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ALPS Sector Dividend Dogs ETF

108 hedge funds and large institutions have $251M invested in ALPS Sector Dividend Dogs ETF in 2020 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 24 increasing their positions, 50 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 12

2% less funds holding

Funds holding: 110108 (-2)

2.41% less ownership

Funds ownership: 29.81%27.4% (-2.4%)

14% less capital invested

Capital invested by funds: $292M → $251M (-$40.9M)

52% less repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 50

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
108
Holders Change
-2
Holders Change %
-1.82%
% of All Funds
2.18%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
11
Increased
24
Reduced
50
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$49.8M -$664K -17,438 -1%
Morgan Stanley
2
Morgan Stanley
New York
$44.8M -$11M -289,401 -20%
Wells Fargo
3
Wells Fargo
California
$25.5M -$3.19M -83,792 -11%
UCFA
4
United Capital Financial Advisors
Texas
$20.7M +$465K +12,211 +2%
UBS Group
5
UBS Group
Switzerland
$16.6M +$606K +15,894 +4%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$11.2M +$230K +6,040 +2%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$7.73M -$134K -3,510 -2%
LPL Financial
8
LPL Financial
California
$6.81M -$11.5M -303,134 -63%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$6.65M -$121K -3,166 -2%
RJA
10
Raymond James & Associates
Florida
$5.53M +$1.07M +28,181 +24%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$4.69M -$894K -23,463 -16%
VF
12
Virtu Financial
New York
$3.6M -$46.5K -1,220 -1%
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$3.04M +$1.65M +43,413 +118%
Osaic Holdings
14
Osaic Holdings
Arizona
$2.67M -$189K -4,948 -7%
Citadel Advisors
15
Citadel Advisors
Florida
$2.31M +$1.06M +27,885 +84%
Ameriprise
16
Ameriprise
Minnesota
$2.15M -$173K -4,543 -7%
CFA
17
Cahill Financial Advisors
Minnesota
$1.91M +$156K +4,102 +9%
LWAC
18
Laurel Wealth Advisors (California)
California
$1.43M +$20.6K +540 +1%
RT
19
Rockland Trust
Massachusetts
$1.4M -$16K -419 -1%
JPLA
20
Joseph P. Lucia & Associates
New York
$1.35M -$65.3K -1,715 -5%
TRCT
21
Tower Research Capital (TRC)
New York
$1.3M +$354K +9,297 +37%
Stifel Financial
22
Stifel Financial
Missouri
$1.27M -$161K -4,225 -11%
AF
23
Allworth Financial
California
$1.23M +$47.8K +1,255 +4%
FDCDDQ
24
Federation des caisses Desjardins du Quebec
Quebec, Canada
$1.18M -$35.4K -929 -3%
IRC
25
Investors Research Corp
Georgia
$1.14M -$5.14K -135 -0.4%

SDOG Hedge Fund Activity: Q3 2020 in Review

108 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in ALPS Sector Dividend Dogs ETF (SDOG) for Q3 2020, worth a combined $251M — down 14% from $292M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of SDOG and 11 opened new positions — a net loss of 1 holder — while 50 trimmed existing stakes and 24 added.

The largest buyer was Susquehanna International Group, adding an estimated $1.65M. The largest seller was BerganKDV Wealth Management, cutting an estimated $13M.

  • 108 institutional investors held ALPS Sector Dividend Dogs ETF (SDOG) as of Q3 2020, down from 110 in Q2 2020.
  • Funds reported $251M of ALPS Sector Dividend Dogs ETF stock for Q3 2020, down 14% quarter-over-quarter.
  • 11 funds opened new ALPS Sector Dividend Dogs ETF positions in Q3 2020 and 12 closed out, a net change of -1 holder.
  • The largest ALPS Sector Dividend Dogs ETF buyer in Q3 2020 was Susquehanna International Group, an estimated $1.65M added.
  • The largest ALPS Sector Dividend Dogs ETF seller in Q3 2020 was BerganKDV Wealth Management, an estimated $13M sold.

Based on aggregated 13F filings for Q3 2020.