Guggenheim Capital’s PIMCO Enhanced Short Maturity Active Exchange-Traded Fund MINT Stock Holding History

Guggenheim Capital’s Portfolio MINT Stock Details MINT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-55,630	Closed	-$5.65M	–	1943
2019 Q4	$5.65M	Sell	55,630 -293,786	-84%	-$29.9M	0.04%	569
2019 Q3	$35.5M	Buy	349,416 +16,200	+5%	+$1.65M	0.28%	56
2019 Q2	$33.9M	Buy	+333,216	New	+$33.8M	0.28%	60
2017 Q1	–	Sell	-4,452	Closed	-$451K	–	2899
2016 Q4	$451K	Buy	+4,452	New	+$451K	﹤0.01%	2456
2013 Q3	–	Sell	-600,000	Closed	-$60.8M	–	3141
2013 Q2	$60.8M	Buy	+600,000	New	+$60.9M	0.26%	41

Other funds holding MINT

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Charles Schwab San Francisco, California $654B AUM 26.35% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

TTSTC

Texas Treasury Safekeeping Trust Company Austin, Texas $620M AUM 16.24% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

Guggenheim Capital's MINT Position: Q1 2020 in Review

Guggenheim Capital sold out of PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) in Q1 2020, closing a stake of 55,630 shares — an estimated $5.65M sold.

Guggenheim Capital first reported a position in MINT in Q2 2013 and held it in 5 quarters. The position peaked at $60.8M in Q2 2013. 525 funds tracked by Wall St. Rank hold MINT as of Q1 2020.

Guggenheim Capital reported no remaining PIMCO Enhanced Short Maturity Active Exchange-Traded Fund position as of Q1 2020 after selling out during the quarter.
Guggenheim Capital sold 55,630 PIMCO Enhanced Short Maturity Active Exchange-Traded Fund shares in Q1 2020, an estimated $5.65M.
Guggenheim Capital first reported a position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q2 2013 and held it in 5 quarters.
Guggenheim Capital's PIMCO Enhanced Short Maturity Active Exchange-Traded Fund position peaked at $60.8M in Q2 2013.
525 funds tracked by Wall St. Rank held PIMCO Enhanced Short Maturity Active Exchange-Traded Fund as of Q1 2020.

Based on Guggenheim Capital's 13F filing for Q1 2020, filed 2 Jun 2020.