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First Trust Mid Cap Core AlphaDEX Fund

158 hedge funds and large institutions have $637M invested in First Trust Mid Cap Core AlphaDEX Fund in 2023 Q3 according to their latest regulatory filings, with 22 funds opening new positions, 61 increasing their positions, 46 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

38% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 16

33% more repeat investments, than reductions

Existing positions increased: 61 | Existing positions reduced: 46

3.19% more ownership

Funds ownership: 60.35%63.54% (+3.2%)

2% more funds holding

Funds holding: 155158 (+3)

1% less capital invested

Capital invested by funds: $643M → $637M (-$5.66M)

Holders
158
Holders Change
+3
Holders Change %
+1.94%
% of All Funds
2.51%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.05%
New
22
Increased
61
Reduced
46
Closed
16
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$113M +$244K +2,526 +0.2%
LPL Financial
2
LPL Financial
California
$80.4M +$511K +5,289 +0.6%
Wells Fargo
3
Wells Fargo
California
$78.8M +$8.75M +90,592 +12%
KAS
4
Kestra Advisory Services
Texas
$28.5M +$7.24M +74,946 +32%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$28M -$6.66M -68,948 -18%
UBS Group
6
UBS Group
Switzerland
$24.7M +$645K +6,677 +3%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$23.2M -$3.82M -39,537 -14%
RJA
8
Raymond James & Associates
Florida
$21M -$3.75M -38,798 -15%
Baird Financial Group
9
Baird Financial Group
Wisconsin
$15.4M +$3.25M +33,622 +25%
HighTower Advisors
10
HighTower Advisors
Illinois
$10.9M +$533K +5,515 +5%
Stifel Financial
11
Stifel Financial
Missouri
$9.87M +$2.71M +28,063 +35%
Bank of America
12
Bank of America
North Carolina
$9.84M -$149K -1,546 -1%
Osaic Holdings
13
Osaic Holdings
Arizona
$9.72M -$3.39M -35,148 -25%
DADC
14
D.A. Davidson & Co
Montana
$9.55M +$4.62M +47,867 +86%
Cetera Investment Advisers
15
Cetera Investment Advisers
Illinois
$9.08M -$39.2K -406 -0.4%
BFEC
16
Benjamin F. Edwards & Company
Missouri
$7.85M -$247K -2,561 -3%
GSEP
17
Golden State Equity Partners
California
$7.47M +$7.35M +76,111 +1,538%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$7.39M +$1.06M +10,973 +16%
FH
19
FWG Holdings
Florida
$6.45M +$138K +1,433 +2%
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$5.4M +$1.98M +20,463 +54%
KPWS
21
Kestra Private Wealth Services
Texas
$5.03M -$293K -3,029 -5%
CPIG
22
Chicago Partners Investment Group
Illinois
$4.86M +$253K +2,615 +5%
First Trust Advisors
23
First Trust Advisors
Illinois
$4.78M +$917K +9,497 +22%
BAM
24
Bellevue Asset Management
Washington
$4.56M -$127K -1,320 -3%
BRWA
25
B. Riley Wealth Advisors
Florida
$4.29M -$4.46M -46,203 -50%

FNX Hedge Fund Activity: Q3 2023 in Review

158 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Core AlphaDEX Fund (FNX) for Q3 2023, worth a combined $637M — down 0.88% from $643M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new FNX positions and 16 closed out — a net gain of 6 holders — while 61 added to existing stakes and 46 trimmed.

The largest buyer was Wells Fargo, adding an estimated $8.75M. The largest seller was Raymond James Financial Services Advisors, cutting an estimated $6.66M.

  • 158 institutional investors held First Trust Mid Cap Core AlphaDEX Fund (FNX) as of Q3 2023, up from 155 in Q2 2023.
  • Funds reported $637M of First Trust Mid Cap Core AlphaDEX Fund stock for Q3 2023, down 0.88% quarter-over-quarter.
  • 22 funds opened new First Trust Mid Cap Core AlphaDEX Fund positions in Q3 2023 and 16 closed out, a net change of +6 holders.
  • The largest First Trust Mid Cap Core AlphaDEX Fund buyer in Q3 2023 was Wells Fargo, an estimated $8.75M added.
  • The largest First Trust Mid Cap Core AlphaDEX Fund seller in Q3 2023 was Raymond James Financial Services Advisors, an estimated $6.66M sold.

Based on aggregated 13F filings for Q3 2023.