RiverFront Investment Group’s PIMCO Enhanced Short Maturity Active Exchange-Traded Fund MINT Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	–	Sell	-145,437	Closed	-$14.7M	–	69
2018 Q4	$14.7M	Sell	145,437 -5,576	-4%	-$565K	0.4%	45
2018 Q3	$15.3M	Sell	151,013 -530	-0.3%	-$53.8K	0.36%	48
2018 Q2	$15.4M	Sell	151,543 -4,094	-3%	-$416K	0.38%	46
2018 Q1	$15.8M	Sell	155,637 -13,821	-8%	-$1.4M	0.37%	46
2017 Q4	$17.2M	Sell	169,458 -75,903	-31%	-$7.72M	0.41%	38
2017 Q3	$25M	Sell	245,361 -1,030,775	-81%	-$105M	0.61%	33
2017 Q2	$130M	Buy	1,276,136 +1,397	+0.1%	+$142K	3.32%	12
2017 Q1	$130M	Buy	+1,274,739	New	+$129M	3.51%	12
2016 Q1	–	Sell	-2,184,410	Closed	-$220M	–	64
2015 Q4	$220M	Buy	2,184,410 +1,419,912	+186%	+$143M	6.36%	4
2015 Q3	$77M	Buy	+764,498	New	+$77.3M	2.23%	16