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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund

277 hedge funds and large institutions have $2.73B invested in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in 2016 Q4 according to their latest regulatory filings, with 59 funds opening new positions, 104 increasing their positions, 76 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

269% more first-time investments, than exits

New positions opened: 59 | Existing positions closed: 16

37% more repeat investments, than reductions

Existing positions increased: 104 | Existing positions reduced: 76

20% more capital invested

Capital invested by funds: $2.27B → $2.73B (+$461M)

16% more funds holding

Funds holding: 239277 (+38)

6.43% more ownership

Funds ownership: 45.59%52.01% (+6.4%)

3% less funds holding in top 10

Funds holding in top 10: 3029 (-1)

Holders
277
Holders Change
+38
Holders Change %
+15.9%
% of All Funds
6.92%
Holding in Top 10
29
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-3.33%
% of All Funds
0.72%
New
59
Increased
104
Reduced
76
Closed
16
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$329M +$37.7M +372,028 +13%
Fidelity Investments
2
Fidelity Investments
Massachusetts
$326M -$74.9M -738,895 -19%
WIM
3
Windhaven Investment Management
Massachusetts
$289M +$194M +1,908,912 +202%
UBS Group
4
UBS Group
Switzerland
$174M +$14.9M +146,590 +9%
Bank of America
5
Bank of America
North Carolina
$112M +$34M +335,183 +43%
Wells Fargo
6
Wells Fargo
California
$99M +$21.7M +214,366 +28%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$71.9M +$25.6M +252,258 +55%
UCFA
8
United Capital Financial Advisors
Texas
$64.9M +$20M +197,088 +44%
PAG
9
Pinnacle Advisory Group
Maryland
$63M -$16.3M -160,479 -21%
FT
10
Fiduciary Trust
Massachusetts
$44.6M +$11.9M +117,245 +36%
Stifel Financial
11
Stifel Financial
Missouri
$39.7M +$32M +315,161 +410%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$39M -$1.53M -15,074 -4%
TCM
13
TD Capital Management
Tennessee
$35.8M -$1.46M -14,364 -4%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$34.8M +$11.2M +110,158 +47%
Citigroup
15
Citigroup
New York
$34.5M -$1.83M -18,017 -5%
SMM
16
Stadion Money Management
Georgia
$33.5M +$80.8K +797 +0.2%
OPERF
17
Oregon Public Employees Retirement Fund
Oregon
$33.3M +$101K +1,000 +0.3%
ECM
18
Evergreen Capital Management
Washington
$33.1M +$8.54M +84,191 +35%
FFA
19
First Foundation Advisors
California
$31.6M +$2.65M +26,176 +9%
WT
20
Whittier Trust
California
$30.8M +$18.6M +183,164 +152%
LPL Financial
21
LPL Financial
California
$30.7M +$6.19M +61,039 +25%
BCI
22
Brinker Capital Investments
Pennsylvania
$30.7M +$1.81M +17,812 +6%
RJA
23
Raymond James & Associates
Florida
$28.1M +$12.5M +123,691 +81%
SGAM
24
Steinberg Global Asset Management
Florida
$24.3M +$7.88M +77,676 +48%
WA
25
WP Advisors
California
$22.6M +$22.6M +222,546 New

MINT Hedge Fund Activity: Q4 2016 in Review

277 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) for Q4 2016, worth a combined $2.73B — up 20% from $2.27B a quarter earlier.

Buyers outnumbered sellers: 59 funds opened new MINT positions and 16 closed out — a net gain of 43 holders — while 104 added to existing stakes and 76 trimmed.

The largest buyer was Windhaven Investment Management, adding an estimated $194M. The largest seller was Fidelity Investments, cutting an estimated $74.9M.

  • 277 institutional investors held PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) as of Q4 2016, up from 239 in Q3 2016.
  • Funds reported $2.73B of PIMCO Enhanced Short Maturity Active Exchange-Traded Fund stock for Q4 2016, up 20% quarter-over-quarter.
  • 59 funds opened new PIMCO Enhanced Short Maturity Active Exchange-Traded Fund positions in Q4 2016 and 16 closed out, a net change of +43 holders.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund buyer in Q4 2016 was Windhaven Investment Management, an estimated $194M added.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund seller in Q4 2016 was Fidelity Investments, an estimated $74.9M sold.

Based on aggregated 13F filings for Q4 2016.