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First Trust Mid Cap Core AlphaDEX Fund

83 hedge funds and large institutions have $296M invested in First Trust Mid Cap Core AlphaDEX Fund in 2016 Q2 according to their latest regulatory filings, with 14 funds opening new positions, 21 increasing their positions, 40 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 6

8% more funds holding

Funds holding: 7783 (+6)

6.16% less ownership

Funds ownership: 51.92%45.76% (-6.2%)

13% less capital invested

Capital invested by funds: $339M → $296M (-$43.4M)

48% less repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 40

Holders
83
Holders Change
+6
Holders Change %
+7.79%
% of All Funds
2.21%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
14
Increased
21
Reduced
40
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$54.8M -$6.04M -120,750 -10%
Wells Fargo
2
Wells Fargo
California
$45.7M -$3.28M -65,574 -7%
UBS Group
3
UBS Group
Switzerland
$37.9M -$1.96M -39,097 -5%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$16.6M -$5.92M -118,358 -27%
LPL Financial
5
LPL Financial
California
$14.1M -$18.7M -374,602 -57%
Bank of America
6
Bank of America
North Carolina
$9.69M -$772K -15,432 -7%
Stifel Financial
7
Stifel Financial
Missouri
$9.61M -$129K -2,574 -1%
AIM
8
Astor Investment Management
Illinois
$9.12M -$1.4M -27,918 -13%
RJA
9
Raymond James & Associates
Florida
$8.76M -$829K -16,570 -9%
Baird Financial Group
10
Baird Financial Group
Wisconsin
$8.58M -$2.42M -48,314 -22%
BTS
11
BB&T Securities
Virginia
$7.88M +$7.1M +141,923 +1,008%
LPT
12
Legacy Private Trust
Wisconsin
$7.24M +$2.39M +47,789 +50%
CCM
13
Condor Capital Management
New Jersey
$5.49M -$96.8K -1,936 -2%
Ameriprise
14
Ameriprise
Minnesota
$5.17M +$2.39M +47,799 +90%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$4.72M -$116K -2,313 -2%
HFS
16
HL Financial Services
Kentucky
$4.33M +$39.3K +785 +0.9%
VFS
17
VSR Financial Services
Kansas
$4.24M +$3.52M +70,347 +520%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$3.9M -$5.36M -107,239 -58%
ACM
19
Aviance Capital Management
Florida
$3.7M -$800K -15,984 -18%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$3.63M +$1.01M +20,205 +39%
TFA
21
Transamerica Financial Advisors
Florida
$3.22M +$420K +8,387 +15%
SCA
22
Snowden Capital Advisors
New York
$1.48M -$464K -9,278 -24%
Goldman Sachs
23
Goldman Sachs
New York
$1.47M -$876K -17,517 -38%
First Trust Advisors
24
First Trust Advisors
Illinois
$1.4M +$485K +9,696 +54%
AG
25
Advisor Group
Arizona
$1.28M +$1.27M +25,423 New

FNX Hedge Fund Activity: Q2 2016 in Review

83 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Core AlphaDEX Fund (FNX) for Q2 2016, worth a combined $296M — down 13% from $339M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new FNX positions and 6 closed out — a net gain of 8 holders — while 21 added to existing stakes and 40 trimmed.

The largest buyer was BB&T Securities, adding an estimated $7.1M. The largest seller was LPL Financial, cutting an estimated $18.7M.

  • 83 institutional investors held First Trust Mid Cap Core AlphaDEX Fund (FNX) as of Q2 2016, up from 77 in Q1 2016.
  • Funds reported $296M of First Trust Mid Cap Core AlphaDEX Fund stock for Q2 2016, down 13% quarter-over-quarter.
  • 14 funds opened new First Trust Mid Cap Core AlphaDEX Fund positions in Q2 2016 and 6 closed out, a net change of +8 holders.
  • The largest First Trust Mid Cap Core AlphaDEX Fund buyer in Q2 2016 was BB&T Securities, an estimated $7.1M added.
  • The largest First Trust Mid Cap Core AlphaDEX Fund seller in Q2 2016 was LPL Financial, an estimated $18.7M sold.

Based on aggregated 13F filings for Q2 2016.