Aviance Capital Management’s ALPS Sector Dividend Dogs ETF SDOG Stock Holding History

Aviance Capital Management’s Portfolio SDOG Stock Details SDOG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-24,171	Closed	-$964K	–	343
2016 Q2	$964K	Buy	24,171 +316	+1%	+$12.4K	0.03%	207
2016 Q1	$929K	Sell	23,855 -318,710	-93%	-$11.3M	0.03%	187
2015 Q4	$12.2M	Sell	342,565 -98,773	-22%	-$3.55M	0.4%	66
2015 Q3	$14.9M	Buy	+441,338	New	+$15.7M	0.52%	50
2015 Q2	–	Sell	-280,418	Closed	-$10.4M	–	207
2015 Q1	$10.4M	Buy	+280,418	New	+$10.6M	0.39%	56

Other funds holding SDOG

FIM

Frontier Investment Management Dallas, Texas $1.62B AUM 1.86% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

BWM

BerganKDV Wealth Management Bloomington, Minnesota $1,000M AUM 9.95% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

CCP

Cardan Capital Partners Denver, Colorado $893M AUM 22.82% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

Aviance Capital Management's SDOG Position: Q3 2016 in Review

Aviance Capital Management sold out of ALPS Sector Dividend Dogs ETF (SDOG) in Q3 2016, closing a stake of 24,171 shares — an estimated $964K sold.

Aviance Capital Management first reported a position in SDOG in Q1 2015 and held it in 5 quarters. The position peaked at $14.9M in Q3 2015. 84 funds tracked by Wall St. Rank hold SDOG as of Q3 2016.

Aviance Capital Management reported no remaining ALPS Sector Dividend Dogs ETF position as of Q3 2016 after selling out during the quarter.
Aviance Capital Management sold 24,171 ALPS Sector Dividend Dogs ETF shares in Q3 2016, an estimated $964K.
Aviance Capital Management first reported a position in ALPS Sector Dividend Dogs ETF in Q1 2015 and held it in 5 quarters.
Aviance Capital Management's ALPS Sector Dividend Dogs ETF position peaked at $14.9M in Q3 2015.
84 funds tracked by Wall St. Rank held ALPS Sector Dividend Dogs ETF as of Q3 2016.

Based on Aviance Capital Management's 13F filing for Q3 2016, filed 9 Nov 2016.