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First Trust Mid Cap Core AlphaDEX Fund

69 hedge funds and large institutions have $454M invested in First Trust Mid Cap Core AlphaDEX Fund in 2014 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 34 increasing their positions, 18 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

89% more repeat investments, than reductions

Existing positions increased: 34 | Existing positions reduced: 18

13% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 8

0% more funds holding

Funds holding: 6969 (0)

7.29% less ownership

Funds ownership: 58.34%51.05% (-7.3%)

13% less capital invested

Capital invested by funds: $522M → $454M (-$67.8M)

67% less funds holding in top 10

Funds holding in top 10: 31 (-2)

Holders
69
Holders Change
Holders Change %
0%
% of All Funds
1.84%
Holding in Top 10
1
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-66.67%
% of All Funds
0.03%
New
9
Increased
34
Reduced
18
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$108M +$380K +7,414 +0.4%
Wells Fargo
2
Wells Fargo
California
$86.8M +$8.81M +171,673 +12%
UBS Group
3
UBS Group
Switzerland
$69.7M +$67.7M +1,319,747 New
LPL Financial
4
LPL Financial
California
$37.8M +$5.11M +99,703 +16%
Bank of America
5
Bank of America
North Carolina
$21.1M -$2.88M -56,236 -12%
AIM
6
Astor Investment Management
Illinois
$18.4M +$4.05M +79,003 +29%
Janney Montgomery Scott
7
Janney Montgomery Scott
Pennsylvania
$14.3M +$562K +10,962 +4%
RJA
8
Raymond James & Associates
Florida
$10.5M -$14.2M -276,370 -58%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$10.3M -$4.67M -90,945 -32%
CCM
10
Condor Capital Management
New Jersey
$8.86M +$79.3K +1,546 +0.9%
BTS
11
BB&T Securities
Virginia
$8.23M +$16.1K +313 +2%
B
12
Baird
Wisconsin
$7.59M -$138K -2,692 -2%
HFS
13
HL Financial Services
Kentucky
$5.06M +$123K +2,403 +3%
Ameriprise
14
Ameriprise
Minnesota
$4.44M +$749K +14,595 +21%
Stifel Financial
15
Stifel Financial
Missouri
$4.39M +$180K +3,515 +4%
CA
16
Cetera Advisors
Colorado
$3.21M +$332K +6,471 +12%
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$2.82M -$315K -6,140 -10%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$2.81M +$325K +6,343 +14%
AIG
19
American International Group
New York
$2.69M +$659K +12,837 +34%
LPT
20
Legacy Private Trust
Wisconsin
$2.65M +$654K +12,743 +34%
FAAS
21
First Allied Advisory Services
California
$2.36M +$317K +6,182 +16%
DADC
22
D.A. Davidson & Co
Montana
$1.96M -$6.21K -121 -0.3%
PI
23
Placemark Investments
Illinois
$1.89M +$913K +17,802 +100%
JP Morgan Chase
24
JP Morgan Chase
New York
$1.88M +$205 +4 +0%
SHA
25
Smith Hayes Advisers
Nebraska
$1.83M +$52.9K +1,032 +3%

FNX Hedge Fund Activity: Q4 2014 in Review

69 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Core AlphaDEX Fund (FNX) for Q4 2014, worth a combined $454M — down 13% from $522M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new FNX positions and 8 closed out — a net gain of 1 holder — while 34 added to existing stakes and 18 trimmed.

The largest buyer was Wells Fargo, adding an estimated $8.81M. The largest seller was Churchill Management, exiting entirely with an estimated $35.8M sold.

  • 69 institutional investors held First Trust Mid Cap Core AlphaDEX Fund (FNX) as of Q4 2014, unchanged from Q3 2014.
  • Funds reported $454M of First Trust Mid Cap Core AlphaDEX Fund stock for Q4 2014, down 13% quarter-over-quarter.
  • 9 funds opened new First Trust Mid Cap Core AlphaDEX Fund positions in Q4 2014 and 8 closed out, a net change of +1 holder.
  • The largest First Trust Mid Cap Core AlphaDEX Fund buyer in Q4 2014 was Wells Fargo, an estimated $8.81M added.
  • The largest First Trust Mid Cap Core AlphaDEX Fund seller in Q4 2014 was Churchill Management, an estimated $35.8M sold.

Based on aggregated 13F filings for Q4 2014.