RiverFront Investment Group’s PIMCO Enhanced Short Maturity Active Exchange-Traded Fund MINT Stock Holding History

RiverFront Investment Group’s Portfolio MINT Stock Details MINT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	–	Sell	-145,437	Closed	-$14.7M	–	69
2018 Q4	$14.7M	Sell	145,437 -5,576	-4%	-$565K	0.4%	45
2018 Q3	$15.3M	Sell	151,013 -530	-0.3%	-$53.8K	0.36%	48
2018 Q2	$15.4M	Sell	151,543 -4,094	-3%	-$416K	0.38%	46
2018 Q1	$15.8M	Sell	155,637 -13,821	-8%	-$1.4M	0.37%	46
2017 Q4	$17.2M	Sell	169,458 -75,903	-31%	-$7.72M	0.41%	38
2017 Q3	$25M	Sell	245,361 -1,030,775	-81%	-$105M	0.61%	33
2017 Q2	$130M	Buy	1,276,136 +1,397	+0.1%	+$142K	3.32%	12
2017 Q1	$130M	Buy	+1,274,739	New	+$129M	3.51%	12
2016 Q1	–	Sell	-2,184,410	Closed	-$220M	–	64
2015 Q4	$220M	Buy	2,184,410 +1,419,912	+186%	+$143M	6.36%	4
2015 Q3	$77M	Buy	+764,498	New	+$77.3M	2.23%	16

Other funds holding MINT

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Homrich & Berg Atlanta, Georgia $4.47B AUM 22.61% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

TTSTC

Texas Treasury Safekeeping Trust Company Austin, Texas $692M AUM 15.25% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

CSIA

Charles Schwab Investment Advisory San Francisco, California $72.8B AUM 10.03% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

RiverFront Investment Group's MINT Position: Q1 2019 in Review

RiverFront Investment Group sold out of PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) in Q1 2019, closing a stake of 145,437 shares — an estimated $14.7M sold.

RiverFront Investment Group first reported a position in MINT in Q3 2015 and held it in 10 quarters. The position peaked at $220M in Q4 2015. 475 funds tracked by Wall St. Rank hold MINT as of Q1 2019.

RiverFront Investment Group reported no remaining PIMCO Enhanced Short Maturity Active Exchange-Traded Fund position as of Q1 2019 after selling out during the quarter.
RiverFront Investment Group sold 145,437 PIMCO Enhanced Short Maturity Active Exchange-Traded Fund shares in Q1 2019, an estimated $14.7M.
RiverFront Investment Group first reported a position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2015 and held it in 10 quarters.
RiverFront Investment Group's PIMCO Enhanced Short Maturity Active Exchange-Traded Fund position peaked at $220M in Q4 2015.
475 funds tracked by Wall St. Rank held PIMCO Enhanced Short Maturity Active Exchange-Traded Fund as of Q1 2019.

Based on RiverFront Investment Group's 13F filing for Q1 2019, filed 6 May 2019.