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First Trust Mid Cap Core AlphaDEX Fund

94 hedge funds and large institutions have $298M invested in First Trust Mid Cap Core AlphaDEX Fund in 2020 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 21 increasing their positions, 45 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.41% more ownership

Funds ownership: 50.02%50.43% (+0.41%)

0% less capital invested

Capital invested by funds: $299M → $298M (-$614K)

5% less funds holding

Funds holding: 9994 (-5)

36% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 14

53% less repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 45

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $1.04M

Holders
94
Holders Change
-5
Holders Change %
-5.05%
% of All Funds
1.9%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
21
Reduced
45
Closed
14
Calls
Puts
$1.04M
Net Calls
-$1.04M
Net Calls Change
-$1.04M
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$72.1M -$3.87M -58,959 -5%
Wells Fargo
2
Wells Fargo
California
$40.3M -$3.29M -50,163 -8%
LPL Financial
3
LPL Financial
California
$29.2M +$1.98M +30,238 +7%
UBS Group
4
UBS Group
Switzerland
$19.2M -$968K -14,757 -5%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$13.9M -$1.87M -28,469 -12%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$13.2M -$4.51M -68,677 -26%
KAS
7
Kestra Advisory Services
Texas
$8.57M +$8.45M +128,741 New
RJA
8
Raymond James & Associates
Florida
$8.25M -$14.1M -214,238 -63%
Stifel Financial
9
Stifel Financial
Missouri
$7.04M +$88.4K +1,347 +1%
Osaic Holdings
10
Osaic Holdings
Arizona
$6.91M +$89.2K +1,360 +1%
Bank of America
11
Bank of America
North Carolina
$6.5M -$76.3K -1,163 -1%
Baird Financial Group
12
Baird Financial Group
Wisconsin
$6.24M +$251K +3,818 +4%
Ameriprise
13
Ameriprise
Minnesota
$5.62M +$158K +2,413 +3%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$3.69M +$1.6M +24,439 +78%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$3.31M -$425K -6,474 -11%
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$2.99M +$705K +10,742 +31%
LI
17
LVZ Inc
Michigan
$2.57M +$146K +2,222 +6%
Citadel Advisors
18
Citadel Advisors
Florida
$2.48M +$1.04M +15,886 +73%
BAM
19
Bellevue Asset Management
Washington
$2.41M +$357K +5,443 +17%
SCA
20
Snowden Capital Advisors
New York
$2.41M -$18.2K -277 -0.8%
PNC
21
Park National Corp
Ohio
$2.29M -$189K -2,884 -8%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$2.13M -$122K -1,855 -5%
Goldman Sachs
23
Goldman Sachs
New York
$2.11M +$2.1M +31,957 New
MIAN
24
Mariner Independent Advisor Network
Kansas
$2.1M +$177K +2,705 +9%
CPIG
25
Chicago Partners Investment Group
Illinois
$2.05M +$81K +1,234 +4%

FNX Hedge Fund Activity: Q3 2020 in Review

94 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Core AlphaDEX Fund (FNX) for Q3 2020, worth a combined $298M — down 0.21% from $299M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of FNX and 9 opened new positions — a net loss of 5 holders — while 45 trimmed existing stakes and 21 added.

The largest buyer was Goldman Sachs, opening a new position worth an estimated $2.1M. The largest seller was Raymond James & Associates, cutting an estimated $14.1M.

  • 94 institutional investors held First Trust Mid Cap Core AlphaDEX Fund (FNX) as of Q3 2020, down from 99 in Q2 2020.
  • Funds reported $298M of First Trust Mid Cap Core AlphaDEX Fund stock for Q3 2020, down 0.21% quarter-over-quarter.
  • 9 funds opened new First Trust Mid Cap Core AlphaDEX Fund positions in Q3 2020 and 14 closed out, a net change of -5 holders.
  • The largest First Trust Mid Cap Core AlphaDEX Fund buyer in Q3 2020 was Goldman Sachs, an estimated $2.1M added.
  • The largest First Trust Mid Cap Core AlphaDEX Fund seller in Q3 2020 was Raymond James & Associates, an estimated $14.1M sold.

Based on aggregated 13F filings for Q3 2020.