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First Trust Mid Cap Core AlphaDEX Fund

162 hedge funds and large institutions have $593M invested in First Trust Mid Cap Core AlphaDEX Fund in 2022 Q4 according to their latest regulatory filings, with 32 funds opening new positions, 55 increasing their positions, 51 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

129% more first-time investments, than exits

New positions opened: 32 | Existing positions closed: 14

17% more capital invested

Capital invested by funds: $508M → $593M (+$84.8M)

10% more funds holding

Funds holding: 147162 (+15)

2.7% more ownership

Funds ownership: 59.64%62.34% (+2.7%)

8% more repeat investments, than reductions

Existing positions increased: 55 | Existing positions reduced: 51

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
162
Holders Change
+15
Holders Change %
+10.2%
% of All Funds
2.6%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
32
Increased
55
Reduced
51
Closed
14
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$109M +$7.62M +86,291 +7%
LPL Financial
2
LPL Financial
California
$69.2M +$3.42M +38,792 +5%
Wells Fargo
3
Wells Fargo
California
$60.2M -$6.08M -68,917 -9%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$30.6M +$1.26M +14,304 +4%
UBS Group
5
UBS Group
Switzerland
$23.8M +$330K +3,739 +1%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$22.1M +$2.79M +31,609 +14%
KAS
7
Kestra Advisory Services
Texas
$21.9M -$1.16M -13,171 -5%
RJA
8
Raymond James & Associates
Florida
$19.5M +$219K +2,481 +1%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$15.3M +$518K +5,866 +3%
Bank of America
10
Bank of America
North Carolina
$14.1M -$1.45M -16,383 -9%
Osaic Holdings
11
Osaic Holdings
Arizona
$13.8M -$556K -6,295 -4%
BRWA
12
B. Riley Wealth Advisors
Florida
$13.2M +$1.63M +18,453 +14%
Baird Financial Group
13
Baird Financial Group
Wisconsin
$13.1M +$9.77M +110,717 +291%
Cetera Investment Advisers
14
Cetera Investment Advisers
Illinois
$10.2M +$2.03M +22,966 +25%
HighTower Advisors
15
HighTower Advisors
Illinois
$9.4M +$6.09M +68,998 +182%
BFEC
16
Benjamin F. Edwards & Company
Missouri
$8.34M +$438K +4,962 +6%
Stifel Financial
17
Stifel Financial
Missouri
$7.02M -$9.09K -103 -0.1%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$5.36M +$47.7K +540 +0.9%
DADC
19
D.A. Davidson & Co
Montana
$4.92M +$388K +4,393 +9%
CPIG
20
Chicago Partners Investment Group
Illinois
$4.56M +$182K +2,067 +5%
BAM
21
Bellevue Asset Management
Washington
$4.35M -$58.3K -660 -1%
SCA
22
Snowden Capital Advisors
New York
$4.04M +$33.3K +377 +0.8%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$4.02M +$88.8K +1,006 +2%
Janney Montgomery Scott
24
Janney Montgomery Scott
Pennsylvania
$3.99M +$135K +1,531 +3%
PSCM
25
Per Stirling Capital Management
Texas
$3.81M +$3.83M +43,386 New

FNX Hedge Fund Activity: Q4 2022 in Review

162 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Core AlphaDEX Fund (FNX) for Q4 2022, worth a combined $593M — up 17% from $508M a quarter earlier.

Buyers outnumbered sellers: 32 funds opened new FNX positions and 14 closed out — a net gain of 18 holders — while 55 added to existing stakes and 51 trimmed.

The largest buyer was Baird Financial Group, adding an estimated $9.77M. The largest seller was Wells Fargo, cutting an estimated $6.08M.

  • 162 institutional investors held First Trust Mid Cap Core AlphaDEX Fund (FNX) as of Q4 2022, up from 147 in Q3 2022.
  • Funds reported $593M of First Trust Mid Cap Core AlphaDEX Fund stock for Q4 2022, up 17% quarter-over-quarter.
  • 32 funds opened new First Trust Mid Cap Core AlphaDEX Fund positions in Q4 2022 and 14 closed out, a net change of +18 holders.
  • The largest First Trust Mid Cap Core AlphaDEX Fund buyer in Q4 2022 was Baird Financial Group, an estimated $9.77M added.
  • The largest First Trust Mid Cap Core AlphaDEX Fund seller in Q4 2022 was Wells Fargo, an estimated $6.08M sold.

Based on aggregated 13F filings for Q4 2022.