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First Trust Mid Cap Core AlphaDEX Fund
FNX

159 hedge funds and large institutions have $621M invested in First Trust Mid Cap Core AlphaDEX Fund in 2021 Q4 according to their latest regulatory filings, with 34 funds opening new positions, 52 increasing their positions, 47 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

240% more first-time investments, than exits

New positions opened: 34 | Existing positions closed: 10

16% more funds holding

Funds holding: 137 → 159 (+22)

11% more repeat investments, than reductions

Existing positions increased: 52 | Existing positions reduced: 47

5% more capital invested

Capital invested by funds: $590M → $621M (+$31.6M)

0.96% more ownership

Funds ownership: 57.35% → 58.31% (+0.96%)

50% less funds holding in top 10

Funds holding in top 10: 4 → 2 (-2)

Holders
159
Holders Change
+22
Holders Change %
+16.06%
% of All Funds
2.45%
Holding in Top 10
2
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
34
Increased
52
Reduced
47
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJFSA
Raymond James Financial Services Advisors
Florida
+$4.52M
2
Wells Fargo
Wells Fargo
California
+$3.24M
3
LPL Financial
LPL Financial
California
+$2.96M
4
GSWM
Golden State Wealth Management
California
+$2.9M
5
AF
Allworth Financial
California
+$2.08M

Top Sellers

1
GSEP
Golden State Equity Partners
California
-$6.62M
2
KAS
Kestra Advisory Services
Texas
-$4.73M
3
MIAN
Mariner Independent Advisor Network
Kansas
-$3.69M
4
PAG
Private Advisor Group
New Jersey
-$3.52M
5
HI
Harbour Investments
Wisconsin
-$3.29M
Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$129M -$474K -4,627 -0.4%
Wells Fargo
2
Wells Fargo
California
$78M +$3.24M +31,609 +4%
LPL Financial
3
LPL Financial
California
$76.2M +$2.96M +28,855 +4%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$31.9M +$4.52M +44,127 +17%
UBS Group
5
UBS Group
Switzerland
$25.4M -$638K -6,234 -2%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$21.6M -$627K -6,123 -3%
RJA
7
Raymond James & Associates
Florida
$16.8M -$208K -2,033 -1%
Osaic Holdings
8
Osaic Holdings
Arizona
$16.6M +$874K +8,530 +6%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$16.5M +$1.1M +10,726 +7%
KAS
10
Kestra Advisory Services
Texas
$15.4M -$4.73M -46,161 -24%
BRWA
11
B. Riley Wealth Advisors
Florida
$13.7M +$152K +1,481 +1%
Bank of America
12
Bank of America
North Carolina
$12.6M +$1.32M +12,936 +12%
Stifel Financial
13
Stifel Financial
Missouri
$11M -$670K -6,545 -6%
Cetera Investment Advisers
14
Cetera Investment Advisers
Illinois
$8.23M +$263K +2,565 +3%
BAM
15
Bellevue Asset Management
Washington
$6.55M +$168K +1,637 +3%
Baird Financial Group
16
Baird Financial Group
Wisconsin
$5.46M -$260K -2,534 -5%
AIA
17
Arrow Investment Advisors
Maryland
$5.45M -$348K -3,402 -6%
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$4.68M -$114K -1,116 -2%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$4.54M +$1.02M +9,984 +29%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$4.47M +$34.2K +334 +0.8%
SCA
21
Snowden Capital Advisors
New York
$4.44M -$1.84K -18 -0%
HWM
22
Holloway Wealth Management
Florida
$3.89M – – –
LI
23
LVZ Inc
Michigan
$3.8M +$297K +2,896 +9%
KWM
24
Kaydan Wealth Management
Michigan
$3.76M +$3.75M +36,586 New
CPIG
25
Chicago Partners Investment Group
Illinois
$3.63M +$359K +3,503 +10%
1
2 3 4 5

FNX Hedge Fund Activity: Q4 2021 in Review

159 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Core AlphaDEX Fund (FNX) for Q4 2021, worth a combined $621M — up 5.4% from $590M a quarter earlier.

Buyers outnumbered sellers: 34 funds opened new FNX positions and 10 closed out — a net gain of 24 holders — while 52 added to existing stakes and 47 trimmed.

The largest buyer was Raymond James Financial Services Advisors, adding an estimated $4.52M. The largest seller was Golden State Equity Partners, cutting an estimated $6.62M.

  • 159 institutional investors held First Trust Mid Cap Core AlphaDEX Fund (FNX) as of Q4 2021, up from 137 in Q3 2021.
  • Funds reported $621M of First Trust Mid Cap Core AlphaDEX Fund stock for Q4 2021, up 5.4% quarter-over-quarter.
  • 34 funds opened new First Trust Mid Cap Core AlphaDEX Fund positions in Q4 2021 and 10 closed out, a net change of +24 holders.
  • The largest First Trust Mid Cap Core AlphaDEX Fund buyer in Q4 2021 was Raymond James Financial Services Advisors, an estimated $4.52M added.
  • The largest First Trust Mid Cap Core AlphaDEX Fund seller in Q4 2021 was Golden State Equity Partners, an estimated $6.62M sold.

Based on aggregated 13F filings for Q4 2021.