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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT

170 hedge funds and large institutions have $2.06B invested in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in 2013 Q4 according to their latest regulatory filings, with 30 funds opening new positions, 60 increasing their positions, 68 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

76% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 17

11% more funds holding in top 10

Funds holding in top 10: 18 → 20 (+2)

7% more funds holding

Funds holding: 159 → 170 (+11)

5% less capital invested

Capital invested by funds: $2.16B → $2.06B (-$101M)

1.39% less ownership

Funds ownership: 54.47% → 53.07% (-1.4%)

12% less repeat investments, than reductions

Existing positions increased: 60 | Existing positions reduced: 68

Holders
170
Holders Change
+11
Holders Change %
+6.92%
% of All Funds
4.93%
Holding in Top 10
20
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+11.11%
% of All Funds
0.58%
New
30
Increased
60
Reduced
68
Closed
17
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FSIM
F-Squared Investment Management
Massachusetts
+$74M
2
OPERF
Oregon Public Employees Retirement Fund
Oregon
+$30.4M
3
NYLIM
New York Life Investment Management
New York
+$25.5M
4
CSIC
Clifford Swan Investment Counsel
California
+$8.87M
5
PIM
Parasol Investment Management
Illinois
+$5.24M

Top Sellers

1
CC
Curian Capital
Colorado
-$139M
2
Allianz Asset Management
Allianz Asset Management
Germany
-$74.9M
3
JG
Jefferies Group
New York
-$64M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$35.3M
5
WI
WBI Investments
New Jersey
-$27.5M
Name Holding Trade Value Shares
Change 		Change in
Stake
CC
1
Curian Capital
Colorado
$403M -$139M -1,367,776 -26%
Morgan Stanley
2
Morgan Stanley
New York
$198M -$5.75M -56,721 -3%
WIM
3
Windhaven Investment Management
Massachusetts
$139M -$4.88M -48,089 -3%
Bank of America
4
Bank of America
North Carolina
$104M -$1.98M -19,530 -2%
FSIM
5
F-Squared Investment Management
Massachusetts
$94.5M +$74M +729,247 +359%
FT
6
Fiduciary Trust
Massachusetts
$83.2M -$2.33M -22,963 -3%
U
7
UBS
Switzerland
$59M -$8.04M -79,282 -12%
Wells Fargo
8
Wells Fargo
California
$57.8M -$19.3M -189,871 -25%
LPL Financial
9
LPL Financial
California
$56.9M -$6.78M -66,814 -11%
BCI
10
Brinker Capital Investments
Pennsylvania
$53.3M -$2.68M -26,437 -5%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$41.9M -$337K -3,325 -0.8%
Bank of New York Mellon
12
Bank of New York Mellon
New York
$41.1M -$8M -78,902 -16%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$39.6M -$308K -3,037 -0.8%
JG
14
Jefferies Group
New York
$38.9M -$64M -630,616 -62%
OPERF
15
Oregon Public Employees Retirement Fund
Oregon
$30.4M +$30.4M +300,000 New
UCFA
16
United Capital Financial Advisors
Texas
$28.7M -$1.02M -10,103 -3%
CAW
17
Cornerstone Advisors (Washington)
Washington
$26.2M +$4.11M +40,522 +19%
NYLIM
18
New York Life Investment Management
New York
$25.4M +$25.5M +251,165 New
Allianz Asset Management
19
Allianz Asset Management
Germany
$25.2M -$74.9M -738,500 -75%
Chevy Chase Trust
20
Chevy Chase Trust
Maryland
$25M +$2.27M +22,384 +10%
PIM
21
Parasol Investment Management
Illinois
$23.9M +$5.24M +51,687 +28%
SGAM
22
Steinberg Global Asset Management
Florida
$23.2M +$133K +1,315 +0.6%
TFA
23
Transamerica Financial Advisors
Florida
$21.7M -$954K -9,400 -4%
BFA
24
Beaumont Financial Advisors
Massachusetts
$21.2M -$373K -3,676 -2%
AI
25
Atria Investments
North Carolina
$19.8M -$2.24M -22,129 -10%
1
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MINT Hedge Fund Activity: Q4 2013 in Review

170 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) for Q4 2013, worth a combined $2.06B — down 4.7% from $2.16B a quarter earlier.

Buyers outnumbered sellers: 30 funds opened new MINT positions and 17 closed out — a net gain of 13 holders — while 60 added to existing stakes and 68 trimmed.

The largest buyer was F-Squared Investment Management, adding an estimated $74M. The largest seller was Curian Capital, cutting an estimated $139M.

  • 170 institutional investors held PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) as of Q4 2013, up from 159 in Q3 2013.
  • Funds reported $2.06B of PIMCO Enhanced Short Maturity Active Exchange-Traded Fund stock for Q4 2013, down 4.7% quarter-over-quarter.
  • 30 funds opened new PIMCO Enhanced Short Maturity Active Exchange-Traded Fund positions in Q4 2013 and 17 closed out, a net change of +13 holders.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund buyer in Q4 2013 was F-Squared Investment Management, an estimated $74M added.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund seller in Q4 2013 was Curian Capital, an estimated $139M sold.

Based on aggregated 13F filings for Q4 2013.