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First Trust Mid Cap Core AlphaDEX Fund

50 hedge funds and large institutions have $264M invested in First Trust Mid Cap Core AlphaDEX Fund in 2013 Q2 according to their latest regulatory filings, with 50 funds opening new positions, increasing their positions, reducing their positions, and closing their positions.

New
Increased
Maintained
Reduced
Closed

61.76% more ownership

Funds ownership: 0%61.76% (+62%)

Holders
50
Holders Change
+50
Holders Change %
% of All Funds
1.63%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
% of All Funds
0.07%
New
50
Increased
Reduced
Closed
Calls
Puts
Net Calls
Net Calls Change

Top Buyers

No buyers this quarter

Top Sellers

No sellers this quarter
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$44.4M +$44.4M +1,050,778 New
Morgan Stanley
2
Morgan Stanley
New York
$39.3M +$39.3M +929,994 New
U
3
UBS
Switzerland
$35.1M +$35.1M +830,619 New
DWA
4
Dorsey Wright & Associates
California
$30.1M +$29.9M +708,378 New
AIA
5
Arrow Investment Advisors
Maryland
$14.1M +$14.1M +334,100 New
RJA
6
Raymond James & Associates
Florida
$13.9M +$13.9M +328,890 New
LPL Financial
7
LPL Financial
California
$13.1M +$13.1M +310,191 New
Bank of America
8
Bank of America
North Carolina
$12.9M +$12.8M +304,322 New
CM
9
Churchill Management
California
$10.9M +$10.9M +258,625 New
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$7.1M +$7.09M +167,953 New
RJFSA
11
Raymond James Financial Services Advisors
Florida
$6.47M +$6.47M +153,202 New
CCM
12
Condor Capital Management
New Jersey
$6.02M +$6.01M +142,440 New
BAAM
13
Baker Avenue Asset Management
California
$4.39M +$4.39M +103,975 New
HFS
14
HL Financial Services
Kentucky
$3.82M +$3.82M +90,421 New
First Trust Advisors
15
First Trust Advisors
Illinois
$3.32M +$3.32M +78,546 New
JP Morgan Chase
16
JP Morgan Chase
New York
$2.07M +$2.07M +49,048 New
DADC
17
D.A. Davidson & Co
Montana
$1.64M +$1.64M +38,858 New
Ameriprise
18
Ameriprise
Minnesota
$1.53M +$1.55M +36,729 New
CA
19
Cetera Advisors
Colorado
$1.52M +$1.52M +35,930 New
TH
20
Timber Hill
Connecticut
$1.34M +$1.33M +31,620 New
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$1.16M +$1.16M +27,449 New
B
22
Baird
Wisconsin
$1.15M +$1.15M +27,278 New
SNC
23
Stifel Nicolaus & Co
Missouri
$1.11M +$1.11M +26,282 New
VFS
24
VSR Financial Services
Kansas
$983K +$982K +23,258 New
AIG
25
American International Group
New York
$895K +$894K +21,178 New

FNX Hedge Fund Activity: Q2 2013 in Review

50 of the 3,064 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Core AlphaDEX Fund (FNX) for Q2 2013, worth a combined $264M.

Buyers outnumbered sellers: 50 funds opened new FNX positions and 0 closed out — a net gain of 50 holders — while 0 added to existing stakes and 0 trimmed.

  • 50 institutional investors held First Trust Mid Cap Core AlphaDEX Fund (FNX) as of Q2 2013, up from 0 in Q1 2013.
  • Funds reported $264M of First Trust Mid Cap Core AlphaDEX Fund stock for Q2 2013.
  • 50 funds opened new First Trust Mid Cap Core AlphaDEX Fund positions in Q2 2013 and 0 closed out, a net change of +50 holders.

Based on aggregated 13F filings for Q2 2013.