First Allied Advisory Services’s First Trust Mid Cap Core AlphaDEX Fund FNX Stock Holding History

First Allied Advisory Services’s Portfolio FNX Stock Details FNX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	$1.47M	Buy	22,241 +2,535	+13%	+$166K	0.05%	370
2020 Q2	$1.23M	Sell	19,706 -5,269	-21%	-$302K	0.05%	396
2020 Q1	$1.2M	Buy	24,975 +889	+4%	+$57.6K	0.05%	356
2019 Q4	$1.75M	Sell	24,086 -4,334	-15%	-$303K	0.06%	340
2019 Q3	$1.92M	Buy	28,420 +302	+1%	+$20.5K	0.07%	312
2019 Q2	$1.94M	Sell	28,118 -3,486	-11%	-$237K	0.07%	312
2019 Q1	$2.12M	Sell	31,604 -2,674	-8%	-$175K	0.07%	286
2018 Q4	$1.99M	Buy	34,278 +106	+0.3%	+$6.77K	0.08%	271
2018 Q3	$2.46M	Sell	34,172 -6,798	-17%	-$484K	0.08%	259
2018 Q2	$2.8M	Sell	40,970 -68,105	-62%	-$4.6M	0.11%	217
2018 Q1	$7.13M	Buy	109,075 +76,627	+236%	+$5.1M	0.27%	85
2017 Q4	$2.13M	Buy	32,448 +4,193	+15%	+$268K	0.08%	255
2017 Q3	$1.75M	Sell	28,255 -44,569	-61%	-$2.66M	0.08%	274
2017 Q2	$4.32M	Buy	72,824 +28,594	+65%	+$1.67M	0.19%	134
2017 Q1	$2.58M	Buy	44,230 +19,276	+77%	+$1.12M	0.13%	172
2016 Q4	$1.41M	Buy	24,954 +482	+2%	+$26.1K	0.07%	291
2016 Q3	$1.29M	Buy	24,472 +1,619	+7%	+$85K	0.07%	301
2016 Q2	$1.16M	Buy	22,853 +1,857	+9%	+$92.9K	0.06%	310
2016 Q1	$1.04M	Sell	20,996 -15,464	-42%	-$708K	0.06%	331
2015 Q4	$1.76M	Sell	36,460 -5,019	-12%	-$250K	0.09%	242
2015 Q3	$2M	Sell	41,479 -2,044	-5%	-$105K	0.11%	212
2015 Q2	$2.34M	Sell	43,523 -3,757	-8%	-$207K	0.1%	225
2015 Q1	$2.58M	Buy	47,280 +2,414	+5%	+$128K	0.17%	149
2014 Q4	$2.36M	Buy	44,866 +6,182	+16%	+$317K	0.17%	150
2014 Q3	$1.95M	Buy	38,684 +29,611	+326%	+$1.55M	0.15%	159
2014 Q2	$482K	Buy	9,073 +4,511	+99%	+$231K	0.04%	534
2014 Q1	$234K	Buy	+4,562	New	+$229K	0.02%	826

Other funds holding FNX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $26.4B AUM 21.05% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

First Allied Advisory Services's FNX Position: Q3 2020 in Review

First Allied Advisory Services increased its First Trust Mid Cap Core AlphaDEX Fund (FNX) stake by 13% in Q3 2020, buying an estimated $166K and bringing the position to 22,241 shares worth $1.47M. The position accounts for 0.05% of the portfolio, ranked #370.

First Allied Advisory Services first reported a position in FNX in Q1 2014 and has held it in 27 quarters since. The position peaked at $7.13M in Q1 2018. 94 funds tracked by Wall St. Rank hold FNX as of Q3 2020.

First Allied Advisory Services held 22,241 shares of First Trust Mid Cap Core AlphaDEX Fund worth $1.47M as of Q3 2020.
First Allied Advisory Services bought 2,535 First Trust Mid Cap Core AlphaDEX Fund shares in Q3 2020, an estimated $166K.
First Trust Mid Cap Core AlphaDEX Fund made up 0.05% of First Allied Advisory Services's portfolio in Q3 2020, its #370 holding.
First Allied Advisory Services first reported a position in First Trust Mid Cap Core AlphaDEX Fund in Q1 2014 and has held it in 27 quarters since.
First Allied Advisory Services's First Trust Mid Cap Core AlphaDEX Fund position peaked at $7.13M in Q1 2018.
94 funds tracked by Wall St. Rank held First Trust Mid Cap Core AlphaDEX Fund as of Q3 2020.

Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.