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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund

361 hedge funds and large institutions have $3.71B invested in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in 2017 Q4 according to their latest regulatory filings, with 70 funds opening new positions, 136 increasing their positions, 110 reducing their positions, and 25 closing their positions.

New
Increased
Maintained
Reduced
Closed

180% more first-time investments, than exits

New positions opened: 70 | Existing positions closed: 25

24% more repeat investments, than reductions

Existing positions increased: 136 | Existing positions reduced: 110

14% more funds holding

Funds holding: 317361 (+44)

9% more capital invested

Capital invested by funds: $3.41B → $3.71B (+$304M)

5% more funds holding in top 10

Funds holding in top 10: 3840 (+2)

0.97% more ownership

Funds ownership: 45.41%46.39% (+0.97%)

Holders
361
Holders Change
+44
Holders Change %
+13.88%
% of All Funds
8.19%
Holding in Top 10
40
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+5.26%
% of All Funds
0.91%
New
70
Increased
136
Reduced
110
Closed
25
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$474M +$58.1M +571,014 +14%
Fidelity Investments
2
Fidelity Investments
Massachusetts
$402M
WIM
3
Windhaven Investment Management
Massachusetts
$251M -$41.3M -406,177 -14%
Bank of America
4
Bank of America
North Carolina
$188M +$35.2M +345,754 +23%
UBS Group
5
UBS Group
Switzerland
$178M -$1.32M -13,019 -0.7%
Wells Fargo
6
Wells Fargo
California
$137M +$26.5M +260,544 +24%
Citigroup
7
Citigroup
New York
$109M -$4.04M -39,677 -4%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$98.6M +$6.95M +68,318 +8%
UCFA
9
United Capital Financial Advisors
Texas
$97.6M +$6.12M +60,164 +7%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$76.9M +$26.6M +261,432 +53%
PAG
11
Pinnacle Advisory Group
Maryland
$73.2M +$4.38M +43,077 +6%
ECM
12
Evergreen Capital Management
Washington
$62.8M +$62.9M +618,218 New
BCI
13
Brinker Capital Investments
Pennsylvania
$61.4M +$3.48M +34,244 +6%
FT
14
Fiduciary Trust
Massachusetts
$50M +$18.1M +178,341 +57%
LPL Financial
15
LPL Financial
California
$42.6M +$1.86M +18,324 +5%
SCP
16
Syntal Capital Partners
Texas
$37.9M +$38M +373,433 New
SMM
17
Stadion Money Management
Georgia
$34.4M
OPERF
18
Oregon Public Employees Retirement Fund
Oregon
$33.6M
PCP
19
Proficio Capital Partners
Massachusetts
$32.9M +$6.06M +59,536 +23%
TCM
20
TD Capital Management
Tennessee
$29.4M -$797K -7,834 -3%
RJA
21
Raymond James & Associates
Florida
$29.1M -$2.85M -28,008 -9%
WT
22
Whittier Trust
California
$27.7M -$9.8M -96,369 -26%
ST
23
Smithfield Trust
Pennsylvania
$26.9M +$1.09M +10,713 +4%
SGAM
24
Steinberg Global Asset Management
Florida
$26M -$2.04M -20,037 -7%
SAS
25
Sage Advisory Services
Texas
$24.6M +$1.53M +15,068 +7%

MINT Hedge Fund Activity: Q4 2017 in Review

361 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) for Q4 2017, worth a combined $3.71B — up 8.9% from $3.41B a quarter earlier.

Buyers outnumbered sellers: 70 funds opened new MINT positions and 25 closed out — a net gain of 45 holders — while 136 added to existing stakes and 110 trimmed.

The largest buyer was Evergreen Capital Management, opening a new position worth an estimated $62.9M. The largest seller was Windhaven Investment Management, cutting an estimated $41.3M.

  • 361 institutional investors held PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) as of Q4 2017, up from 317 in Q3 2017.
  • Funds reported $3.71B of PIMCO Enhanced Short Maturity Active Exchange-Traded Fund stock for Q4 2017, up 8.9% quarter-over-quarter.
  • 70 funds opened new PIMCO Enhanced Short Maturity Active Exchange-Traded Fund positions in Q4 2017 and 25 closed out, a net change of +45 holders.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund buyer in Q4 2017 was Evergreen Capital Management, an estimated $62.9M added.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund seller in Q4 2017 was Windhaven Investment Management, an estimated $41.3M sold.

Based on aggregated 13F filings for Q4 2017.