Bailard’s PIMCO Enhanced Short Maturity Active Exchange-Traded Fund MINT Stock Holding History

Bailard’s Portfolio MINT Stock Details MINT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-2,080	Closed	-$212K	–	570
2019 Q2	$212K	Sell	2,080 -575,911	-100%	-$58.5M	0.01%	482
2019 Q1	$58.7M	Buy	577,991 +14,775	+3%	+$1.5M	3.64%	4
2018 Q4	$56.9M	Buy	563,216 +560,851	+23,715%	+$56.8M	3.84%	2
2018 Q3	$240K	Sell	2,365 -580,107	-100%	-$58.9M	0.01%	493
2018 Q2	$59.1M	Buy	+582,472	New	+$59.1M	3.52%	4

Other funds holding MINT

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

TTSTC

Texas Treasury Safekeeping Trust Company Austin, Texas $620M AUM 16.24% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bailard's MINT Position: Q3 2019 in Review

Bailard sold out of PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) in Q3 2019, closing a stake of 2,080 shares — an estimated $212K sold.

Bailard first reported a position in MINT in Q2 2018 and held it in 5 quarters. The position peaked at $59.1M in Q2 2018. 468 funds tracked by Wall St. Rank hold MINT as of Q3 2019.

Bailard reported no remaining PIMCO Enhanced Short Maturity Active Exchange-Traded Fund position as of Q3 2019 after selling out during the quarter.
Bailard sold 2,080 PIMCO Enhanced Short Maturity Active Exchange-Traded Fund shares in Q3 2019, an estimated $212K.
Bailard first reported a position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q2 2018 and held it in 5 quarters.
Bailard's PIMCO Enhanced Short Maturity Active Exchange-Traded Fund position peaked at $59.1M in Q2 2018.
468 funds tracked by Wall St. Rank held PIMCO Enhanced Short Maturity Active Exchange-Traded Fund as of Q3 2019.

Based on Bailard's 13F filing for Q3 2019, filed 18 Oct 2019.