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First Trust Mid Cap Core AlphaDEX Fund
FNX

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$98M -$4.22M -45,922 -4%
Wells Fargo
2
Wells Fargo
California
$68.8M +$4.04M +43,989 +6%
LPL Financial
3
LPL Financial
California
$60.4M +$4.58M +49,802 +7%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$26.8M +$64.8K +705 +0.2%
UBS Group
5
UBS Group
Switzerland
$22.7M +$1.46M +15,908 +6%
KAS
6
Kestra Advisory Services
Texas
$20M +$7.81M +84,946 +55%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$17.9M -$249K -2,707 -1%
RJA
8
Raymond James & Associates
Florida
$16.2M +$1.39M +15,140 +8%
Bank of America
9
Bank of America
North Carolina
$15.9M +$3.01M +32,732 +21%
Osaic Holdings
10
Osaic Holdings
Arizona
$13.5M +$260K +2,829 +2%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$13.5M +$94.3K +1,026 +0.6%
BRWA
12
B. Riley Wealth Advisors
Florida
$11.2M -$499K -5,424 -4%
Stifel Financial
13
Stifel Financial
Missouri
$7.93M +$66.5K +724 +0.8%
Cetera Investment Advisers
14
Cetera Investment Advisers
Illinois
$7.55M +$542K +5,896 +7%
BFEC
15
Benjamin F. Edwards & Company
Missouri
$6.58M +$485K +5,275 +7%
First Trust Advisors
16
First Trust Advisors
Illinois
$4.91M -$180K -1,961 -3%
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$4.31M +$34.7K +378 +0.8%
BAM
18
Bellevue Asset Management
Washington
$4.27M +$62.8K +683 +1%
Baird Financial Group
19
Baird Financial Group
Wisconsin
$4.13M -$176K -1,917 -4%
CPIG
20
Chicago Partners Investment Group
Illinois
$3.95M +$214K +2,326 +6%
SCA
21
Snowden Capital Advisors
New York
$3.69M +$64.6K +703 +2%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$3.69M -$235K -2,555 -5%
DADC
23
D.A. Davidson & Co
Montana
$3.51M +$2.34M +25,461 +155%
PAG
24
Private Advisor Group
New Jersey
$3.39M +$320K +3,486 +9%
LI
25
LVZ Inc
Michigan
$3.19M +$116K +1,263 +3%
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