Ladenburg Thalmann Financial Services’s ALPS Sector Dividend Dogs ETF SDOG Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio SDOG Stock Details SDOG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$3.42M	Buy	72,973 +3,298	+5%	+$149K	0.02%	634
2019 Q3	$3.06M	Buy	69,675 +986	+1%	+$42.6K	0.02%	648
2019 Q2	$2.99M	Sell	68,689 -2,485	-3%	-$107K	0.02%	644
2019 Q1	$3.06M	Sell	71,174 -2,396	-3%	-$101K	0.02%	607
2018 Q4	$2.88M	Sell	73,570 -11,520	-14%	-$499K	0.03%	545
2018 Q3	$3.9M	Sell	85,090 -11,621	-12%	-$532K	0.03%	467
2018 Q2	$4.22M	Hold	96,711	–	–	0.04%	406
2018 Q1	$4.22M	Sell	96,711 -11,342	-10%	-$522K	0.04%	406
2017 Q4	$4.95M	Buy	108,053 +1,259	+1%	+$56.5K	0.05%	351
2017 Q3	$4.71M	Sell	106,794 -3,379	-3%	-$145K	0.05%	326
2017 Q2	$4.7M	Sell	110,173 -2,102	-2%	-$89.5K	0.06%	300
2017 Q1	$4.82M	Buy	112,275 +10,149	+10%	+$437K	0.06%	288
2016 Q4	$4.3M	Buy	102,126 +79,832	+358%	+$3.31M	0.06%	293
2016 Q3	$927K	Sell	22,294 -4,733	-18%	-$196K	0.01%	841
2016 Q2	$1.08M	Buy	27,027 +974	+4%	+$38.4K	0.02%	722
2016 Q1	$1.01M	Buy	26,053 +9,848	+61%	+$350K	0.02%	687
2015 Q4	$577K	Buy	16,205 +2,466	+18%	+$88.5K	0.01%	954
2015 Q3	$466K	Buy	13,739 +2,737	+25%	+$97.5K	0.01%	1009
2015 Q2	$403K	Sell	11,002 -1,497	-12%	-$57.2K	0.01%	1166
2015 Q1	$464K	Sell	12,499 -33,676	-73%	-$1.27M	0.01%	1070
2014 Q4	$1.76M	Sell	46,175 -4,862	-10%	-$184K	0.04%	394
2014 Q3	$1.9M	Sell	51,037 -2,546	-5%	-$95.6K	0.05%	301
2014 Q2	$2M	Buy	53,583 +46,966	+710%	+$1.7M	0.05%	297
2014 Q1	$231K	Buy	6,617 +4,967	+301%	+$168K	0.01%	1060
2013 Q4	$56K	Buy	1,650 +175	+12%	+$5.85K	﹤0.01%	1837
2013 Q3	$47K	Buy	+1,475	New	+$47.3K	﹤0.01%	1867

Other funds holding SDOG

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $51.6B AUM 27.34% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $18.2B AUM 22.02% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

FIM

Frontier Investment Management Dallas, Texas $1.62B AUM 1.86% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Ladenburg Thalmann Financial Services's SDOG Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its ALPS Sector Dividend Dogs ETF (SDOG) stake by 4.7% in Q4 2019, buying an estimated $149K and bringing the position to 72,973 shares worth $3.42M. The position accounts for 0.02% of the portfolio, ranked #634.

Ladenburg Thalmann Financial Services first reported a position in SDOG in Q3 2013 and has held it in 26 quarters since. The position peaked at $4.95M in Q4 2017. 148 funds tracked by Wall St. Rank hold SDOG as of Q4 2019.

Ladenburg Thalmann Financial Services held 72,973 shares of ALPS Sector Dividend Dogs ETF worth $3.42M as of Q4 2019.
Ladenburg Thalmann Financial Services bought 3,298 ALPS Sector Dividend Dogs ETF shares in Q4 2019, an estimated $149K.
ALPS Sector Dividend Dogs ETF made up 0.02% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #634 holding.
Ladenburg Thalmann Financial Services first reported a position in ALPS Sector Dividend Dogs ETF in Q3 2013 and has held it in 26 quarters since.
Ladenburg Thalmann Financial Services's ALPS Sector Dividend Dogs ETF position peaked at $4.95M in Q4 2017.
148 funds tracked by Wall St. Rank held ALPS Sector Dividend Dogs ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.