Gladstone Institutional Advisory’s First Trust Mid Cap Core AlphaDEX Fund FNX Stock Holding History

Gladstone Institutional Advisory’s Portfolio FNX Stock Details FNX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q4	–	Sell	-18,671	Closed	-$1.5M	–	660
2022 Q3	$1.5M	Buy	18,671 +14,674	+367%	+$1.31M	0.12%	211
2022 Q2	$334K	Sell	3,997 -3	-0.1%	-$276	0.03%	488
2022 Q1	$393K	Sell	4,000 -804	-17%	-$78.4K	0.03%	480
2021 Q4	$494K	Buy	4,804 +552	+13%	+$56.5K	0.04%	382
2021 Q3	$415K	Buy	4,252 +401	+10%	+$39.9K	0.04%	370
2021 Q2	$386K	Buy	3,851 +590	+18%	+$57.9K	0.05%	346
2021 Q1	$306K	Buy	3,261 +71	+2%	+$6.44K	0.05%	317
2020 Q4	$265K	Buy	3,190 +15	+0.5%	+$1.14K	0.05%	246
2020 Q3	$209K	Sell	3,175 -135	-4%	-$8.86K	0.05%	249
2020 Q2	$207K	Sell	3,310 -6,278	-65%	-$359K	0.05%	218
2020 Q1	$462K	Sell	9,588 -50,696	-84%	-$3.29M	0.12%	147
2019 Q4	$4.37M	Buy	60,284 +9,285	+18%	+$649K	1.07%	24
2019 Q3	$3.44M	Buy	50,999 +13,537	+36%	+$919K	0.88%	30
2019 Q2	$2.58M	Buy	37,462 +14,608	+64%	+$992K	0.79%	28
2019 Q1	$1.53M	Buy	22,854 +14,393	+170%	+$941K	0.56%	44
2018 Q4	$489K	Buy	+8,461	New	+$541K	0.28%	81

Other funds holding FNX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $26.4B AUM 21.05% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Gladstone Institutional Advisory's FNX Position: Q4 2022 in Review

Gladstone Institutional Advisory sold out of First Trust Mid Cap Core AlphaDEX Fund (FNX) in Q4 2022, closing a stake of 18,671 shares — an estimated $1.5M sold.

Gladstone Institutional Advisory first reported a position in FNX in Q4 2018 and held it in 16 quarters. The position peaked at $4.37M in Q4 2019. 162 funds tracked by Wall St. Rank hold FNX as of Q4 2022.

Gladstone Institutional Advisory reported no remaining First Trust Mid Cap Core AlphaDEX Fund position as of Q4 2022 after selling out during the quarter.
Gladstone Institutional Advisory sold 18,671 First Trust Mid Cap Core AlphaDEX Fund shares in Q4 2022, an estimated $1.5M.
Gladstone Institutional Advisory first reported a position in First Trust Mid Cap Core AlphaDEX Fund in Q4 2018 and held it in 16 quarters.
Gladstone Institutional Advisory's First Trust Mid Cap Core AlphaDEX Fund position peaked at $4.37M in Q4 2019.
162 funds tracked by Wall St. Rank held First Trust Mid Cap Core AlphaDEX Fund as of Q4 2022.

Based on Gladstone Institutional Advisory's 13F filing for Q4 2022, filed 1 Feb 2023.