We are live on ! Find out more
FNX icon

First Trust Mid Cap Core AlphaDEX Fund

113 hedge funds and large institutions have $378M invested in First Trust Mid Cap Core AlphaDEX Fund in 2018 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 43 increasing their positions, 34 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

26% more repeat investments, than reductions

Existing positions increased: 43 | Existing positions reduced: 34

23% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 13

2% more funds holding

Funds holding: 111113 (+2)

2.87% less ownership

Funds ownership: 54%51.13% (-2.9%)

26% less capital invested

Capital invested by funds: $508M → $378M (-$130M)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
113
Holders Change
+2
Holders Change %
+1.8%
% of All Funds
2.52%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
16
Increased
43
Reduced
34
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$85.8M +$6.61M +103,458 +7%
Wells Fargo
2
Wells Fargo
California
$52.4M -$19.3M -302,616 -25%
UBS Group
3
UBS Group
Switzerland
$44.8M +$3.65M +57,084 +8%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$25.3M -$727K -11,368 -3%
LPL Financial
5
LPL Financial
California
$21.1M +$359K +5,625 +2%
Bank of America
6
Bank of America
North Carolina
$14.7M -$1.81M -28,283 -10%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$13.5M +$2.17M +33,925 +17%
RJA
8
Raymond James & Associates
Florida
$10.5M +$1.09M +17,064 +10%
Baird Financial Group
9
Baird Financial Group
Wisconsin
$7.3M -$8.75M -136,872 -52%
Stifel Financial
10
Stifel Financial
Missouri
$6.96M -$101K -1,579 -1%
CCM
11
Condor Capital Management
New Jersey
$6.88M +$231K +3,609 +3%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$5.38M +$5.63M +88,035 +1,759%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$5.21M +$285K +4,462 +5%
HFS
14
HL Financial Services
Kentucky
$4.41M +$53.1K +831 +1%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$3.94M +$177K +2,764 +4%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$3.81M +$301K +4,706 +8%
Ameriprise
17
Ameriprise
Minnesota
$3.79M +$103K +1,614 +3%
AG
18
Advisor Group
Arizona
$3.49M +$912K +14,269 +31%
HSA
19
HBK Sorce Advisory
Pennsylvania
$2.99M +$3.3M +51,636 New
SCA
20
Snowden Capital Advisors
New York
$2.75M -$1.89M -29,592 -38%
Citadel Advisors
21
Citadel Advisors
Florida
$2.52M +$2.79M +43,616 New
DADC
22
D.A. Davidson & Co
Montana
$2.15M -$6.77K -106 -0.3%
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$2.02M +$460K +7,196 +26%
CCA
24
Clearwater Capital Advisors
Illinois
$2.01M -$222K -3,467 -9%
FAAS
25
First Allied Advisory Services
California
$1.99M +$6.77K +106 +0.3%

FNX Hedge Fund Activity: Q4 2018 in Review

113 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Core AlphaDEX Fund (FNX) for Q4 2018, worth a combined $378M — down 26% from $508M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new FNX positions and 13 closed out — a net gain of 3 holders — while 43 added to existing stakes and 34 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $6.61M. The largest seller was Wells Fargo, cutting an estimated $19.3M.

  • 113 institutional investors held First Trust Mid Cap Core AlphaDEX Fund (FNX) as of Q4 2018, up from 111 in Q3 2018.
  • Funds reported $378M of First Trust Mid Cap Core AlphaDEX Fund stock for Q4 2018, down 26% quarter-over-quarter.
  • 16 funds opened new First Trust Mid Cap Core AlphaDEX Fund positions in Q4 2018 and 13 closed out, a net change of +3 holders.
  • The largest First Trust Mid Cap Core AlphaDEX Fund buyer in Q4 2018 was Morgan Stanley, an estimated $6.61M added.
  • The largest First Trust Mid Cap Core AlphaDEX Fund seller in Q4 2018 was Wells Fargo, an estimated $19.3M sold.

Based on aggregated 13F filings for Q4 2018.