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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund

222 hedge funds and large institutions have $1.89B invested in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in 2016 Q1 according to their latest regulatory filings, with 35 funds opening new positions, 60 increasing their positions, 85 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

26% more funds holding in top 10

Funds holding in top 10: 1924 (+5)

17% more first-time investments, than exits

New positions opened: 35 | Existing positions closed: 30

1% more funds holding

Funds holding: 220222 (+2)

7% less capital invested

Capital invested by funds: $2.04B → $1.89B (-$153M)

7.91% less ownership

Funds ownership: 52.16%44.25% (-7.9%)

29% less repeat investments, than reductions

Existing positions increased: 60 | Existing positions reduced: 85

Holders
222
Holders Change
+2
Holders Change %
+0.91%
% of All Funds
5.92%
Holding in Top 10
24
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+26.32%
% of All Funds
0.64%
New
35
Increased
60
Reduced
85
Closed
30
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$260M +$51.2M +508,361 +25%
UBS Group
2
UBS Group
Switzerland
$169M -$31.3M -310,531 -16%
Fidelity Investments
3
Fidelity Investments
Massachusetts
$125M +$125M +1,243,460 New
WIM
4
Windhaven Investment Management
Massachusetts
$103M -$8.08M -80,255 -7%
Wells Fargo
5
Wells Fargo
California
$95.6M +$12M +119,274 +14%
Bank of America
6
Bank of America
North Carolina
$93.5M -$8.51M -84,574 -8%
LPL Financial
7
LPL Financial
California
$42.5M -$12.1M -120,123 -22%
BCI
8
Brinker Capital Investments
Pennsylvania
$40.3M -$34.6M -344,161 -46%
TCM
9
TD Capital Management
Tennessee
$39.8M +$6.8M +67,572 +21%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$38.8M -$7.3M -72,582 -16%
OPERF
11
Oregon Public Employees Retirement Fund
Oregon
$33M
CG
12
Colony Group
Massachusetts
$32.5M +$28.9M +287,377 +810%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$32M -$4.04M -40,134 -11%
FT
14
Fiduciary Trust
Massachusetts
$29.7M -$5.15M -51,162 -15%
UCFA
15
United Capital Financial Advisors
Texas
$26.6M +$475K +4,720 +2%
CAW
16
Cornerstone Advisors (Washington)
Washington
$24.8M +$2.31M +22,973 +10%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$22.9M +$13.4M +133,347 +141%
QA
18
Quantitative Advantage
Minnesota
$22.6M +$8.42M +83,649 +59%
SAM
19
Shamrock Asset Management
Texas
$21.8M +$6.1M +60,595 +39%
BC
20
Brinker Capital
Pennsylvania
$21.1M +$2.42M +24,070 +13%
Chevy Chase Trust
21
Chevy Chase Trust
Maryland
$18M -$4.69M -46,590 -21%
TFA
22
Transamerica Financial Advisors
Florida
$17.7M -$2.33M -23,180 -12%
Goldman Sachs
23
Goldman Sachs
New York
$16.8M -$1.92M -19,082 -10%
Citigroup
24
Citigroup
New York
$15.6M +$14.2M +140,919 +1,033%
SMM
25
Stadion Money Management
Georgia
$15.6M -$3.78M -37,540 -20%

MINT Hedge Fund Activity: Q1 2016 in Review

222 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) for Q1 2016, worth a combined $1.89B — down 7.5% from $2.04B a quarter earlier.

Buyers outnumbered sellers: 35 funds opened new MINT positions and 30 closed out — a net gain of 5 holders — while 60 added to existing stakes and 85 trimmed.

The largest buyer was Fidelity Investments, opening a new position worth an estimated $125M. The largest seller was RiverFront Investment Group, exiting entirely with an estimated $220M sold.

  • 222 institutional investors held PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) as of Q1 2016, up from 220 in Q4 2015.
  • Funds reported $1.89B of PIMCO Enhanced Short Maturity Active Exchange-Traded Fund stock for Q1 2016, down 7.5% quarter-over-quarter.
  • 35 funds opened new PIMCO Enhanced Short Maturity Active Exchange-Traded Fund positions in Q1 2016 and 30 closed out, a net change of +5 holders.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund buyer in Q1 2016 was Fidelity Investments, an estimated $125M added.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund seller in Q1 2016 was RiverFront Investment Group, an estimated $220M sold.

Based on aggregated 13F filings for Q1 2016.