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ALPS Sector Dividend Dogs ETF

129 hedge funds and large institutions have $341M invested in ALPS Sector Dividend Dogs ETF in 2021 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 41 increasing their positions, 40 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

3% more repeat investments, than reductions

Existing positions increased: 41 | Existing positions reduced: 40

0.3% more ownership

Funds ownership: 29.37%29.67% (+0.3%)

4% less capital invested

Capital invested by funds: $357M → $341M (-$15.7M)

9% less first-time investments, than exits

New positions opened: 10 | Existing positions closed: 11

2% less funds holding

Funds holding: 131129 (-2)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $333K

Holders
129
Holders Change
-2
Holders Change %
-1.53%
% of All Funds
2.26%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
41
Reduced
40
Closed
11
Calls
Puts
$333K
Net Calls
-$333K
Net Calls Change
-$333K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$68.4M +$6.87M +131,471 +11%
Bank of America
2
Bank of America
North Carolina
$61.8M +$576K +11,016 +0.9%
Wells Fargo
3
Wells Fargo
California
$43.7M +$662K +12,663 +2%
UBS Group
4
UBS Group
Switzerland
$23.8M -$67.4K -1,289 -0.3%
UCFA
5
United Capital Financial Advisors
Texas
$15.7M -$12.1M -231,423 -43%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$15.3M -$698K -13,361 -4%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$14.4M +$68K +1,300 +0.5%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$11M +$53.2K +1,017 +0.5%
LPL Financial
9
LPL Financial
California
$9.39M +$170K +3,250 +2%
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$7.92M +$783K +14,986 +11%
RJA
11
Raymond James & Associates
Florida
$4.42M -$2.65M -50,757 -37%
Ameriprise
12
Ameriprise
Minnesota
$3.69M +$1.12M +21,488 +42%
Osaic Holdings
13
Osaic Holdings
Arizona
$3.4M -$405K -7,752 -10%
Citadel Advisors
14
Citadel Advisors
Florida
$3.02M +$2.11M +40,336 +214%
Stifel Financial
15
Stifel Financial
Missouri
$2.44M -$191K -3,663 -7%
Susquehanna International Group
16
Susquehanna International Group
Pennsylvania
$2.44M +$1.78M +34,143 +252%
SWM
17
Spire Wealth Management
Virginia
$1.98M +$680K +13,000 +50%
LWAC
18
Laurel Wealth Advisors (California)
California
$1.88M
CFA
19
Cahill Financial Advisors
Minnesota
$1.81M -$69.6K -1,331 -4%
PAG
20
Private Advisor Group
New Jersey
$1.77M -$68.4K -1,308 -4%
DWMG
21
DB Wealth Management Group
California
$1.73M -$140K -2,684 -7%
JPLA
22
Joseph P. Lucia & Associates
New York
$1.64M -$21.3K -408 -1%
SPIA
23
Steward Partners Investment Advisory
New York
$1.6M -$48.6K -930 -3%
FDCDDQ
24
Federation des caisses Desjardins du Quebec
Quebec, Canada
$1.54M -$6.17K -118 -0.4%
IRC
25
Investors Research Corp
Georgia
$1.51M -$4.97K -95 -0.3%

SDOG Hedge Fund Activity: Q3 2021 in Review

129 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in ALPS Sector Dividend Dogs ETF (SDOG) for Q3 2021, worth a combined $341M — down 4.4% from $357M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of SDOG and 10 opened new positions — a net loss of 1 holder — while 40 trimmed existing stakes and 41 added.

The largest buyer was Morgan Stanley, adding an estimated $6.87M. The largest seller was United Capital Financial Advisors, cutting an estimated $12.1M.

  • 129 institutional investors held ALPS Sector Dividend Dogs ETF (SDOG) as of Q3 2021, down from 131 in Q2 2021.
  • Funds reported $341M of ALPS Sector Dividend Dogs ETF stock for Q3 2021, down 4.4% quarter-over-quarter.
  • 10 funds opened new ALPS Sector Dividend Dogs ETF positions in Q3 2021 and 11 closed out, a net change of -1 holder.
  • The largest ALPS Sector Dividend Dogs ETF buyer in Q3 2021 was Morgan Stanley, an estimated $6.87M added.
  • The largest ALPS Sector Dividend Dogs ETF seller in Q3 2021 was United Capital Financial Advisors, an estimated $12.1M sold.

Based on aggregated 13F filings for Q3 2021.