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First Trust Mid Cap Core AlphaDEX Fund

169 hedge funds and large institutions have $792M invested in First Trust Mid Cap Core AlphaDEX Fund in 2024 Q1 according to their latest regulatory filings, with 15 funds opening new positions, 53 increasing their positions, 66 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

15% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 13

0% more funds holding in top 10

Funds holding in top 10: 55 (0)

1% less funds holding

Funds holding: 171169 (-2)

6% less capital invested

Capital invested by funds: $845M → $792M (-$52.9M)

9.89% less ownership

Funds ownership: 75.63%65.74% (-9.9%)

20% less repeat investments, than reductions

Existing positions increased: 53 | Existing positions reduced: 66

Holders
169
Holders Change
-2
Holders Change %
-1.17%
% of All Funds
2.43%
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.07%
New
15
Increased
53
Reduced
66
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$135M -$125M -1,187,102 -50%
LPL Financial
2
LPL Financial
California
$96.3M -$1.62M -15,356 -2%
Wells Fargo
3
Wells Fargo
California
$85.9M +$670K +6,357 +0.8%
KAS
4
Kestra Advisory Services
Texas
$39.2M +$5.03M +47,752 +16%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$34.1M +$349K +3,309 +1%
UBS Group
6
UBS Group
Switzerland
$28.6M -$1.74M -16,520 -6%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$25.6M -$2.39M -22,654 -9%
KWM
8
Kaydan Wealth Management
Michigan
$24M +$20.7M +196,757 +1,354%
RJA
9
Raymond James & Associates
Florida
$23.7M -$2.63M -24,922 -11%
Osaic Holdings
10
Osaic Holdings
Arizona
$18.3M +$378K +3,585 +2%
Baird Financial Group
11
Baird Financial Group
Wisconsin
$18.1M -$1.59M -15,089 -9%
Cetera Investment Advisers
12
Cetera Investment Advisers
Illinois
$15.8M +$4.74M +44,985 +48%
HighTower Advisors
13
HighTower Advisors
Illinois
$15.1M +$403K +3,827 +3%
Bank of America
14
Bank of America
North Carolina
$12.9M +$1.05M +9,946 +10%
CA
15
Cetera Advisors
Colorado
$11.4M +$8.01M +76,033 +311%
Stifel Financial
16
Stifel Financial
Missouri
$9.12M -$2.87M -27,252 -25%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$8.74M +$367K +3,485 +5%
DADC
18
D.A. Davidson & Co
Montana
$8.74M +$334K +3,172 +4%
BFEC
19
Benjamin F. Edwards & Company
Missouri
$8.59M -$136K -1,291 -2%
BAM
20
Bellevue Asset Management
Washington
$8.02M +$256K +2,428 +4%
LWM
21
Lakeridge Wealth Management
Ohio
$7.24M -$38.8K -368 -0.6%
National Bank of Canada
22
National Bank of Canada
Quebec, Canada
$6.66M +$2.74M +25,979 +76%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$6.54M -$56.9K -540 -0.9%
CPIG
24
Chicago Partners Investment Group
Illinois
$6.29M +$84.8K +805 +1%
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
$6.25M +$1.06M +10,034 +22%

FNX Hedge Fund Activity: Q1 2024 in Review

169 of the 6,942 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Core AlphaDEX Fund (FNX) for Q1 2024, worth a combined $792M — down 6.3% from $845M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new FNX positions and 13 closed out — a net gain of 2 holders — while 53 added to existing stakes and 66 trimmed.

The largest buyer was Kaydan Wealth Management, adding an estimated $20.7M. The largest seller was Morgan Stanley, cutting an estimated $125M.

  • 169 institutional investors held First Trust Mid Cap Core AlphaDEX Fund (FNX) as of Q1 2024, down from 171 in Q4 2023.
  • Funds reported $792M of First Trust Mid Cap Core AlphaDEX Fund stock for Q1 2024, down 6.3% quarter-over-quarter.
  • 15 funds opened new First Trust Mid Cap Core AlphaDEX Fund positions in Q1 2024 and 13 closed out, a net change of +2 holders.
  • The largest First Trust Mid Cap Core AlphaDEX Fund buyer in Q1 2024 was Kaydan Wealth Management, an estimated $20.7M added.
  • The largest First Trust Mid Cap Core AlphaDEX Fund seller in Q1 2024 was Morgan Stanley, an estimated $125M sold.

Based on aggregated 13F filings for Q1 2024.