Curian Capital’s PIMCO Enhanced Short Maturity Active Exchange-Traded Fund MINT Stock Holding History

Curian Capital’s Portfolio MINT Stock Details MINT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-575,313	Closed	-$57.9M	–	240
2015 Q4	$57.9M	Sell	575,313 -1,318,981	-70%	-$133M	4.29%	5
2015 Q3	$191M	Buy	1,894,294 +154,008	+9%	+$15.6M	5.09%	2
2015 Q2	$176M	Buy	1,740,286 +561,755	+48%	+$56.9M	2.97%	2
2015 Q1	$119M	Sell	1,178,531 -157,954	-12%	-$16M	1.99%	7
2014 Q4	$135M	Sell	1,336,485 -164,172	-11%	-$16.6M	2.28%	5
2014 Q3	$152M	Sell	1,500,657 -468,387	-24%	-$47.5M	2.69%	4
2014 Q2	$200M	Sell	1,969,044 -1,192,355	-38%	-$121M	3.51%	3
2014 Q1	$320M	Sell	3,161,399 -815,981	-21%	-$82.7M	5.68%	1
2013 Q4	$403M	Sell	3,977,380 -1,367,776	-26%	-$139M	7.12%	1
2013 Q3	$542M	Buy	5,345,156 +268,851	+5%	+$27.2M	9.67%	1
2013 Q2	$514M	Buy	+5,076,305	New	+$515M	9.32%	1

Other funds holding MINT

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

WIM

Windhaven Investment Management Boston, Massachusetts $7.79B AUM 7.81% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

BCI

Brinker Capital Investments Berwyn, Pennsylvania $13.1B AUM 28.37% 1-Year Est. Return

TCM

TD Capital Management Memphis, Tennessee $1.22B AUM 13.44% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Curian Capital's MINT Position: Q1 2016 in Review

Curian Capital sold out of PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) in Q1 2016, closing a stake of 575,313 shares — an estimated $57.9M sold.

Curian Capital first reported a position in MINT in Q2 2013 and held it in 11 quarters. The position peaked at $542M in Q3 2013. 223 funds tracked by Wall St. Rank hold MINT as of Q1 2016.

Curian Capital reported no remaining PIMCO Enhanced Short Maturity Active Exchange-Traded Fund position as of Q1 2016 after selling out during the quarter.
Curian Capital sold 575,313 PIMCO Enhanced Short Maturity Active Exchange-Traded Fund shares in Q1 2016, an estimated $57.9M.
Curian Capital first reported a position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q2 2013 and held it in 11 quarters.
Curian Capital's PIMCO Enhanced Short Maturity Active Exchange-Traded Fund position peaked at $542M in Q3 2013.
223 funds tracked by Wall St. Rank held PIMCO Enhanced Short Maturity Active Exchange-Traded Fund as of Q1 2016.

Based on Curian Capital's 13F filing for Q1 2016.