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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+8.37%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$271M
Cap. Flow
+$84.8M
Cap. Flow %
2.85%
Top 10 Hldgs %
20.38%
Holding
1,247
New
141
Increased
467
Reduced
544
Closed
69

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$51.6M
2
FTCS icon
First Trust Capital Strength ETF
FTCS
+$20.3M
3
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$12.6M
4
TGT icon
Target
TGT
+$8.19M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$7.58M

Top Sells

Rank Stock Value
1
BTAL icon
AGF US Market Neutral Anti-Beta Fund
BTAL
+$8.34M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$8.03M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$8M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$7.77M
5
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$6.76M

Sector Composition

Rank Sector Weight
1 Technology 12.39%
2 Healthcare 5.2%
3 Consumer Discretionary 5.17%
4 Financials 4.61%
5 Communication Services 4.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BTI icon
401
British American Tobacco
BTI
$129B
$1.32M 0.04%
36,476
+4,349
+14% +$152K
MKTX icon
402
MarketAxess Holdings
MKTX
$4.05B
$1.32M 0.04%
2,739
-1,073
-28% -$530K
FXH icon
403
First Trust Health Care AlphaDEX Fund
FXH
$1.01B
$1.32M 0.04%
13,910
-301
-2% -$28.2K
ENV
404
DELISTED
ENVESTNET, INC.
ENV
$1.31M 0.04%
17,045
+3,283
+24% +$262K
STT icon
405
State Street
STT
$51B
$1.31M 0.04%
22,055
-2,977
-12% -$193K
PLYM
406
DELISTED
Plymouth Industrial REIT
PLYM
$1.29M 0.04%
104,257
+62,878
+152% +$821K
BRK.A icon
407
Berkshire Hathaway Class A
BRK.A
$1.05T
$1.28M 0.04%
4
– –
BIIB icon
408
Biogen
BIIB
$29.9B
$1.28M 0.04%
4,497
-757
-14% -$211K
ESLT icon
409
Elbit Systems
ESLT
$38.3B
$1.27M 0.04%
10,454
+108
+1% +$14.3K
USHY icon
410
iShares Broad USD High Yield Corporate Bond ETF
USHY
$28.9B
$1.27M 0.04%
32,233
-7,153
-18% -$282K
TLH icon
411
iShares 10-20 Year Treasury Bond ETF
TLH
$11B
$1.26M 0.04%
7,597
-348
-4% -$58.5K
FITB
412
Fifth Third Bancorp
FITB
$51.1B
$1.25M 0.04%
58,578
+47,978
+453% +$966K
CM icon
413
Canadian Imperial Bank of Commerce
CM
$106B
$1.24M 0.04%
33,048
+104
+0.3% +$3.81K
SRVR icon
414
Pacer Data & Infrastructure Real Estate ETF
SRVR
$374M
$1.23M 0.04%
34,920
+28,926
+483% +$1.05M
KHC icon
415
Kraft Heinz
KHC
$30.4B
$1.23M 0.04%
41,100
-406
-1% -$13.5K
NLY icon
416
Annaly Capital Management
NLY
$16.7B
$1.23M 0.04%
43,213
+9,260
+27% +$268K
FMHI icon
417
First Trust Municipal High Income ETF
FMHI
$979M
$1.22M 0.04%
23,612
-8,952
-27% -$464K
LULU icon
418
lululemon athletica
LULU
$12.6B
$1.22M 0.04%
3,710
+68
+2% +$22.7K
AIV
419
Aimco
AIV
$374M
$1.22M 0.04%
271,784
+15,960
+6% +$77.4K
UUP icon
420
Invesco DB US Dollar Index Bullish Fund
UUP
$435M
$1.22M 0.04%
48,135
+1,138
+2% +$28.9K
WBA
421
DELISTED
Walgreens Boots Alliance
WBA
$1.21M 0.04%
33,639
-368
-1% -$14.4K
FEX icon
422
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
$1.21M 0.04%
19,075
-12,472
-40% -$783K
MLPX icon
423
Global X MLP & Energy Infrastructure ETF
MLPX
$3.7B
$1.2M 0.04%
54,295
+1,149
+2% +$28.5K
FLRN icon
424
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.11B
$1.2M 0.04%
39,167
-2,499
-6% -$76.4K
XME icon
425
State Street SPDR S&P Metals & Mining ETF
XME
$4.12B
$1.2M 0.04%
51,557
+4,324
+9% +$102K
15 16
17
18 19

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FS
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NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
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VIM
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PS
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CT
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CAW
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First Allied Advisory Services's Q3 2020 Portfolio in Review

As of Q3 2020, First Allied Advisory Services held 1,247 positions worth $2.98B, up 10% from $2.71B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

First Allied Advisory Services's Q3 2020 filing shows 141 new, 467 increased, 544 reduced and 69 closed positions. Its largest new stake was Invesco QQQ Trust: 190,332 shares worth $52.9M. The largest sale was AGF US Market Neutral Anti-Beta Fund, an estimated $8.34M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • First Allied Advisory Services's largest Q3 2020 buy was Invesco QQQ Trust: 190,332 shares worth $52.9M.
  • First Allied Advisory Services added most to Invesco S&P 500 Equal Weight ETF in Q3 2020, an estimated $7.58M increase.
  • First Allied Advisory Services's biggest Q3 2020 reduction was First Trust Value Line Dividend Fund, cutting an estimated $8.03M.
  • First Allied Advisory Services fully exited AGF US Market Neutral Anti-Beta Fund in Q3 2020, selling an estimated $8.34M.
  • First Allied Advisory Services's ten largest holdings make up 20% of its $2.98B portfolio in Q3 2020.
  • First Allied Advisory Services opened 141 new positions and closed 69 in Q3 2020.
  • First Allied Advisory Services's portfolio value rose 10% quarter-over-quarter to $2.98B.

Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.