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First Allied Advisory Services Portfolio holdings
AUM
$2.98B
Turnover
16.84%
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter Est. Return
+8.37%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$271M
(+10%)
Cap. Flow
+$84.8M
Cap. Flow % of AUM
Cap. Flow %
2.85%
Top 10 Holdings %
Top 10 Hldgs %
20.38%
Holding
1,247
New
141
Increased
467
Reduced
544
Closed
69
Avg Time Held
Equity + Options
3.5
years
Top 10 Avg Time Held
Equity + Options
2.5
years
Top 20 Avg Time Held
Equity + Options
2.3
years
Avg Time Held Equity only
3.5
years
Top 10 Avg Time Held Equity only
2.5
years
Top 20 Avg Time Held Equity only
2.3
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$51.6M |
| 2 |
First Trust Capital Strength ETF
FTCS
|
+$20.3M |
| 3 |
First Trust Dow Jones Internet Index Fund ETF
FDN
|
+$12.6M |
| 4 |
Target
TGT
|
+$8.19M |
| 5 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$7.58M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
AGF US Market Neutral Anti-Beta Fund
BTAL
|
+$8.34M |
| 2 |
First Trust Value Line Dividend Fund
FVD
|
+$8.03M |
| 3 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$8M |
| 4 |
iShares Core US Aggregate Bond ETF
AGG
|
+$7.77M |
| 5 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$6.76M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 57.35% |
| 2 | Technology | 12.4% |
| 3 | Healthcare | 5.24% |
| 4 | Consumer Discretionary | 5.17% |
| 5 | Financials | 4.77% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
401
British American Tobacco
BTI
$131B
| $1.32M | 0.04% |
36,476
+4,349
| +14% | +$152K |
2013 Q2
29 quarters
|
|
402
MarketAxess Holdings
MKTX
$5.83B
| $1.32M | 0.04% |
2,739
-1,073
| -28% | -$530K |
2019 Q3
4 quarters
|
|
403
First Trust Health Care AlphaDEX Fund
FXH
$1.15B
| $1.32M | 0.04% |
13,910
-301
| -2% | -$28.2K |
2013 Q2
29 quarters
|
|
404
DELISTED
ENVESTNET, INC.
ENV
| $1.32M | 0.04% |
17,045
+3,283
| +24% | +$262K |
2019 Q3
4 quarters
|
|
405
State Street
STT
$45B
| $1.31M | 0.04% |
22,055
-2,977
| -12% | -$193K |
2013 Q2
29 quarters
|
|
|
PLYM
406
DELISTED
Plymouth Industrial REIT
PLYM
| $1.29M | 0.04% |
104,257
+62,878
| +152% | +$821K |
2020 Q2
1 quarter
|
|
407
Berkshire Hathaway Class A
BRK.A
$1.22T
| $1.28M | 0.04% |
4
| – | – |
2014 Q3
24 quarters
|
|
408
Biogen
BIIB
$36.7B
| $1.28M | 0.04% |
4,497
-757
| -14% | -$211K |
2013 Q3
28 quarters
|
|
409
Elbit Systems
ESLT
$32B
| $1.27M | 0.04% |
10,454
+108
| +1% | +$14.3K |
2013 Q2
29 quarters
|
|
410
iShares Broad USD High Yield Corporate Bond ETF
USHY
$26.5B
| $1.27M | 0.04% |
32,233
-7,153
| -18% | -$282K |
2018 Q4
7 quarters
|
|
411
iShares 10-20 Year Treasury Bond ETF
TLH
$12.2B
| $1.26M | 0.04% |
7,597
-348
| -4% | -$58.5K |
2015 Q2
21 quarters
|
|
412
Fifth Third Bancorp
FITB
$47.9B
| $1.25M | 0.04% |
58,578
+47,978
| +453% | +$966K |
2019 Q1
6 quarters
|
|
413
Canadian Imperial Bank of Commerce
CM
$105B
| $1.24M | 0.04% |
33,048
+104
| +0.3% | +$3.81K |
