New York Life Investment Management’s PIMCO Enhanced Short Maturity Active Exchange-Traded Fund MINT Stock Holding History

New York Life Investment Management’s Portfolio MINT Stock Details MINT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-4,269	Closed	-$430K	–	157
2015 Q3	$430K	Sell	4,269 -327,990	-99%	-$33.2M	0.04%	100
2015 Q2	$33.6M	Sell	332,259 -207,056	-38%	-$21M	3.81%	5
2015 Q1	$54.6M	Sell	539,315 -154,348	-22%	-$15.6M	6.13%	3
2014 Q4	$70.1M	Buy	693,663 +208,576	+43%	+$21.1M	8.39%	1
2014 Q3	$49.2M	Buy	485,087 +194,076	+67%	+$19.7M	8.1%	1
2014 Q2	$29.5M	Buy	291,011 +3,897	+1%	+$395K	5%	3
2014 Q1	$29.1M	Buy	287,114 +35,949	+14%	+$3.64M	6.15%	1
2013 Q4	$25.4M	Buy	+251,165	New	+$25.5M	6.35%	1

Other funds holding MINT

RIG

RiverFront Investment Group Richmond, Virginia $7.56B AUM 23.82% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

WIM

Windhaven Investment Management Boston, Massachusetts $7.79B AUM 7.81% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

BCI

Brinker Capital Investments Berwyn, Pennsylvania $11.7B AUM 21.33% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Curian Capital Denver, Colorado $1.35B AUM 0.33% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

New York Life Investment Management's MINT Position: Q4 2015 in Review

New York Life Investment Management sold out of PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) in Q4 2015, closing a stake of 4,269 shares — an estimated $430K sold.

New York Life Investment Management first reported a position in MINT in Q4 2013 and held it in 8 quarters. The position peaked at $70.1M in Q4 2014. 221 funds tracked by Wall St. Rank hold MINT as of Q4 2015.

New York Life Investment Management reported no remaining PIMCO Enhanced Short Maturity Active Exchange-Traded Fund position as of Q4 2015 after selling out during the quarter.
New York Life Investment Management sold 4,269 PIMCO Enhanced Short Maturity Active Exchange-Traded Fund shares in Q4 2015, an estimated $430K.
New York Life Investment Management first reported a position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2013 and held it in 8 quarters.
New York Life Investment Management's PIMCO Enhanced Short Maturity Active Exchange-Traded Fund position peaked at $70.1M in Q4 2014.
221 funds tracked by Wall St. Rank held PIMCO Enhanced Short Maturity Active Exchange-Traded Fund as of Q4 2015.

Based on New York Life Investment Management's 13F filing for Q4 2015, filed 16 Feb 2016.