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First Trust Mid Cap Core AlphaDEX Fund

118 hedge funds and large institutions have $443M invested in First Trust Mid Cap Core AlphaDEX Fund in 2019 Q1 according to their latest regulatory filings, with 15 funds opening new positions, 49 increasing their positions, 30 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 9

63% more repeat investments, than reductions

Existing positions increased: 49 | Existing positions reduced: 30

17% more capital invested

Capital invested by funds: $378M → $443M (+$64.9M)

4% more funds holding

Funds holding: 113118 (+5)

1.04% less ownership

Funds ownership: 51.13%50.09% (-1%)

Holders
118
Holders Change
+5
Holders Change %
+4.42%
% of All Funds
2.55%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
15
Increased
49
Reduced
30
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$95.3M -$4.02M -61,443 -4%
Wells Fargo
2
Wells Fargo
California
$64M +$3.08M +47,127 +5%
UBS Group
3
UBS Group
Switzerland
$38.9M -$12.7M -194,658 -25%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$36.5M +$7.03M +107,545 +25%
LPL Financial
5
LPL Financial
California
$28.9M +$4.33M +66,318 +18%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$17.3M +$1.63M +24,897 +11%
Stifel Financial
7
Stifel Financial
Missouri
$16.7M +$8.46M +129,468 +108%
Bank of America
8
Bank of America
North Carolina
$14.8M -$2.15M -32,949 -13%
RJA
9
Raymond James & Associates
Florida
$14.1M +$1.91M +29,204 +16%
Baird Financial Group
10
Baird Financial Group
Wisconsin
$8.99M +$505K +7,725 +6%
CCM
11
Condor Capital Management
New Jersey
$8.11M +$123K +1,881 +2%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$6.51M +$458K +7,004 +8%
HFS
13
HL Financial Services
Kentucky
$5.96M +$835K +12,782 +17%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$5.41M +$974K +14,904 +23%
Ameriprise
15
Ameriprise
Minnesota
$4.7M +$303K +4,636 +7%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$4.62M +$53.9K +825 +1%
AG
17
Advisor Group
Arizona
$4.18M +$131K +2,009 +3%
HSA
18
HBK Sorce Advisory
Pennsylvania
$3.79M +$318K +4,864 +9%
SCA
19
Snowden Capital Advisors
New York
$3.36M +$165K +2,529 +5%
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$3.26M +$892K +13,645 +39%
DADC
21
D.A. Davidson & Co
Montana
$2.52M +$66.2K +1,013 +3%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$2.4M +$232K +3,552 +11%
CP
23
Camelot Portfolios
Ohio
$2.29M +$1.39M +21,198 +163%
BTS
24
BB&T Securities
Virginia
$2.28M +$985K +15,077 +80%
SIAP
25
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
$2.23M +$1.31K +20 +0.1%

FNX Hedge Fund Activity: Q1 2019 in Review

118 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Core AlphaDEX Fund (FNX) for Q1 2019, worth a combined $443M — up 17% from $378M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new FNX positions and 9 closed out — a net gain of 6 holders — while 49 added to existing stakes and 30 trimmed.

The largest buyer was Stifel Financial, adding an estimated $8.46M. The largest seller was UBS Group, cutting an estimated $12.7M.

  • 118 institutional investors held First Trust Mid Cap Core AlphaDEX Fund (FNX) as of Q1 2019, up from 113 in Q4 2018.
  • Funds reported $443M of First Trust Mid Cap Core AlphaDEX Fund stock for Q1 2019, up 17% quarter-over-quarter.
  • 15 funds opened new First Trust Mid Cap Core AlphaDEX Fund positions in Q1 2019 and 9 closed out, a net change of +6 holders.
  • The largest First Trust Mid Cap Core AlphaDEX Fund buyer in Q1 2019 was Stifel Financial, an estimated $8.46M added.
  • The largest First Trust Mid Cap Core AlphaDEX Fund seller in Q1 2019 was UBS Group, an estimated $12.7M sold.

Based on aggregated 13F filings for Q1 2019.