2017 Q2
13 quarters
|
|
414
Pacer Data & Infrastructure Real Estate ETF
SRVR
$289M
| $1.23M | 0.04% |
34,920
+28,926
| +483% | +$1.05M |
2020 Q2
1 quarter
|
|
415
The Kraft Heinz Company
KHC
$29.1B
| $1.23M | 0.04% |
41,100
-406
| -1% | -$13.5K |
2015 Q3
20 quarters
|
|
416
Annaly Capital Management
NLY
$14.8B
| $1.23M | 0.04% |
43,213
+9,260
| +27% | +$268K |
2014 Q3
24 quarters
|
|
417
First Trust Municipal High Income ETF
FMHI
$1.06B
| $1.22M | 0.04% |
23,612
-8,952
| -27% | -$464K |
2018 Q1
10 quarters
|
|
418
lululemon athletica
LULU
$12.8B
| $1.22M | 0.04% |
3,710
+68
| +2% | +$22.7K |
2018 Q3
8 quarters
|
|
419
Aimco
AIV
$225M
| $1.22M | 0.04% |
271,784
+15,960
| +6% | +$77.4K |
2019 Q2
5 quarters
|
|
420
Invesco DB US Dollar Index Bullish Fund
UUP
$484M
| $1.22M | 0.04% |
48,135
+1,138
| +2% | +$28.9K |
2020 Q1
2 quarters
|
|
421
DELISTED
Walgreens Boots Alliance
WBA
| $1.21M | 0.04% |
33,639
-368
| -1% | -$14.4K |
2013 Q2
29 quarters
|
|
422
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.55B
| $1.21M | 0.04% |
19,075
-12,472
| -40% | -$783K |
2013 Q2
29 quarters
|
|
423
Global X MLP & Energy Infrastructure ETF
MLPX
$3.41B
| $1.2M | 0.04% |
54,295
+1,149
| +2% | +$28.5K |
2020 Q2
1 quarter
|
|
424
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.15B
| $1.2M | 0.04% |
39,167
-2,499
| -6% | -$76.4K |
2018 Q3
8 quarters
|
|
425
State Street SPDR S&P Metals & Mining ETF
XME
$3.55B
| $1.2M | 0.04% |
51,557
+4,324
| +9% | +$102K |
2020 Q2
1 quarter
|
|
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First Allied Advisory Services's Q3 2020 Portfolio in Review
As of Q3 2020, First Allied Advisory Services held 1,247 positions worth $2.98B, up 10% from $2.71B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
First Allied Advisory Services's Q3 2020 filing shows 141 new, 467 increased, 544 reduced and 69 closed positions. Its largest new stake was Invesco QQQ Trust: 190,332 shares worth $52.9M. The largest sale was AGF US Market Neutral Anti-Beta Fund, an estimated $8.34M.
By sector, the portfolio is most concentrated in Miscellaneous at 57% of assets, down from 59% a quarter earlier, followed by Technology and Healthcare.
- First Allied Advisory Services's largest Q3 2020 buy was Invesco QQQ Trust: 190,332 shares worth $52.9M.
- First Allied Advisory Services added most to Invesco S&P 500 Equal Weight ETF in Q3 2020, an estimated $7.58M increase.
- First Allied Advisory Services's biggest Q3 2020 reduction was First Trust Value Line Dividend Fund, cutting an estimated $8.03M.
- First Allied Advisory Services fully exited AGF US Market Neutral Anti-Beta Fund in Q3 2020, selling an estimated $8.34M.
- First Allied Advisory Services's ten largest holdings make up 20% of its $2.98B portfolio in Q3 2020.
- First Allied Advisory Services opened 141 new positions and closed 69 in Q3 2020.
- First Allied Advisory Services's portfolio value rose 10% quarter-over-quarter to $2.98B.
Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.