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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund

418 hedge funds and large institutions have $5.06B invested in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in 2018 Q3 according to their latest regulatory filings, with 49 funds opening new positions, 161 increasing their positions, 152 reducing their positions, and 35 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more first-time investments, than exits

New positions opened: 49 | Existing positions closed: 35

18% more capital invested

Capital invested by funds: $4.3B → $5.06B (+$755M)

3% more funds holding

Funds holding: 406418 (+12)

1.34% more ownership

Funds ownership: 46.22%47.55% (+1.3%)

6% more repeat investments, than reductions

Existing positions increased: 161 | Existing positions reduced: 152

8% less funds holding in top 10

Funds holding in top 10: 5248 (-4)

Holders
418
Holders Change
+12
Holders Change %
+2.96%
% of All Funds
9.56%
Holding in Top 10
48
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-7.69%
% of All Funds
1.1%
New
49
Increased
161
Reduced
152
Closed
35
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$771M +$83M +818,054 +12%
CSIA
2
Charles Schwab Investment Advisory
California
$371M +$304M +2,995,189 +458%
UBS Group
3
UBS Group
Switzerland
$353M +$159M +1,562,667 +82%
Fidelity Investments
4
Fidelity Investments
Massachusetts
$352M +$50M +492,858 +17%
Bank of America
5
Bank of America
North Carolina
$236M +$28.8M +284,040 +14%
HB
6
Homrich & Berg
Georgia
$162M +$142M +1,403,068 +727%
TTSTC
7
Texas Treasury Safekeeping Trust Company
Texas
$144M -$49.6M -488,197 -26%
Wells Fargo
8
Wells Fargo
California
$135M -$38.7M -381,670 -22%
LPL Financial
9
LPL Financial
California
$101M +$17.1M +168,602 +20%
Citigroup
10
Citigroup
New York
$91.9M -$4.36M -42,996 -5%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$88.3M +$15.6M +153,472 +21%
UCFA
12
United Capital Financial Advisors
Texas
$73.9M -$26.4M -260,447 -26%
BCI
13
Brinker Capital Investments
Pennsylvania
$69.5M +$11.2M +110,109 +19%
CA
14
Capital Advantage
California
$68.1M -$472K -4,645 -0.7%
ECM
15
Evergreen Capital Management
Washington
$63.5M -$2M -19,716 -3%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$62.6M -$64.5M -635,392 -51%
SCP
17
Syntal Capital Partners
Texas
$49.3M +$49.2M +485,013 New
TCM
18
TD Capital Management
Tennessee
$47.3M +$2.35M +23,161 +5%
FT
19
Fiduciary Trust
Massachusetts
$43.9M -$5.73M -56,402 -12%
ST
20
Smithfield Trust
Pennsylvania
$42.7M -$5.42M -53,413 -11%
RCG
21
Rock Creek Group
District of Columbia
$41.2M +$41.1M +405,261 New
SMM
22
Stadion Money Management
Georgia
$40.6M +$6.11M +60,182 +18%
WSTAM
23
Wilbanks Smith & Thomas Asset Management
Virginia
$40.4M +$40.4M +397,485 New
Stifel Financial
24
Stifel Financial
Missouri
$36.4M +$3.65M +35,962 +11%
FSA
25
Financial Sense Advisors
California
$33.5M +$33.5M +329,881 New

MINT Hedge Fund Activity: Q3 2018 in Review

418 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) for Q3 2018, worth a combined $5.06B — up 18% from $4.3B a quarter earlier.

Buyers outnumbered sellers: 49 funds opened new MINT positions and 35 closed out — a net gain of 14 holders — while 161 added to existing stakes and 152 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $304M. The largest seller was Envestnet Asset Management, cutting an estimated $64.5M.

  • 418 institutional investors held PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) as of Q3 2018, up from 406 in Q2 2018.
  • Funds reported $5.06B of PIMCO Enhanced Short Maturity Active Exchange-Traded Fund stock for Q3 2018, up 18% quarter-over-quarter.
  • 49 funds opened new PIMCO Enhanced Short Maturity Active Exchange-Traded Fund positions in Q3 2018 and 35 closed out, a net change of +14 holders.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund buyer in Q3 2018 was Charles Schwab Investment Advisory, an estimated $304M added.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund seller in Q3 2018 was Envestnet Asset Management, an estimated $64.5M sold.

Based on aggregated 13F filings for Q3 2018.