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ALPS Sector Dividend Dogs ETF

84 hedge funds and large institutions have $792M invested in ALPS Sector Dividend Dogs ETF in 2016 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 39 increasing their positions, 17 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

129% more repeat investments, than reductions

Existing positions increased: 39 | Existing positions reduced: 17

71% more capital invested

Capital invested by funds: $464M → $792M (+$327M)

60% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 10

6% more funds holding

Funds holding: 7984 (+5)

1.35% more ownership

Funds ownership: 36.87%38.22% (+1.4%)

0% more funds holding in top 10

Funds holding in top 10: 1010 (0)

Holders
84
Holders Change
+5
Holders Change %
+6.33%
% of All Funds
2.24%
Holding in Top 10
10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.27%
New
16
Increased
39
Reduced
17
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FIM
1
Frontier Investment Management
Texas
$238M +$23.7M +571,465 New
Morgan Stanley
2
Morgan Stanley
New York
$108M +$26.1M +630,528 +32%
Bank of America
3
Bank of America
North Carolina
$91M +$12.7M +306,285 +16%
UBS Group
4
UBS Group
Switzerland
$59.1M +$10.4M +251,882 +22%
Wells Fargo
5
Wells Fargo
California
$39.8M +$322K +7,771 +0.8%
Janney Montgomery Scott
6
Janney Montgomery Scott
Pennsylvania
$32.2M +$32.1M +774,635 New
BWM
7
BerganKDV Wealth Management
Minnesota
$27.4M +$6.01M +145,141 +28%
RJA
8
Raymond James & Associates
Florida
$21.3M +$4.5M +108,681 +27%
CCP
9
Cardan Capital Partners
Colorado
$19.6M +$763K +18,409 +4%
UCFA
10
United Capital Financial Advisors
Texas
$18.6M -$5.9M -142,465 -24%
HCM
11
Hengehold Capital Management
Ohio
$12.3M -$7.01M -169,133 -36%
PMG
12
ProVise Management Group
Florida
$11.5M +$761K +18,371 +7%
NEIRG
13
New England Investment & Retirement Group
Massachusetts
$10.8M +$3.51M +84,651 +48%
Ameriprise
14
Ameriprise
Minnesota
$10.4M +$1.52M +36,611 +17%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$8.51M -$508K -12,261 -6%
LPL Financial
16
LPL Financial
California
$8.5M +$1.13M +27,271 +15%
GA
17
Gateway Advisory
New Jersey
$8.33M +$476K +11,492 +6%
MAS
18
Madden Advisory Services
Florida
$6.46M -$52K -1,254 -0.8%
CTC
19
Central Trust Company
Missouri
$5.86M +$514K +12,409 +10%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$5.51M +$721K +17,393 +15%
RJFSA
21
Raymond James Financial Services Advisors
Florida
$5.13M +$2.51M +60,535 +96%
CFA
22
Cahill Financial Advisors
Minnesota
$3.05M +$310K +7,477 +11%
AG
23
Advisor Group
Arizona
$2.85M +$1.41M +34,119 +99%
LWAC
24
Laurel Wealth Advisors (California)
California
$2.67M -$2.4K -58 -0.1%
CAS
25
Cue Advisory Services
Arizona
$2.65M +$168K +4,050 +7%

SDOG Hedge Fund Activity: Q3 2016 in Review

84 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in ALPS Sector Dividend Dogs ETF (SDOG) for Q3 2016, worth a combined $792M — up 71% from $464M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new SDOG positions and 10 closed out — a net gain of 6 holders — while 39 added to existing stakes and 17 trimmed.

The largest buyer was Janney Montgomery Scott, opening a new position worth an estimated $32.1M. The largest seller was Niemann Capital Management, exiting entirely with an estimated $10.7M sold.

  • 84 institutional investors held ALPS Sector Dividend Dogs ETF (SDOG) as of Q3 2016, up from 79 in Q2 2016.
  • Funds reported $792M of ALPS Sector Dividend Dogs ETF stock for Q3 2016, up 71% quarter-over-quarter.
  • 16 funds opened new ALPS Sector Dividend Dogs ETF positions in Q3 2016 and 10 closed out, a net change of +6 holders.
  • The largest ALPS Sector Dividend Dogs ETF buyer in Q3 2016 was Janney Montgomery Scott, an estimated $32.1M added.
  • The largest ALPS Sector Dividend Dogs ETF seller in Q3 2016 was Niemann Capital Management, an estimated $10.7M sold.

Based on aggregated 13F filings for Q3 2016.