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ALPS Sector Dividend Dogs ETF

126 hedge funds and large institutions have $342M invested in ALPS Sector Dividend Dogs ETF in 2021 Q1 according to their latest regulatory filings, with 19 funds opening new positions, 39 increasing their positions, 39 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

90% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 10

15% more capital invested

Capital invested by funds: $298M → $342M (+$43.6M)

7% more funds holding

Funds holding: 118126 (+8)

0.21% more ownership

Funds ownership: 29.23%29.44% (+0.21%)

0% more repeat investments, than reductions

Existing positions increased: 39 | Existing positions reduced: 39

Holders
126
Holders Change
+8
Holders Change %
+6.78%
% of All Funds
2.21%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
19
Increased
39
Reduced
39
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$62.5M -$4.08M -84,388 -6%
Morgan Stanley
2
Morgan Stanley
New York
$59.8M +$1.75M +36,295 +3%
Wells Fargo
3
Wells Fargo
California
$43.9M +$4.55M +94,214 +12%
UCFA
4
United Capital Financial Advisors
Texas
$28.1M -$286K -5,920 -1%
UBS Group
5
UBS Group
Switzerland
$26.1M +$2.96M +61,266 +14%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$15.5M -$322K -6,655 -2%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$13.6M -$606K -12,545 -5%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$10.9M +$257K +5,322 +3%
LPL Financial
9
LPL Financial
California
$8.87M -$7.35K -152 -0.1%
RJA
10
Raymond James & Associates
Florida
$7.19M +$47.9K +992 +0.7%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$7.14M +$429K +8,875 +7%
Osaic Holdings
12
Osaic Holdings
Arizona
$4.19M +$766K +15,857 +24%
Stifel Financial
13
Stifel Financial
Missouri
$2.61M +$810K +16,752 +49%
Ameriprise
14
Ameriprise
Minnesota
$2.49M -$296K -6,129 -11%
CFA
15
Cahill Financial Advisors
Minnesota
$2.13M +$5.51K +114 +0.3%
LWAC
16
Laurel Wealth Advisors (California)
California
$1.84M -$84.3K -1,744 -5%
JPLA
17
Joseph P. Lucia & Associates
New York
$1.66M -$7.01K -145 -0.4%
RT
18
Rockland Trust
Massachusetts
$1.64M -$38.9K -805 -2%
AF
19
Allworth Financial
California
$1.62M -$218K -4,505 -12%
DWMG
20
DB Wealth Management Group
California
$1.62M +$227K +4,694 +18%
FDCDDQ
21
Federation des caisses Desjardins du Quebec
Quebec, Canada
$1.58M -$21.1K -436 -1%
IRC
22
Investors Research Corp
Georgia
$1.52M -$8.7K -180 -0.6%
SPIA
23
Steward Partners Investment Advisory
New York
$1.46M +$176K +3,642 +15%
PA
24
PFG Advisors
Arizona
$1.29M +$92.8K +1,919 +8%
GA
25
Gateway Advisory
New Jersey
$1.27M +$15.2K +315 +1%

SDOG Hedge Fund Activity: Q1 2021 in Review

126 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in ALPS Sector Dividend Dogs ETF (SDOG) for Q1 2021, worth a combined $342M — up 15% from $298M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new SDOG positions and 10 closed out — a net gain of 9 holders — while 39 added to existing stakes and 39 trimmed.

The largest buyer was Wells Fargo, adding an estimated $4.55M. The largest seller was Bank of America, cutting an estimated $4.08M.

  • 126 institutional investors held ALPS Sector Dividend Dogs ETF (SDOG) as of Q1 2021, up from 118 in Q4 2020.
  • Funds reported $342M of ALPS Sector Dividend Dogs ETF stock for Q1 2021, up 15% quarter-over-quarter.
  • 19 funds opened new ALPS Sector Dividend Dogs ETF positions in Q1 2021 and 10 closed out, a net change of +9 holders.
  • The largest ALPS Sector Dividend Dogs ETF buyer in Q1 2021 was Wells Fargo, an estimated $4.55M added.
  • The largest ALPS Sector Dividend Dogs ETF seller in Q1 2021 was Bank of America, an estimated $4.08M sold.

Based on aggregated 13F filings for Q1 2021.