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First Trust Mid Cap Core AlphaDEX Fund

113 hedge funds and large institutions have $454M invested in First Trust Mid Cap Core AlphaDEX Fund in 2019 Q2 according to their latest regulatory filings, with 10 funds opening new positions, 41 increasing their positions, 39 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

5% more repeat investments, than reductions

Existing positions increased: 41 | Existing positions reduced: 39

3% more capital invested

Capital invested by funds: $443M → $454M (+$11.3M)

0.51% more ownership

Funds ownership: 50.09%50.61% (+0.51%)

4% less funds holding

Funds holding: 118113 (-5)

17% less first-time investments, than exits

New positions opened: 10 | Existing positions closed: 12

Holders
113
Holders Change
-5
Holders Change %
-4.24%
% of All Funds
2.45%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
41
Reduced
39
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$93.5M -$4.32M -63,545 -4%
Wells Fargo
2
Wells Fargo
California
$60.7M -$4.84M -71,233 -7%
UBS Group
3
UBS Group
Switzerland
$37M -$2.92M -42,994 -7%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$32.6M -$4.8M -70,728 -13%
LPL Financial
5
LPL Financial
California
$31M +$1.37M +20,223 +5%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$20.7M +$2.89M +42,579 +16%
Stifel Financial
7
Stifel Financial
Missouri
$19.8M +$2.58M +37,939 +15%
Baird Financial Group
8
Baird Financial Group
Wisconsin
$15.7M +$6.36M +93,718 +70%
RJA
9
Raymond James & Associates
Florida
$13.1M -$1.35M -19,832 -9%
Bank of America
10
Bank of America
North Carolina
$12.7M -$2.45M -36,085 -16%
CCM
11
Condor Capital Management
New Jersey
$8.79M +$462K +6,798 +6%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$7.04M +$348K +5,126 +5%
Citadel Advisors
13
Citadel Advisors
Florida
$5.64M +$5.56M +81,846 New
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$5.34M -$209K -3,071 -4%
Ameriprise
15
Ameriprise
Minnesota
$5.23M +$399K +5,876 +8%
AG
16
Advisor Group
Arizona
$4.76M +$464K +6,829 +11%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$4.47M -$269K -3,967 -6%
HSA
18
HBK Sorce Advisory
Pennsylvania
$3.85M -$35.5K -523 -0.9%
SCA
19
Snowden Capital Advisors
New York
$3.48M +$33.3K +491 +1%
CP
20
Camelot Portfolios
Ohio
$2.92M +$564K +8,303 +24%
Jane Street
21
Jane Street
New York
$2.68M +$2.38M +35,067 +917%
DADC
22
D.A. Davidson & Co
Montana
$2.63M -$6.32K -93 -0.2%
GIA
23
Gladstone Institutional Advisory
Florida
$2.58M +$992K +14,608 +64%
BTS
24
BB&T Securities
Virginia
$2.56M +$218K +3,211 +9%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$2.56M +$96.6K +1,423 +4%

FNX Hedge Fund Activity: Q2 2019 in Review

113 of the 4,604 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Core AlphaDEX Fund (FNX) for Q2 2019, worth a combined $454M — up 2.6% from $443M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of FNX and 10 opened new positions — a net loss of 2 holders — while 39 trimmed existing stakes and 41 added.

The largest buyer was Baird Financial Group, adding an estimated $6.36M. The largest seller was Wells Fargo, cutting an estimated $4.84M.

  • 113 institutional investors held First Trust Mid Cap Core AlphaDEX Fund (FNX) as of Q2 2019, down from 118 in Q1 2019.
  • Funds reported $454M of First Trust Mid Cap Core AlphaDEX Fund stock for Q2 2019, up 2.6% quarter-over-quarter.
  • 10 funds opened new First Trust Mid Cap Core AlphaDEX Fund positions in Q2 2019 and 12 closed out, a net change of -2 holders.
  • The largest First Trust Mid Cap Core AlphaDEX Fund buyer in Q2 2019 was Baird Financial Group, an estimated $6.36M added.
  • The largest First Trust Mid Cap Core AlphaDEX Fund seller in Q2 2019 was Wells Fargo, an estimated $4.84M sold.

Based on aggregated 13F filings for Q2 2019.