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First Trust Mid Cap Core AlphaDEX Fund
FNX

92 hedge funds and large institutions have $344M invested in First Trust Mid Cap Core AlphaDEX Fund in 2017 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 33 increasing their positions, 38 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 6

1% more funds holding

Funds holding: 91 → 92 (+1)

2% more capital invested

Capital invested by funds: $339M → $344M (+$5.5M)

0.26% more ownership

Funds ownership: 48.96% → 49.22% (+0.26%)

13% less repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 38

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
92
Holders Change
+1
Holders Change %
+1.1%
% of All Funds
2.29%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
9
Increased
33
Reduced
38
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$3.02M
2
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
+$1.84M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$1.68M
4
Bank of America
Bank of America
North Carolina
+$1.64M
5
VF
Virtu Financial
New York
+$1.5M

Top Sellers

1
Wells Fargo
Wells Fargo
California
-$8.94M
2
Ameriprise
Ameriprise
Minnesota
-$4.23M
3
FAAS
First Allied Advisory Services
California
-$2.66M
4
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$1.52M
5
FDCDDQ
Federation des caisses Desjardins du Quebec
Quebec, Canada
-$1.51M
Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$73.8M +$3.02M +50,548 +4%
Wells Fargo
2
Wells Fargo
California
$54.5M -$8.94M -149,658 -15%
UBS Group
3
UBS Group
Switzerland
$38.7M +$270K +4,514 +0.7%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$22.8M -$237K -3,967 -1%
LPL Financial
5
LPL Financial
California
$18.5M -$1.11M -18,610 -6%
Bank of America
6
Bank of America
North Carolina
$13.2M +$1.64M +27,500 +15%
Stifel Financial
7
Stifel Financial
Missouri
$12.4M +$104K +1,741 +0.9%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$10.4M +$1.68M +28,103 +20%
Baird Financial Group
9
Baird Financial Group
Wisconsin
$10.4M -$176K -2,952 -2%
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$7.11M +$1.84M +30,824 +37%
CCM
11
Condor Capital Management
New Jersey
$7.07M +$226K +3,789 +3%
RJA
12
Raymond James & Associates
Florida
$5.75M +$128K +2,143 +2%
HFS
13
HL Financial Services
Kentucky
$4.84M -$408K -6,830 -8%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$4.29M -$178K -2,980 -4%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$4.01M -$73.7K -1,234 -2%
Ameriprise
16
Ameriprise
Minnesota
$2.7M -$4.23M -70,819 -62%
First Trust Advisors
17
First Trust Advisors
Illinois
$2.54M +$146K +2,450 +6%
IH
18
IFC Holdings
Florida
$2.47M +$205K +3,426 +9%
TFA
19
Transamerica Financial Advisors
Florida
$2.46M -$283K -4,730 -11%
SCA
20
Snowden Capital Advisors
New York
$2.31M +$112K +1,882 +5%
CCA
21
Clearwater Capital Advisors
Illinois
$2.28M +$151K +2,528 +7%
SIAP
22
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
$1.92M +$17.9K +300 +1%
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$1.91M +$86.2K +1,443 +5%
FAAS
24
First Allied Advisory Services
California
$1.75M -$2.66M -44,569 -61%
JP Morgan Chase
25
JP Morgan Chase
New York
$1.68M -$180K -3,016 -10%
1
2 3 4

FNX Hedge Fund Activity: Q3 2017 in Review

92 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Core AlphaDEX Fund (FNX) for Q3 2017, worth a combined $344M — up 1.6% from $339M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new FNX positions and 6 closed out — a net gain of 3 holders — while 33 added to existing stakes and 38 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $3.02M. The largest seller was Wells Fargo, cutting an estimated $8.94M.

  • 92 institutional investors held First Trust Mid Cap Core AlphaDEX Fund (FNX) as of Q3 2017, up from 91 in Q2 2017.
  • Funds reported $344M of First Trust Mid Cap Core AlphaDEX Fund stock for Q3 2017, up 1.6% quarter-over-quarter.
  • 9 funds opened new First Trust Mid Cap Core AlphaDEX Fund positions in Q3 2017 and 6 closed out, a net change of +3 holders.
  • The largest First Trust Mid Cap Core AlphaDEX Fund buyer in Q3 2017 was Morgan Stanley, an estimated $3.02M added.
  • The largest First Trust Mid Cap Core AlphaDEX Fund seller in Q3 2017 was Wells Fargo, an estimated $8.94M sold.

Based on aggregated 13F filings for Q3 2017.