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First Trust Mid Cap Core AlphaDEX Fund

151 hedge funds and large institutions have $598M invested in First Trust Mid Cap Core AlphaDEX Fund in 2022 Q1 according to their latest regulatory filings, with 16 funds opening new positions, 57 increasing their positions, 41 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

39% more repeat investments, than reductions

Existing positions increased: 57 | Existing positions reduced: 41

0.64% more ownership

Funds ownership: 58.31%58.96% (+0.64%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

4% less capital invested

Capital invested by funds: $621M → $598M (-$23.7M)

5% less funds holding

Funds holding: 159151 (-8)

27% less first-time investments, than exits

New positions opened: 16 | Existing positions closed: 22

Holders
151
Holders Change
-8
Holders Change %
-5.03%
% of All Funds
2.38%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
16
Increased
57
Reduced
41
Closed
22
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$119M -$3.68M -37,724 -3%
Wells Fargo
2
Wells Fargo
California
$76.3M +$1.93M +19,752 +3%
LPL Financial
3
LPL Financial
California
$66M -$6.62M -67,862 -9%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$31.3M +$855K +8,763 +3%
UBS Group
5
UBS Group
Switzerland
$25.1M +$842K +8,635 +3%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$21.3M +$685K +7,023 +3%
RJA
7
Raymond James & Associates
Florida
$17.5M +$1.54M +15,804 +10%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$15.8M +$42.7K +438 +0.3%
Bank of America
9
Bank of America
North Carolina
$15.4M +$3.37M +34,582 +28%
KAS
10
Kestra Advisory Services
Texas
$15.2M +$522K +5,357 +4%
Osaic Holdings
11
Osaic Holdings
Arizona
$15M -$261K -2,673 -2%
BRWA
12
B. Riley Wealth Advisors
Florida
$13.6M +$569K +5,835 +4%
Stifel Financial
13
Stifel Financial
Missouri
$9.23M -$1.29M -13,197 -12%
Cetera Investment Advisers
14
Cetera Investment Advisers
Illinois
$8.28M +$423K +4,334 +5%
BFEC
15
Benjamin F. Edwards & Company
Missouri
$7.2M +$6.27M +64,319 +711%
First Trust Advisors
16
First Trust Advisors
Illinois
$5.95M +$5.18M +53,135 +710%
GSEP
17
Golden State Equity Partners
California
$5.66M +$2.52M +25,816 +81%
Baird Financial Group
18
Baird Financial Group
Wisconsin
$5.03M -$178K -1,821 -3%
BAM
19
Bellevue Asset Management
Washington
$4.96M -$1.32M -13,556 -21%
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$4.89M +$425K +4,362 +10%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$4.58M +$310K +3,181 +7%
SCA
22
Snowden Capital Advisors
New York
$4.26M +$18.6K +191 +0.4%
PAG
23
Private Advisor Group
New Jersey
$3.64M +$610K +6,256 +20%
LI
24
LVZ Inc
Michigan
$3.62M -$6.54K -67 -0.2%
CPIG
25
Chicago Partners Investment Group
Illinois
$3.6M +$265K +2,719 +7%

FNX Hedge Fund Activity: Q1 2022 in Review

151 of the 6,340 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Core AlphaDEX Fund (FNX) for Q1 2022, worth a combined $598M — down 3.8% from $621M a quarter earlier.

Sellers outnumbered buyers: 22 funds closed out of FNX and 16 opened new positions — a net loss of 6 holders — while 41 trimmed existing stakes and 57 added.

The largest buyer was Benjamin F. Edwards & Company, adding an estimated $6.27M. The largest seller was LPL Financial, cutting an estimated $6.62M.

  • 151 institutional investors held First Trust Mid Cap Core AlphaDEX Fund (FNX) as of Q1 2022, down from 159 in Q4 2021.
  • Funds reported $598M of First Trust Mid Cap Core AlphaDEX Fund stock for Q1 2022, down 3.8% quarter-over-quarter.
  • 16 funds opened new First Trust Mid Cap Core AlphaDEX Fund positions in Q1 2022 and 22 closed out, a net change of -6 holders.
  • The largest First Trust Mid Cap Core AlphaDEX Fund buyer in Q1 2022 was Benjamin F. Edwards & Company, an estimated $6.27M added.
  • The largest First Trust Mid Cap Core AlphaDEX Fund seller in Q1 2022 was LPL Financial, an estimated $6.62M sold.

Based on aggregated 13F filings for Q1 2022.