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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT

239 hedge funds and large institutions have $2.27B invested in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in 2016 Q3 according to their latest regulatory filings, with 35 funds opening new positions, 93 increasing their positions, 70 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

106% more first-time investments, than exits

New positions opened: 35 | Existing positions closed: 17

33% more repeat investments, than reductions

Existing positions increased: 93 | Existing positions reduced: 70

25% more funds holding in top 10

Funds holding in top 10: 24 → 30 (+6)

10% more capital invested

Capital invested by funds: $2.07B → $2.27B (+$199M)

7% more funds holding

Funds holding: 224 → 239 (+15)

1.47% less ownership

Funds ownership: 47.06% → 45.59% (-1.5%)

Holders
239
Holders Change
+15
Holders Change %
+6.7%
% of All Funds
6.38%
Holding in Top 10
30
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+25%
% of All Funds
0.8%
New
35
Increased
93
Reduced
70
Closed
17
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$275M
2
Morgan Stanley
Morgan Stanley
New York
+$30.5M
3
FFA
First Foundation Advisors
California
+$27.6M
4
ECM
Evergreen Capital Management
Washington
+$24.6M
5
UCFA
United Capital Financial Advisors
Texas
+$17.3M

Top Sellers

1
SMM
Stadion Money Management
Georgia
-$225M
2
CG
Colony Group
Massachusetts
-$32M
3
QA
Quantitative Advantage
Minnesota
-$10.3M
4
MMA
Miracle Mile Advisors
California
-$9.59M
5
Jane Street
Jane Street
New York
-$4.59M
Name Holding Trade Value Shares
Change 		Change in
Stake
Fidelity Investments
1
Fidelity Investments
Massachusetts
$402M +$275M +2,716,625 +218%
Morgan Stanley
2
Morgan Stanley
New York
$292M +$30.5M +301,216 +12%
UBS Group
3
UBS Group
Switzerland
$159M +$10.8M +106,794 +7%
WIM
4
Windhaven Investment Management
Massachusetts
$95.7M -$3.3M -32,583 -3%
PAG
5
Pinnacle Advisory Group
Maryland
$79.2M -$289K -2,857 -0.4%
Bank of America
6
Bank of America
North Carolina
$78.2M +$2.82M +27,848 +4%
Wells Fargo
7
Wells Fargo
California
$77.3M +$14.1M +138,749 +22%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$46.4M +$7.1M +70,086 +18%
UCFA
9
United Capital Financial Advisors
Texas
$44.9M +$17.3M +171,141 +63%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$40.5M +$3.62M +35,783 +10%
TCM
11
TD Capital Management
Tennessee
$37.3M -$1.1M -10,827 -3%
Citigroup
12
Citigroup
New York
$36.4M +$13.5M +133,547 +59%
HCM
13
Howland Capital Management
Massachusetts
$34.2M -$219K -2,165 -0.6%
SMM
14
Stadion Money Management
Georgia
$33.5M -$225M -2,221,440 -87%
OPERF
15
Oregon Public Employees Retirement Fund
Oregon
$33.3M – – –
FT
16
Fiduciary Trust
Massachusetts
$32.8M +$5.34M +52,685 +19%
FFA
17
First Foundation Advisors
California
$28.9M +$27.6M +272,065 +2,061%
BCI
18
Brinker Capital Investments
Pennsylvania
$28.9M -$439K -4,337 -1%
Chevy Chase Trust
19
Chevy Chase Trust
Maryland
$26.7M +$9.14M +90,265 +52%
ECM
20
Evergreen Capital Management
Washington
$24.6M +$24.6M +242,420 New
LPL Financial
21
LPL Financial
California
$24.6M +$1.07M +10,569 +5%
RJFSA
22
Raymond James Financial Services Advisors
Florida
$23.7M -$1.22M -12,018 -5%
CAW
23
Cornerstone Advisors (Washington)
Washington
$20.3M -$2.47M -24,356 -11%
BC
24
Brinker Capital
Pennsylvania
$17.5M -$1.29M -12,764 -7%
SGAM
25
Steinberg Global Asset Management
Florida
$16.4M +$589K +5,819 +4%
1
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MINT Hedge Fund Activity: Q3 2016 in Review

239 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) for Q3 2016, worth a combined $2.27B — up 9.6% from $2.07B a quarter earlier.

Buyers outnumbered sellers: 35 funds opened new MINT positions and 17 closed out — a net gain of 18 holders — while 93 added to existing stakes and 70 trimmed.

The largest buyer was Fidelity Investments, adding an estimated $275M. The largest seller was Stadion Money Management, cutting an estimated $225M.

  • 239 institutional investors held PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) as of Q3 2016, up from 224 in Q2 2016.
  • Funds reported $2.27B of PIMCO Enhanced Short Maturity Active Exchange-Traded Fund stock for Q3 2016, up 9.6% quarter-over-quarter.
  • 35 funds opened new PIMCO Enhanced Short Maturity Active Exchange-Traded Fund positions in Q3 2016 and 17 closed out, a net change of +18 holders.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund buyer in Q3 2016 was Fidelity Investments, an estimated $275M added.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund seller in Q3 2016 was Stadion Money Management, an estimated $225M sold.

Based on aggregated 13F filings for Q3 2016.