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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund

542 hedge funds and large institutions have $6.3B invested in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in 2019 Q4 according to their latest regulatory filings, with 121 funds opening new positions, 209 increasing their positions, 158 reducing their positions, and 37 closing their positions.

New
Increased
Maintained
Reduced
Closed

227% more first-time investments, than exits

New positions opened: 121 | Existing positions closed: 37

32% more repeat investments, than reductions

Existing positions increased: 209 | Existing positions reduced: 158

25% more funds holding in top 10

Funds holding in top 10: 6176 (+15)

16% more funds holding

Funds holding: 468542 (+74)

3% more capital invested

Capital invested by funds: $6.1B → $6.3B (+$198M)

2.02% less ownership

Funds ownership: 48.01%46% (-2%)

Holders
542
Holders Change
+74
Holders Change %
+15.81%
% of All Funds
10.68%
Holding in Top 10
76
Holding in Top 10 Change
+15
Holding in Top 10 Change %
+24.59%
% of All Funds
1.5%
New
121
Increased
209
Reduced
158
Closed
37
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$1.32B +$80.9M +795,751 +6%
UBS Group
2
UBS Group
Switzerland
$698M -$37.2M -365,815 -5%
Fidelity Investments
3
Fidelity Investments
Massachusetts
$327M +$60.6K +596 +0%
Bank of America
4
Bank of America
North Carolina
$230M +$8.78M +86,333 +4%
Wells Fargo
5
Wells Fargo
California
$162M +$30.2M +297,381 +23%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$142M +$9.83M +96,663 +7%
TTSTC
7
Texas Treasury Safekeeping Trust Company
Texas
$135M
Carson Wealth (CWM LLC)
8
Carson Wealth (CWM LLC)
Nebraska
$117M
Citigroup
9
Citigroup
New York
$115M -$1.61M -15,866 -1%
LPL Financial
10
LPL Financial
California
$105M +$3.43M +33,701 +3%
BIAS
11
Beacon Investment Advisory Services
New Jersey
$98.5M +$4.95M +48,654 +5%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$67.6M -$882K -8,679 -1%
HighTower Advisors
13
HighTower Advisors
Illinois
$59.8M +$11M +108,620 +23%
RCG
14
Rock Creek Group
District of Columbia
$54.6M +$1.3M +12,746 +2%
AW
15
Avion Wealth
Texas
$54.4M +$872K +8,575 +2%
UCFA
16
United Capital Financial Advisors
Texas
$54.4M +$301K +2,965 +0.6%
JFGLC
17
Johnson Financial Group LLC (Colorado)
Colorado
$53.3M -$9.82M -96,639 -16%
TCM
18
TD Capital Management
Tennessee
$52M -$12.3M -121,186 -19%
Stifel Financial
19
Stifel Financial
Missouri
$49.2M -$1.97M -19,413 -4%
HB
20
Homrich & Berg
Georgia
$46.6M +$5.37M +52,818 +13%
CA
21
Capital Advantage
California
$46M +$26.6K +262 +0.1%
SMM
22
Stadion Money Management
Georgia
$40.2M +$3.76K +37 +0%
MIAS
23
Mason Investment Advisory Services
Virginia
$39.9M +$871K +8,567 +2%
KeyBank National Association
24
KeyBank National Association
Ohio
$39.3M +$5.54M +54,519 +16%
Goldman Sachs
25
Goldman Sachs
New York
$38.4M -$70.8K -696 -0.2%

MINT Hedge Fund Activity: Q4 2019 in Review

542 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) for Q4 2019, worth a combined $6.3B — up 3.3% from $6.1B a quarter earlier.

Buyers outnumbered sellers: 121 funds opened new MINT positions and 37 closed out — a net gain of 84 holders — while 209 added to existing stakes and 158 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $80.9M. The largest seller was UBS Group, cutting an estimated $37.2M.

  • 542 institutional investors held PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) as of Q4 2019, up from 468 in Q3 2019.
  • Funds reported $6.3B of PIMCO Enhanced Short Maturity Active Exchange-Traded Fund stock for Q4 2019, up 3.3% quarter-over-quarter.
  • 121 funds opened new PIMCO Enhanced Short Maturity Active Exchange-Traded Fund positions in Q4 2019 and 37 closed out, a net change of +84 holders.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund buyer in Q4 2019 was Morgan Stanley, an estimated $80.9M added.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund seller in Q4 2019 was UBS Group, an estimated $37.2M sold.

Based on aggregated 13F filings for Q4 2019.