Mariner Independent Advisor Network’s ALPS Sector Dividend Dogs ETF SDOG Stock Holding History

Mariner Independent Advisor Network’s Portfolio SDOG Stock Details SDOG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	–	Sell	-159,740	Closed	-$6.57M	–	377
2018 Q4	$6.57M	Sell	159,740 -14,240	-8%	-$616K	0.59%	41
2018 Q3	$7.98M	Buy	+173,980	New	+$7.96M	1%	21
2018 Q2	–	Sell	-438,571	Closed	-$19.1M	–	285
2018 Q1	$19.1M	Buy	438,571 +277,202	+172%	+$12.8M	1.18%	22
2017 Q4	$7.39M	Buy	+161,369	New	+$7.24M	0.77%	28
2017 Q2	–	Sell	-44,619	Closed	-$1.92M	–	309
2017 Q1	$1.92M	Buy	+44,619	New	+$1.92M	0.23%	65
2015 Q1	–	Sell	-6,188	Closed	-$235K	–	151
2014 Q4	$235K	Buy	6,188 +541	+10%	+$20.5K	0.11%	146
2014 Q3	$210K	Buy	5,647 +857	+18%	+$32.2K	0.11%	125
2014 Q2	$179K	Buy	+4,790	New	+$173K	0.09%	136

Other funds holding SDOG

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $51.6B AUM 27.34% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $18.2B AUM 22.02% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

BWM

BerganKDV Wealth Management Bloomington, Minnesota $1,000M AUM 9.95% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

DAS

Dynamic Advisor Solutions Phoenix, Arizona $3.53B AUM 22.61% 1-Year Est. Return

Mariner Independent Advisor Network's SDOG Position: Q1 2019 in Review

Mariner Independent Advisor Network sold out of ALPS Sector Dividend Dogs ETF (SDOG) in Q1 2019, closing a stake of 159,740 shares — an estimated $6.57M sold.

Mariner Independent Advisor Network first reported a position in SDOG in Q2 2014 and held it in 8 quarters. The position peaked at $19.1M in Q1 2018. 156 funds tracked by Wall St. Rank hold SDOG as of Q1 2019.

Mariner Independent Advisor Network reported no remaining ALPS Sector Dividend Dogs ETF position as of Q1 2019 after selling out during the quarter.
Mariner Independent Advisor Network sold 159,740 ALPS Sector Dividend Dogs ETF shares in Q1 2019, an estimated $6.57M.
Mariner Independent Advisor Network first reported a position in ALPS Sector Dividend Dogs ETF in Q2 2014 and held it in 8 quarters.
Mariner Independent Advisor Network's ALPS Sector Dividend Dogs ETF position peaked at $19.1M in Q1 2018.
156 funds tracked by Wall St. Rank held ALPS Sector Dividend Dogs ETF as of Q1 2019.

Based on Mariner Independent Advisor Network's 13F filing for Q1 2019, filed 2 May 2019.