First Allied Advisory Services’s PIMCO Enhanced Short Maturity Active Exchange-Traded Fund MINT Stock Holding History

First Allied Advisory Services’s Portfolio MINT Stock Details MINT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	$1.5M	Buy	14,709 +6,867	+88%	+$699K	0.05%	362
2020 Q2	$797K	Sell	7,842 -1,947	-20%	-$196K	0.03%	508
2020 Q1	$969K	Buy	9,789 +1,602	+20%	+$162K	0.04%	397
2019 Q4	$831K	Buy	8,187 +1,525	+23%	+$155K	0.03%	542
2019 Q3	$676K	Buy	6,662 +923	+16%	+$93.8K	0.02%	586
2019 Q2	$584K	Sell	5,739 -295	-5%	-$30K	0.02%	633
2019 Q1	$611K	Sell	6,034 -16,835	-74%	-$1.71M	0.02%	613
2018 Q4	$2.31M	Buy	22,869 +16,086	+237%	+$1.63M	0.09%	242
2018 Q3	$697K	Sell	6,783 -2,673	-28%	-$271K	0.02%	592
2018 Q2	$964K	Sell	9,456 -941	-9%	-$95.5K	0.04%	467
2018 Q1	$1.06M	Sell	10,397 -103,772	-91%	-$10.5M	0.04%	438
2017 Q4	$11.6M	Sell	114,169 -21,549	-16%	-$2.19M	0.46%	35
2017 Q3	$13.8M	Sell	135,718 -17,308	-11%	-$1.76M	0.59%	24
2017 Q2	$15.5M	Buy	153,026 +13,245	+9%	+$1.35M	0.69%	19
2017 Q1	$14.2M	Buy	139,781 +108,320	+344%	+$11M	0.74%	18
2016 Q4	$3.19M	Buy	31,461 +18,043	+134%	+$1.83M	0.16%	154
2016 Q3	$1.36M	Sell	13,418 -4,864	-27%	-$493K	0.07%	288
2016 Q2	$1.85M	Sell	18,282 -2,802	-13%	-$283K	0.1%	226
2016 Q1	$2.12M	Buy	21,084 +4,373	+26%	+$440K	0.12%	195
2015 Q4	$1.68M	Sell	16,711 -20,025	-55%	-$2.02M	0.09%	247
2015 Q3	$3.7M	Buy	36,736 +15,280	+71%	+$1.54M	0.2%	121
2015 Q2	$2.18M	Buy	21,456 +5,851	+37%	+$592K	0.1%	240
2015 Q1	$1.58M	Buy	15,605 +551	+4%	+$55.7K	0.1%	230
2014 Q4	$1.53M	Sell	15,054 -584	-4%	-$59.2K	0.11%	222
2014 Q3	$1.59M	Buy	15,638 +4,977	+47%	+$505K	0.13%	193
2014 Q2	$1.08M	Sell	10,661 -166	-2%	-$16.8K	0.08%	291
2014 Q1	$1.1M	Sell	10,827 -262	-2%	-$26.6K	0.08%	279
2013 Q4	$1.13M	Sell	11,089 -20,685	-65%	-$2.1M	0.09%	258
2013 Q3	$3.22M	Buy	31,774 +26,535	+506%	+$2.69M	0.19%	139
2013 Q2	$532K	Buy	+5,239	New	+$532K	0.04%	457

Other funds holding MINT

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Homrich & Berg Atlanta, Georgia $4.47B AUM 22.61% 1-Year Est. Return

AssetMark Inc Concord, California $58.2B AUM 22.78% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

BIAS

Beacon Investment Advisory Services Morristown, New Jersey $2.69B AUM 35.07% 1-Year Est. Return

First Allied Advisory Services's MINT Position: Q3 2020 in Review

First Allied Advisory Services increased its PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) stake by 88% in Q3 2020, buying an estimated $699K and bringing the position to 14,709 shares worth $1.5M. The position accounts for 0.05% of the portfolio, ranked #362.

First Allied Advisory Services first reported a position in MINT in Q2 2013 and has held it in 30 quarters since. The position peaked at $15.5M in Q2 2017. 593 funds tracked by Wall St. Rank hold MINT as of Q3 2020.

First Allied Advisory Services held 14,709 shares of PIMCO Enhanced Short Maturity Active Exchange-Traded Fund worth $1.5M as of Q3 2020.
First Allied Advisory Services bought 6,867 PIMCO Enhanced Short Maturity Active Exchange-Traded Fund shares in Q3 2020, an estimated $699K.
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund made up 0.05% of First Allied Advisory Services's portfolio in Q3 2020, its #362 holding.
First Allied Advisory Services first reported a position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q2 2013 and has held it in 30 quarters since.
First Allied Advisory Services's PIMCO Enhanced Short Maturity Active Exchange-Traded Fund position peaked at $15.5M in Q2 2017.
593 funds tracked by Wall St. Rank held PIMCO Enhanced Short Maturity Active Exchange-Traded Fund as of Q3 2020.

Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.