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First Trust Mid Cap Core AlphaDEX Fund
FNX

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$84.8M -$7M -103,183 -8%
Wells Fargo
2
Wells Fargo
California
$56.6M -$3.05M -44,866 -5%
UBS Group
3
UBS Group
Switzerland
$35.6M -$752K -11,083 -2%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$30.2M -$1.87M -27,485 -6%
LPL Financial
5
LPL Financial
California
$28.7M -$1.82M -26,878 -6%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$21.1M +$773K +11,388 +4%
RJA
7
Raymond James & Associates
Florida
$19.3M +$6.49M +95,612 +50%
Baird Financial Group
8
Baird Financial Group
Wisconsin
$14.5M -$909K -13,386 -6%
Bank of America
9
Bank of America
North Carolina
$12.2M -$322K -4,739 -3%
Stifel Financial
10
Stifel Financial
Missouri
$8.96M -$10.5M -155,143 -54%
CCM
11
Condor Capital Management
New Jersey
$8.72M +$94.5K +1,392 +1%
Ameriprise
12
Ameriprise
Minnesota
$6.56M +$1.44M +21,170 +28%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$6.31M -$601K -8,854 -9%
AG
14
Advisor Group
Arizona
$5.33M +$656K +9,658 +14%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$4.76M -$492K -7,250 -9%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$4.4M +$14.5K +214 +0.3%
HSA
17
HBK Sorce Advisory
Pennsylvania
$3.81M +$27.4K +404 +0.7%
GIA
18
Gladstone Institutional Advisory
Florida
$3.44M +$919K +13,537 +36%
SCA
19
Snowden Capital Advisors
New York
$3.1M -$315K -4,640 -9%
DADC
20
D.A. Davidson & Co
Montana
$2.51M -$70.9K -1,045 -3%
BTS
21
BB&T Securities
Virginia
$2.51M -$4.07K -60 -0.2%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$2.38M -$128K -1,880 -5%
LI
23
LVZ Inc
Michigan
$2.2M +$330K +4,866 +18%
PNC
24
Park National Corp
Ohio
$2.04M -$22.8K -336 -1%
PAG
25
Private Advisor Group
New Jersey
$2M +$90.4K +1,332 +5%
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