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First Trust Mid Cap Core AlphaDEX Fund

147 hedge funds and large institutions have $508M invested in First Trust Mid Cap Core AlphaDEX Fund in 2022 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 50 increasing their positions, 51 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 7

4% more funds holding

Funds holding: 141147 (+6)

0.31% more ownership

Funds ownership: 59.33%59.64% (+0.31%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

2% less repeat investments, than reductions

Existing positions increased: 50 | Existing positions reduced: 51

3% less capital invested

Capital invested by funds: $524M → $508M (-$15.6M)

Holders
147
Holders Change
+6
Holders Change %
+4.26%
% of All Funds
2.53%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
14
Increased
50
Reduced
51
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$92.4M -$1.79M -20,119 -2%
Wells Fargo
2
Wells Fargo
California
$60.6M -$6M -67,433 -8%
LPL Financial
3
LPL Financial
California
$60.1M +$2.39M +26,798 +4%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$26.8M +$1.25M +14,061 +4%
UBS Group
5
UBS Group
Switzerland
$21.4M -$407K -4,576 -2%
KAS
6
Kestra Advisory Services
Texas
$21M +$2M +22,481 +9%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$17.7M +$526K +5,905 +3%
RJA
8
Raymond James & Associates
Florida
$17.6M +$2.24M +25,113 +13%
Bank of America
9
Bank of America
North Carolina
$14.2M -$1.11M -12,449 -7%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$13.5M +$581K +6,524 +4%
Osaic Holdings
11
Osaic Holdings
Arizona
$13.1M +$180K +2,021 +1%
BRWA
12
B. Riley Wealth Advisors
Florida
$10.6M -$161K -1,812 -1%
Cetera Investment Advisers
13
Cetera Investment Advisers
Illinois
$7.5M +$280K +3,143 +3%
BFEC
14
Benjamin F. Edwards & Company
Missouri
$7.23M +$1.01M +11,389 +14%
Stifel Financial
15
Stifel Financial
Missouri
$6.42M -$1.31M -14,748 -16%
First Trust Advisors
16
First Trust Advisors
Illinois
$5.15M +$494K +5,549 +9%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$4.85M +$2.5M +28,052 +87%
BAM
18
Bellevue Asset Management
Washington
$4.17M -$5.7K -64 -0.1%
DADC
19
D.A. Davidson & Co
Montana
$4.14M +$860K +9,667 +23%
CPIG
20
Chicago Partners Investment Group
Illinois
$3.93M +$158K +1,779 +4%
SCA
21
Snowden Capital Advisors
New York
$3.66M +$135K +1,521 +3%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$3.59M +$60.6K +681 +2%
Janney Montgomery Scott
23
Janney Montgomery Scott
Pennsylvania
$3.52M -$565K -6,346 -13%
LI
24
LVZ Inc
Michigan
$3.18M +$130K +1,464 +4%
Baird Financial Group
25
Baird Financial Group
Wisconsin
$3.06M -$1.01M -11,300 -23%

FNX Hedge Fund Activity: Q3 2022 in Review

147 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Core AlphaDEX Fund (FNX) for Q3 2022, worth a combined $508M — down 3% from $524M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new FNX positions and 7 closed out — a net gain of 7 holders — while 50 added to existing stakes and 51 trimmed.

The largest buyer was Cambridge Investment Research Advisors, adding an estimated $2.5M. The largest seller was Wells Fargo, cutting an estimated $6M.

  • 147 institutional investors held First Trust Mid Cap Core AlphaDEX Fund (FNX) as of Q3 2022, up from 141 in Q2 2022.
  • Funds reported $508M of First Trust Mid Cap Core AlphaDEX Fund stock for Q3 2022, down 3% quarter-over-quarter.
  • 14 funds opened new First Trust Mid Cap Core AlphaDEX Fund positions in Q3 2022 and 7 closed out, a net change of +7 holders.
  • The largest First Trust Mid Cap Core AlphaDEX Fund buyer in Q3 2022 was Cambridge Investment Research Advisors, an estimated $2.5M added.
  • The largest First Trust Mid Cap Core AlphaDEX Fund seller in Q3 2022 was Wells Fargo, an estimated $6M sold.

Based on aggregated 13F filings for Q3 2022.