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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT

215 hedge funds and large institutions have $2.1B invested in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in 2015 Q3 according to their latest regulatory filings, with 34 funds opening new positions, 84 increasing their positions, 59 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

113% more first-time investments, than exits

New positions opened: 34 | Existing positions closed: 16

42% more repeat investments, than reductions

Existing positions increased: 84 | Existing positions reduced: 59

13% more capital invested

Capital invested by funds: $1.86B → $2.1B (+$239M)

11% more funds holding in top 10

Funds holding in top 10: 18 → 20 (+2)

8% more funds holding

Funds holding: 199 → 215 (+16)

3.73% less ownership

Funds ownership: 52.45% → 48.72% (-3.7%)

Holders
215
Holders Change
+16
Holders Change %
+8.04%
% of All Funds
6%
Holding in Top 10
20
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+11.11%
% of All Funds
0.56%
New
34
Increased
84
Reduced
59
Closed
16
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RIG
RiverFront Investment Group
Virginia
+$77.3M
2
Morgan Stanley
Morgan Stanley
New York
+$61.9M
3
UBS Group
UBS Group
Switzerland
+$60.9M
4
VKH
Virtu KCG Holdings
New York
+$45M
5
GC
Grimes & Company
Massachusetts
+$44.2M

Top Sellers

1
WI
WBI Investments
New Jersey
-$61.1M
2
BCM
Brookstone Capital Management
Illinois
-$48.3M
3
NYLIM
New York Life Investment Management
New York
-$33.2M
4
TCM
TD Capital Management
Tennessee
-$24.9M
5
Allianz Asset Management
Allianz Asset Management
Germany
-$14.4M
Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$225M +$61.9M +612,658 +38%
CC
2
Curian Capital
Colorado
$191M +$15.6M +154,008 +9%
UBS Group
3
UBS Group
Switzerland
$143M +$60.9M +602,621 +74%
Bank of America
4
Bank of America
North Carolina
$123M +$11.4M +112,963 +10%
WIM
5
Windhaven Investment Management
Massachusetts
$121M -$8.13M -80,406 -6%
Wells Fargo
6
Wells Fargo
California
$102M +$16.7M +164,725 +19%
RIG
7
RiverFront Investment Group
Virginia
$77M +$77.3M +764,498 New
BCI
8
Brinker Capital Investments
Pennsylvania
$66M -$2.42M -23,960 -4%
VKH
9
Virtu KCG Holdings
New York
$45.5M +$45M +444,875 +6,215%
GC
10
Grimes & Company
Massachusetts
$44.1M +$44.2M +437,606 New
FT
11
Fiduciary Trust
Massachusetts
$40.2M -$9.57M -94,689 -19%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$39M +$6.78M +67,045 +21%
AI
13
Atria Investments
North Carolina
$34.7M +$22.4M +221,383 +179%
TCM
14
TD Capital Management
Tennessee
$34M -$24.9M -246,272 -42%
OPERF
15
Oregon Public Employees Retirement Fund
Oregon
$33M – – –
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$30M +$1.57M +15,562 +6%
QA
17
Quantitative Advantage
Minnesota
$27.8M +$22.1M +218,275 +382%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$26.9M +$24.3M +240,590 +920%
CAW
19
Cornerstone Advisors (Washington)
Washington
$25.8M -$3.95M -39,116 -13%
UCFA
20
United Capital Financial Advisors
Texas
$24.5M +$1.4M +13,888 +6%
SMM
21
Stadion Money Management
Georgia
$24.5M +$19.7M +195,336 +410%
LPL Financial
22
LPL Financial
California
$23.3M +$1.69M +16,765 +8%
TFA
23
Transamerica Financial Advisors
Florida
$22M +$1.48M +14,652 +7%
TCM
24
Tuttle Capital Management
Connecticut
$21.4M +$19.5M +192,847 +995%
Chevy Chase Trust
25
Chevy Chase Trust
Maryland
$21.2M +$5.74M +56,770 +37%
1
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MINT Hedge Fund Activity: Q3 2015 in Review

215 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) for Q3 2015, worth a combined $2.1B — up 13% from $1.86B a quarter earlier.

Buyers outnumbered sellers: 34 funds opened new MINT positions and 16 closed out — a net gain of 18 holders — while 84 added to existing stakes and 59 trimmed.

The largest buyer was RiverFront Investment Group, opening a new position worth an estimated $77.3M. The largest seller was WBI Investments, cutting an estimated $61.1M.

  • 215 institutional investors held PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) as of Q3 2015, up from 199 in Q2 2015.
  • Funds reported $2.1B of PIMCO Enhanced Short Maturity Active Exchange-Traded Fund stock for Q3 2015, up 13% quarter-over-quarter.
  • 34 funds opened new PIMCO Enhanced Short Maturity Active Exchange-Traded Fund positions in Q3 2015 and 16 closed out, a net change of +18 holders.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund buyer in Q3 2015 was RiverFront Investment Group, an estimated $77.3M added.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund seller in Q3 2015 was WBI Investments, an estimated $61.1M sold.

Based on aggregated 13F filings for Q3 2015.