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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+8.37%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$271M
Cap. Flow
+$84.8M
Cap. Flow %
2.85%
Top 10 Hldgs %
20.38%
Holding
1,247
New
141
Increased
467
Reduced
544
Closed
69

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$51.6M
2
FTCS icon
First Trust Capital Strength ETF
FTCS
+$20.3M
3
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$12.6M
4
TGT icon
Target
TGT
+$8.19M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$7.58M

Top Sells

Rank Stock Value
1
BTAL icon
AGF US Market Neutral Anti-Beta Fund
BTAL
+$8.34M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$8.03M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$8M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$7.77M
5
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$6.76M

Sector Composition

Rank Sector Weight
1 Technology 12.39%
2 Healthcare 5.2%
3 Consumer Discretionary 5.17%
4 Financials 4.61%
5 Communication Services 4.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IDXX icon
351
Idexx Laboratories
IDXX
$42.9B
$1.55M 0.05%
3,950
+2,681
+211% +$991K
HYS icon
352
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.73B
$1.55M 0.05%
16,525
-2,995
-15% -$281K
SPHQ icon
353
Invesco S&P 500 Quality ETF
SPHQ
$19.5B
$1.55M 0.05%
39,986
-46
-0.1% -$1.74K
UL icon
354
Unilever
UL
$130B
$1.54M 0.05%
22,268
-1,815
-8% -$121K
CEF icon
355
Sprott Physical Gold and Silver Trust
CEF
$7.42B
$1.54M 0.05%
83,921
-500
-0.6% -$9.6K
BOND icon
356
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.27B
$1.53M 0.05%
13,572
+325
+2% +$36.5K
PRU icon
357
Prudential Financial
PRU
$41B
$1.53M 0.05%
24,022
-10,076
-30% -$662K
DG icon
358
Dollar General
DG
$25.7B
$1.52M 0.05%
7,270
+787
+12% +$155K
VDE icon
359
Vanguard Energy ETF
VDE
$10.2B
$1.52M 0.05%
37,779
+3,803
+11% +$181K
EXAS
360
DELISTED
Exact Sciences
EXAS
$1.51M 0.05%
14,849
+10,171
+217% +$878K
APH icon
361
Amphenol
APH
$195B
$1.5M 0.05%
55,592
+4,572
+9% +$120K
MINT icon
362
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$1.5M 0.05%
14,709
+6,867
+88% +$699K
CCL icon
363
Carnival Corporation Ltd
CCL
$35B
$1.5M 0.05%
98,635
+22,190
+29% +$343K
VBK icon
364
Vanguard Small-Cap Growth ETF
VBK
$23.4B
$1.49M 0.05%
6,947
-3,238
-32% -$684K
SPYD icon
365
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.61B
$1.49M 0.05%
54,370
+5,195
+11% +$147K
AMT icon
366
American Tower
AMT
$76.9B
$1.49M 0.05%
6,146
+223
+4% +$56.5K
XLE icon
367
State Street Energy Select Sector SPDR ETF
XLE
$39.8B
$1.48M 0.05%
98,600
-2,108
-2% -$37.4K
XLB icon
368
State Street Materials Select Sector SPDR ETF
XLB
$8.43B
$1.47M 0.05%
46,180
+33,730
+271% +$1.05M
DHR icon
369
Danaher
DHR
$131B
$1.47M 0.05%
7,687
+490
+7% +$87.2K
FNX icon
370
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.39B
$1.47M 0.05%
22,241
+2,535
+13% +$166K
CAH icon
371
Cardinal Health
CAH
$51.8B
$1.46M 0.05%
31,170
+19,672
+171% +$1.01M
SCZ icon
372
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$1.46M 0.05%
24,755
-7,104
-22% -$407K
GIS icon
373
General Mills
GIS
$19.4B
$1.46M 0.05%
23,653
+705
+3% +$44.1K
FHLC icon
374
Fidelity MSCI Health Care Index ETF
FHLC
$3.24B
$1.46M 0.05%
27,656
+2,573
+10% +$135K
CDNS icon
375
Cadence Design Systems
CDNS
$92.9B
$1.43M 0.05%
13,405
+7,941
+145% +$835K
13 14
15
16 17

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FS
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NIMC
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TI
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VIM
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CT
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First Allied Advisory Services's Q3 2020 Portfolio in Review

As of Q3 2020, First Allied Advisory Services held 1,247 positions worth $2.98B, up 10% from $2.71B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

First Allied Advisory Services's Q3 2020 filing shows 141 new, 467 increased, 544 reduced and 69 closed positions. Its largest new stake was Invesco QQQ Trust: 190,332 shares worth $52.9M. The largest sale was AGF US Market Neutral Anti-Beta Fund, an estimated $8.34M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • First Allied Advisory Services's largest Q3 2020 buy was Invesco QQQ Trust: 190,332 shares worth $52.9M.
  • First Allied Advisory Services added most to Invesco S&P 500 Equal Weight ETF in Q3 2020, an estimated $7.58M increase.
  • First Allied Advisory Services's biggest Q3 2020 reduction was First Trust Value Line Dividend Fund, cutting an estimated $8.03M.
  • First Allied Advisory Services fully exited AGF US Market Neutral Anti-Beta Fund in Q3 2020, selling an estimated $8.34M.
  • First Allied Advisory Services's ten largest holdings make up 20% of its $2.98B portfolio in Q3 2020.
  • First Allied Advisory Services opened 141 new positions and closed 69 in Q3 2020.
  • First Allied Advisory Services's portfolio value rose 10% quarter-over-quarter to $2.98B.

Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.