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ALPS Sector Dividend Dogs ETF

133 hedge funds and large institutions have $378M invested in ALPS Sector Dividend Dogs ETF in 2021 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 41 increasing their positions, 39 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

60% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 10

11% more capital invested

Capital invested by funds: $341M → $378M (+$37.3M)

3% more funds holding

Funds holding: 129133 (+4)

1.95% more ownership

Funds ownership: 29.67%31.62% (+1.9%)

5% more repeat investments, than reductions

Existing positions increased: 41 | Existing positions reduced: 39

Holders
133
Holders Change
+4
Holders Change %
+3.1%
% of All Funds
2.05%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
16
Increased
41
Reduced
39
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$72.4M +$658K +12,505 +0.9%
Bank of America
2
Bank of America
North Carolina
$66M +$1.22M +23,254 +2%
Wells Fargo
3
Wells Fargo
California
$46M +$203K +3,854 +0.5%
UBS Group
4
UBS Group
Switzerland
$26.3M +$1.29M +24,604 +5%
DSCM
5
Del-Sette Capital Management
New York
$20.9M +$20.6M +390,894 New
UCFA
6
United Capital Financial Advisors
Texas
$17M +$566K +10,756 +4%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$15.8M -$211K -4,011 -1%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$14.5M -$667K -12,684 -4%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$10.7M -$904K -17,187 -8%
LPL Financial
10
LPL Financial
California
$9.86M +$12.6K +239 +0.1%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$8.77M +$449K +8,529 +6%
Ameriprise
12
Ameriprise
Minnesota
$5.11M +$1.21M +23,082 +32%
RJA
13
Raymond James & Associates
Florida
$4.78M +$133K +2,523 +3%
Osaic Holdings
14
Osaic Holdings
Arizona
$4.29M +$714K +13,560 +20%
Stifel Financial
15
Stifel Financial
Missouri
$2.58M +$19K +362 +0.8%
LWAC
16
Laurel Wealth Advisors (California)
California
$1.97M
PAG
17
Private Advisor Group
New Jersey
$1.88M +$19.5K +371 +1%
CFA
18
Cahill Financial Advisors
Minnesota
$1.87M -$23.9K -454 -1%
DWMG
19
DB Wealth Management Group
California
$1.81M -$7.63K -145 -0.4%
PA
20
PFG Advisors
Arizona
$1.73M +$171K +3,259 +11%
JPLA
21
Joseph P. Lucia & Associates
New York
$1.71M -$10.9K -207 -0.6%
FDCDDQ
22
Federation des caisses Desjardins du Quebec
Quebec, Canada
$1.62M
IRC
23
Investors Research Corp
Georgia
$1.58M -$1.16K -22 -0.1%
SPIA
24
Steward Partners Investment Advisory
New York
$1.57M -$110K -2,090 -7%
AF
25
Allworth Financial
California
$1.51M +$26.3K +500 +2%

SDOG Hedge Fund Activity: Q4 2021 in Review

133 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in ALPS Sector Dividend Dogs ETF (SDOG) for Q4 2021, worth a combined $378M — up 11% from $341M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new SDOG positions and 10 closed out — a net gain of 6 holders — while 41 added to existing stakes and 39 trimmed.

The largest buyer was UBS Group, adding an estimated $1.29M. The largest seller was Citadel Advisors, cutting an estimated $2.68M.

  • 133 institutional investors held ALPS Sector Dividend Dogs ETF (SDOG) as of Q4 2021, up from 129 in Q3 2021.
  • Funds reported $378M of ALPS Sector Dividend Dogs ETF stock for Q4 2021, up 11% quarter-over-quarter.
  • 16 funds opened new ALPS Sector Dividend Dogs ETF positions in Q4 2021 and 10 closed out, a net change of +6 holders.
  • The largest ALPS Sector Dividend Dogs ETF buyer in Q4 2021 was UBS Group, an estimated $1.29M added.
  • The largest ALPS Sector Dividend Dogs ETF seller in Q4 2021 was Citadel Advisors, an estimated $2.68M sold.

Based on aggregated 13F filings for Q4 2021.