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First Trust Mid Cap Core AlphaDEX Fund
FNX

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$163M +$4.2M +30,282 +3%
LPL Financial
2
LPL Financial
California
$152M +$10.8M +77,967 +8%
Wells Fargo
3
Wells Fargo
California
$104M -$1.63M -11,741 -2%
Raymond James Financial
4
Raymond James Financial
Florida
$64.1M -$479K -3,453 -0.8%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$43.3M +$3.01M +21,696 +8%
Cetera Investment Advisers
6
Cetera Investment Advisers
Illinois
$30.7M +$1.58M +11,398 +6%
Bank of America
7
Bank of America
North Carolina
$30.5M +$393K +2,838 +1%
UBS Group
8
UBS Group
Switzerland
$29.1M -$1.18M -8,520 -4%
Baird Financial Group
9
Baird Financial Group
Wisconsin
$23.5M +$531K +3,832 +2%
TCTWM
10
Three Cord True Wealth Management
Pennsylvania
$21.2M +$1.13M +8,144 +6%
HighTower Advisors
11
HighTower Advisors
Illinois
$17.7M +$58.5K +422 +0.3%
Stifel Financial
12
Stifel Financial
Missouri
$13.1M -$204K -1,473 -2%
Northwestern Mutual Wealth Management
13
Northwestern Mutual Wealth Management
Wisconsin
$11.6M +$379K +2,733 +4%
PSCM
14
Per Stirling Capital Management
Texas
$11.6M +$291K +2,100 +3%
KAS
15
Kestra Advisory Services
Texas
$10.7M -$83.3K -601 -0.8%
PFA
16
Perryman Financial Advisory
Texas
$10.4M +$124K +892 +1%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$10M +$155K +1,116 +2%
CPIG
18
Chicago Partners Investment Group
Illinois
$8.48M -$101K -727 -1%
Osaic Holdings
19
Osaic Holdings
Arizona
$7.63M -$270K -1,949 -4%
KPWS
20
Kestra Private Wealth Services
Texas
$6.89M +$65.4K +472 +1%
SA
21
Sanctuary Advisors
Indiana
$6.61M +$272K +1,963 +5%
DADC
22
D.A. Davidson & Co
Montana
$6.5M +$7.9K +57 +0.1%
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$5.92M +$339K +2,449 +6%
SWP
24
Stratos Wealth Partners
Ohio
$5.84M +$19.8K +143 +0.4%
P
25
&Partners
Tennessee
$5.75M +$3.22M +23,228 +142%
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