We are live on ! Find out more
FNX icon

First Trust Mid Cap Core AlphaDEX Fund

91 hedge funds and large institutions have $339M invested in First Trust Mid Cap Core AlphaDEX Fund in 2017 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 35 increasing their positions, 36 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 7

3% less repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 36

1.65% less ownership

Funds ownership: 50.61%48.96% (-1.6%)

2% less funds holding

Funds holding: 9391 (-2)

8% less capital invested

Capital invested by funds: $368M → $339M (-$29.4M)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
91
Holders Change
-2
Holders Change %
-2.15%
% of All Funds
2.27%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
7
Increased
35
Reduced
36
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$67.6M -$4.46M -76,184 -6%
Wells Fargo
2
Wells Fargo
California
$61M -$4.71M -80,484 -7%
UBS Group
3
UBS Group
Switzerland
$36.7M +$1.07M +18,221 +3%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$22M +$1.16M +19,881 +6%
LPL Financial
5
LPL Financial
California
$18.8M -$109K -1,855 -0.6%
Stifel Financial
6
Stifel Financial
Missouri
$11.8M +$363K +6,195 +3%
Bank of America
7
Bank of America
North Carolina
$11M -$1.06M -18,052 -9%
Baird Financial Group
8
Baird Financial Group
Wisconsin
$10.1M +$421K +7,198 +4%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$8.31M +$446K +7,619 +6%
Ameriprise
10
Ameriprise
Minnesota
$6.77M -$384K -6,564 -5%
CCM
11
Condor Capital Management
New Jersey
$6.54M -$71.4K -1,220 -1%
RJA
12
Raymond James & Associates
Florida
$5.37M -$2.8M -47,840 -35%
HFS
13
HL Financial Services
Kentucky
$5.03M +$171K +2,916 +4%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$4.98M +$189K +3,235 +4%
FAAS
15
First Allied Advisory Services
California
$4.32M +$1.67M +28,594 +65%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$4.28M +$72K +1,230 +2%
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$3.91M +$182K +3,114 +5%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$2.82M -$1.22M -20,894 -30%
TFA
19
Transamerica Financial Advisors
Florida
$2.63M -$231K -3,937 -8%
First Trust Advisors
20
First Trust Advisors
Illinois
$2.29M +$157K +2,681 +7%
IH
21
IFC Holdings
Florida
$2.16M +$2.14M +36,527 New
SCA
22
Snowden Capital Advisors
New York
$2.1M +$50K +854 +2%
CCA
23
Clearwater Capital Advisors
Illinois
$2.01M +$48.7K +831 +3%
SIAP
24
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
$1.82M +$192K +3,275 +12%
JP Morgan Chase
25
JP Morgan Chase
New York
$1.79M +$48.9K +835 +3%

FNX Hedge Fund Activity: Q2 2017 in Review

91 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Core AlphaDEX Fund (FNX) for Q2 2017, worth a combined $339M — down 8% from $368M a quarter earlier.

Fund positioning in FNX was balanced in Q2 2017: 7 funds opened new positions, 7 closed out, 35 added to existing stakes and 36 trimmed.

The largest buyer was IFC Holdings, opening a new position worth an estimated $2.14M. The largest seller was BB&T Securities, cutting an estimated $9.67M.

  • 91 institutional investors held First Trust Mid Cap Core AlphaDEX Fund (FNX) as of Q2 2017, down from 93 in Q1 2017.
  • Funds reported $339M of First Trust Mid Cap Core AlphaDEX Fund stock for Q2 2017, down 8% quarter-over-quarter.
  • 7 funds opened new First Trust Mid Cap Core AlphaDEX Fund positions in Q2 2017 and 7 closed out, a net change of 0 holders.
  • The largest First Trust Mid Cap Core AlphaDEX Fund buyer in Q2 2017 was IFC Holdings, an estimated $2.14M added.
  • The largest First Trust Mid Cap Core AlphaDEX Fund seller in Q2 2017 was BB&T Securities, an estimated $9.67M sold.

Based on aggregated 13F filings for Q2 2017.