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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund

159 hedge funds and large institutions have $2.16B invested in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in 2013 Q3 according to their latest regulatory filings, with 26 funds opening new positions, 73 increasing their positions, 46 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

136% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 11

59% more repeat investments, than reductions

Existing positions increased: 73 | Existing positions reduced: 46

10% more funds holding

Funds holding: 145159 (+14)

6% more capital invested

Capital invested by funds: $2.04B → $2.16B (+$122M)

2.71% less ownership

Funds ownership: 57.17%54.47% (-2.7%)

5% less funds holding in top 10

Funds holding in top 10: 1918 (-1)

Holders
159
Holders Change
+14
Holders Change %
+9.66%
% of All Funds
5.16%
Holding in Top 10
18
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-5.26%
% of All Funds
0.58%
New
26
Increased
73
Reduced
46
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CC
1
Curian Capital
Colorado
$542M +$27.2M +268,851 +5%
Morgan Stanley
2
Morgan Stanley
New York
$204M +$3.36M +33,175 +2%
Bank of America
3
Bank of America
North Carolina
$106M +$20.5M +202,092 +24%
JG
4
Jefferies Group
New York
$103M +$96.2M +948,871 +1,436%
Allianz Asset Management
5
Allianz Asset Management
Germany
$100M +$709K +7,000 +0.7%
FT
6
Fiduciary Trust
Massachusetts
$85.6M +$3.77M +37,191 +5%
Wells Fargo
7
Wells Fargo
California
$77M +$28M +276,542 +57%
U
8
UBS
Switzerland
$67.1M +$11.8M +116,595 +21%
LPL Financial
9
LPL Financial
California
$63.7M -$14M -137,819 -18%
BCI
10
Brinker Capital Investments
Pennsylvania
$56M +$7.19M +70,936 +15%
Bank of New York Mellon
11
Bank of New York Mellon
New York
$49.1M +$10.8M +106,493 +28%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$42.2M -$4.13M -40,777 -9%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$40M +$5.43M +53,619 +16%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$37.1M +$37.1M +365,789 New
UCFA
15
United Capital Financial Advisors
Texas
$29.8M -$924K -9,114 -3%
WI
16
WBI Investments
New Jersey
$27.5M -$1.72M -16,979 -6%
SGAM
17
Steinberg Global Asset Management
Florida
$23.1M +$23.1M +228,008 New
Chevy Chase Trust
18
Chevy Chase Trust
Maryland
$22.8M +$2.27M +22,414 +11%
TFA
19
Transamerica Financial Advisors
Florida
$22.7M +$440K +4,343 +2%
CAW
20
Cornerstone Advisors (Washington)
Washington
$22.1M +$5.44M +53,650 +33%
AI
21
Atria Investments
North Carolina
$22.1M -$4.27M -42,157 -16%
BFA
22
Beaumont Financial Advisors
Massachusetts
$21.6M +$2.42M +23,834 +13%
FSIM
23
F-Squared Investment Management
Massachusetts
$20.6M +$20.6M +202,970 New
QA
24
Quantitative Advantage
Minnesota
$19M -$10.5M -103,245 -36%
PIM
25
Parasol Investment Management
Illinois
$18.7M +$18.7M +184,530 New

MINT Hedge Fund Activity: Q3 2013 in Review

159 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) for Q3 2013, worth a combined $2.16B — up 6% from $2.04B a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new MINT positions and 11 closed out — a net gain of 15 holders — while 73 added to existing stakes and 46 trimmed.

The largest buyer was Jefferies Group, adding an estimated $96.2M. The largest seller was Guggenheim Capital, exiting entirely with an estimated $60.8M sold.

  • 159 institutional investors held PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) as of Q3 2013, up from 145 in Q2 2013.
  • Funds reported $2.16B of PIMCO Enhanced Short Maturity Active Exchange-Traded Fund stock for Q3 2013, up 6% quarter-over-quarter.
  • 26 funds opened new PIMCO Enhanced Short Maturity Active Exchange-Traded Fund positions in Q3 2013 and 11 closed out, a net change of +15 holders.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund buyer in Q3 2013 was Jefferies Group, an estimated $96.2M added.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund seller in Q3 2013 was Guggenheim Capital, an estimated $60.8M sold.

Based on aggregated 13F filings for Q3 2013.