stanley, an estimated $61.9M sold.

Based on aggregated 13F filings for Q1 2024.