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ALPS Sector Dividend Dogs ETF

130 hedge funds and large institutions have $369M invested in ALPS Sector Dividend Dogs ETF in 2023 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 37 increasing their positions, 42 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

0.73% less ownership

Funds ownership: 34.54%33.81% (-0.73%)

6% less funds holding

Funds holding: 139130 (-9)

10% less capital invested

Capital invested by funds: $410M → $369M (-$41M)

12% less repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 42

29% less first-time investments, than exits

New positions opened: 15 | Existing positions closed: 21

Holders
130
Holders Change
-9
Holders Change %
-6.47%
% of All Funds
2.06%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
15
Increased
37
Reduced
42
Closed
21
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$73.6M -$801K -16,055 -1%
Morgan Stanley
2
Morgan Stanley
New York
$59.9M -$2.44M -48,840 -4%
Wells Fargo
3
Wells Fargo
California
$40.6M -$2.67M -53,483 -6%
UBS Group
4
UBS Group
Switzerland
$21.1M -$594K -11,911 -3%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$18.1M -$96.9K -1,943 -0.5%
UCFA
6
United Capital Financial Advisors
Texas
$16.5M +$79.6K +1,596 +0.5%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$14.7M +$135K +2,715 +0.9%
DSCM
8
Del-Sette Capital Management
New York
$14.3M -$107K -2,138 -0.7%
LPL Financial
9
LPL Financial
California
$12.8M -$495K -9,928 -4%
RJA
10
Raymond James & Associates
Florida
$8.86M -$153K -3,058 -2%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$8.3M +$401K +8,044 +5%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$8.29M +$78.1K +1,566 +0.9%
MFG
13
MTM Financial Group
Pennsylvania
$7.68M -$122K -2,447 -1%
Ameriprise
14
Ameriprise
Minnesota
$4.85M -$1.03M -20,722 -17%
Osaic Holdings
15
Osaic Holdings
Arizona
$3.89M +$1.43M +28,626 +53%
Stifel Financial
16
Stifel Financial
Missouri
$2.82M -$641K -12,853 -18%
IWC
17
Integrated Wealth Concepts
Massachusetts
$2.17M +$15.5K +310 +0.7%
Rockefeller Capital Management
18
Rockefeller Capital Management
New York
$2.15M +$246K +4,926 +12%
JPLA
19
Joseph P. Lucia & Associates
New York
$2.13M -$44.3K -887 -2%
MCC
20
Money Concepts Capital
Florida
$1.87M +$30.2K +605 +2%
CFA
21
Cahill Financial Advisors
Minnesota
$1.7M +$7.58K +152 +0.4%
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
$1.56M +$806K +16,158 +95%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$1.51M -$399 -8 -0%
SPIA
24
Steward Partners Investment Advisory
New York
$1.44M -$128K -2,571 -8%
CWS
25
Cypress Wealth Services
California
$1.38M +$12.9K +258 +0.9%

SDOG Hedge Fund Activity: Q3 2023 in Review

130 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in ALPS Sector Dividend Dogs ETF (SDOG) for Q3 2023, worth a combined $369M — down 10% from $410M a quarter earlier.

Sellers outnumbered buyers: 21 funds closed out of SDOG and 15 opened new positions — a net loss of 6 holders — while 42 trimmed existing stakes and 37 added.

The largest buyer was Osaic Holdings, adding an estimated $1.43M. The largest seller was Stratos Wealth Advisors, exiting entirely with an estimated $6.75M sold.

  • 130 institutional investors held ALPS Sector Dividend Dogs ETF (SDOG) as of Q3 2023, down from 139 in Q2 2023.
  • Funds reported $369M of ALPS Sector Dividend Dogs ETF stock for Q3 2023, down 10% quarter-over-quarter.
  • 15 funds opened new ALPS Sector Dividend Dogs ETF positions in Q3 2023 and 21 closed out, a net change of -6 holders.
  • The largest ALPS Sector Dividend Dogs ETF buyer in Q3 2023 was Osaic Holdings, an estimated $1.43M added.
  • The largest ALPS Sector Dividend Dogs ETF seller in Q3 2023 was Stratos Wealth Advisors, an estimated $6.75M sold.

Based on aggregated 13F filings for Q3 2023.