Ladenburg Thalmann Financial Services’s ALPS Sector Dividend Dogs ETF SDOG Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$3.42M	Buy	72,973 +3,298	+5%	+$149K	0.02%	634
2019 Q3	$3.06M	Buy	69,675 +986	+1%	+$42.6K	0.02%	648
2019 Q2	$2.99M	Sell	68,689 -2,485	-3%	-$107K	0.02%	644
2019 Q1	$3.06M	Sell	71,174 -2,396	-3%	-$101K	0.02%	607
2018 Q4	$2.88M	Sell	73,570 -11,520	-14%	-$499K	0.03%	545
2018 Q3	$3.9M	Sell	85,090 -11,621	-12%	-$532K	0.03%	467
2018 Q2	$4.22M	Hold	96,711	–	–	0.04%	406
2018 Q1	$4.22M	Sell	96,711 -11,342	-10%	-$522K	0.04%	406
2017 Q4	$4.95M	Buy	108,053 +1,259	+1%	+$56.5K	0.05%	351
2017 Q3	$4.71M	Sell	106,794 -3,379	-3%	-$145K	0.05%	326
2017 Q2	$4.7M	Sell	110,173 -2,102	-2%	-$89.5K	0.06%	300
2017 Q1	$4.82M	Buy	112,275 +10,149	+10%	+$437K	0.06%	288
2016 Q4	$4.3M	Buy	102,126 +79,832	+358%	+$3.31M	0.06%	293
2016 Q3	$927K	Sell	22,294 -4,733	-18%	-$196K	0.01%	841
2016 Q2	$1.08M	Buy	27,027 +974	+4%	+$38.4K	0.02%	722
2016 Q1	$1.01M	Buy	26,053 +9,848	+61%	+$350K	0.02%	687
2015 Q4	$577K	Buy	16,205 +2,466	+18%	+$88.5K	0.01%	954
2015 Q3	$466K	Buy	13,739 +2,737	+25%	+$97.5K	0.01%	1009
2015 Q2	$403K	Sell	11,002 -1,497	-12%	-$57.2K	0.01%	1166
2015 Q1	$464K	Sell	12,499 -33,676	-73%	-$1.27M	0.01%	1070
2014 Q4	$1.76M	Sell	46,175 -4,862	-10%	-$184K	0.04%	394
2014 Q3	$1.9M	Sell	51,037 -2,546	-5%	-$95.6K	0.05%	301
2014 Q2	$2M	Buy	53,583 +46,966	+710%	+$1.7M	0.05%	297
2014 Q1	$231K	Buy	6,617 +4,967	+301%	+$168K	0.01%	1060
2013 Q4	$56K	Buy	1,650 +175	+12%	+$5.85K	﹤0.01%	1837
2013 Q3	$47K	Buy	+1,475	New	+$47.3K	﹤0.01%	1867