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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund

198 hedge funds and large institutions have $2.15B invested in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in 2014 Q4 according to their latest regulatory filings, with 37 funds opening new positions, 62 increasing their positions, 71 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed

42% more first-time investments, than exits

New positions opened: 37 | Existing positions closed: 26

35% more funds holding in top 10

Funds holding in top 10: 1723 (+6)

13% more capital invested

Capital invested by funds: $1.9B → $2.15B (+$256M)

5.9% more ownership

Funds ownership: 51.37%57.28% (+5.9%)

3% more funds holding

Funds holding: 192198 (+6)

13% less repeat investments, than reductions

Existing positions increased: 62 | Existing positions reduced: 71

Holders
198
Holders Change
+6
Holders Change %
+3.13%
% of All Funds
5.28%
Holding in Top 10
23
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+35.29%
% of All Funds
0.61%
New
37
Increased
62
Reduced
71
Closed
26
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FSIM
1
F-Squared Investment Management
Massachusetts
$232M +$146M +1,443,479 +170%
Morgan Stanley
2
Morgan Stanley
New York
$162M -$16.4M -161,984 -9%
WIM
3
Windhaven Investment Management
Massachusetts
$137M -$6.69M -66,037 -5%
CC
4
Curian Capital
Colorado
$135M -$16.6M -164,172 -11%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$105M +$76.1M +750,951 +258%
UCFA
6
United Capital Financial Advisors
Texas
$105M +$75.8M +748,298 +260%
Bank of America
7
Bank of America
North Carolina
$93.5M -$20.5M -202,203 -18%
FT
8
Fiduciary Trust
Massachusetts
$75.3M -$511K -5,044 -0.7%
NYLIM
9
New York Life Investment Management
New York
$70.1M +$21.1M +208,576 +43%
BCI
10
Brinker Capital Investments
Pennsylvania
$66.3M +$4.76M +46,960 +8%
TCM
11
TD Capital Management
Tennessee
$64.6M -$5.52M -54,543 -8%
UBS Group
12
UBS Group
Switzerland
$61.5M +$61.6M +608,283 New
LPL Financial
13
LPL Financial
California
$52.8M +$17.2M +169,648 +48%
Allianz Asset Management
14
Allianz Asset Management
Germany
$52.1M -$18.3M -180,524 -26%
BCM
15
Brookstone Capital Management
Illinois
$48.2M +$7.68M +75,795 +19%
Wells Fargo
16
Wells Fargo
California
$44M +$5.81M +57,312 +15%
QA
17
Quantitative Advantage
Minnesota
$35.7M +$32.8M +323,728 +1,088%
OPERF
18
Oregon Public Employees Retirement Fund
Oregon
$32.3M +$912K +9,000 +3%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$32.2M +$463K +4,575 +1%
CAW
20
Cornerstone Advisors (Washington)
Washington
$30.7M +$2.44M +24,128 +9%
Chevy Chase Trust
21
Chevy Chase Trust
Maryland
$28.8M +$636K +6,282 +2%
SAM
22
Shamrock Asset Management
Texas
$23.3M +$20.7M +204,780 +793%
ECML
23
Eagle Capital Management (Louisiana)
Louisiana
$21.3M +$207K +2,043 +1%
TFA
24
Transamerica Financial Advisors
Florida
$19.8M +$440K +4,340 +2%
HCM
25
Howland Capital Management
Massachusetts
$19.4M -$13.7M -134,778 -41%

MINT Hedge Fund Activity: Q4 2014 in Review

198 of the 3,750 institutional investors tracked by Wall St. Rank reported a position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) for Q4 2014, worth a combined $2.15B — up 13% from $1.9B a quarter earlier.

Buyers outnumbered sellers: 37 funds opened new MINT positions and 26 closed out — a net gain of 11 holders — while 62 added to existing stakes and 71 trimmed.

The largest buyer was F-Squared Investment Management, adding an estimated $146M. The largest seller was Bank of America, cutting an estimated $20.5M.

  • 198 institutional investors held PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) as of Q4 2014, up from 192 in Q3 2014.
  • Funds reported $2.15B of PIMCO Enhanced Short Maturity Active Exchange-Traded Fund stock for Q4 2014, up 13% quarter-over-quarter.
  • 37 funds opened new PIMCO Enhanced Short Maturity Active Exchange-Traded Fund positions in Q4 2014 and 26 closed out, a net change of +11 holders.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund buyer in Q4 2014 was F-Squared Investment Management, an estimated $146M added.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund seller in Q4 2014 was Bank of America, an estimated $20.5M sold.

Based on aggregated 13F filings for Q4 2014.