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First Trust Mid Cap Core AlphaDEX Fund

111 hedge funds and large institutions have $508M invested in First Trust Mid Cap Core AlphaDEX Fund in 2018 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 42 increasing their positions, 33 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

56% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 9

27% more repeat investments, than reductions

Existing positions increased: 42 | Existing positions reduced: 33

10% more capital invested

Capital invested by funds: $461M → $508M (+$46.9M)

4% more funds holding

Funds holding: 107111 (+4)

1.06% less ownership

Funds ownership: 55.07%54% (-1.1%)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
111
Holders Change
+4
Holders Change %
+3.74%
% of All Funds
2.54%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
14
Increased
42
Reduced
33
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$98.8M +$5.81M +81,710 +6%
Wells Fargo
2
Wells Fargo
California
$86.6M +$5.04M +70,811 +6%
UBS Group
3
UBS Group
Switzerland
$51.4M +$850K +11,945 +2%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$32.1M +$4.83M +67,938 +18%
LPL Financial
5
LPL Financial
California
$25.7M +$1.72M +24,120 +7%
Bank of America
6
Bank of America
North Carolina
$20.2M +$3.69M +51,858 +22%
Baird Financial Group
7
Baird Financial Group
Wisconsin
$18.7M +$423K +5,941 +2%
BTS
8
BB&T Securities
Virginia
$17.7M +$9.71M +136,546 +124%
AIA
9
Arrow Investment Advisors
Maryland
$16.1M -$670K -9,421 -4%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$14.3M +$151K +2,124 +1%
RJA
11
Raymond James & Associates
Florida
$11.7M +$3.79M +53,215 +48%
Stifel Financial
12
Stifel Financial
Missouri
$8.72M +$334K +4,697 +4%
CCM
13
Condor Capital Management
New Jersey
$8.27M -$34.2K -481 -0.4%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$6.14M -$1.03M -14,540 -15%
SCA
15
Snowden Capital Advisors
New York
$5.53M +$2.21M +31,133 +68%
HFS
16
HL Financial Services
Kentucky
$5.4M +$4.62K +65 +0.1%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$4.68M -$51.5K -724 -1%
Ameriprise
18
Ameriprise
Minnesota
$4.57M +$176K +2,480 +4%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$4.38M +$1.53M +21,519 +54%
DWA
20
Dorsey Wright & Associates
California
$4.32M -$379K -5,335 -8%
AG
21
Advisor Group
Arizona
$3.3M +$1.15M +16,199 +54%
CWM
22
Cornerstone Wealth Management
Missouri
$2.77M -$5.55M -77,989 -31%
CCA
23
Clearwater Capital Advisors
Illinois
$2.73M -$148K -2,082 -5%
DADC
24
D.A. Davidson & Co
Montana
$2.68M -$30.4K -428 -1%
FAAS
25
First Allied Advisory Services
California
$2.46M -$484K -6,798 -17%

FNX Hedge Fund Activity: Q3 2018 in Review

111 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Core AlphaDEX Fund (FNX) for Q3 2018, worth a combined $508M — up 10% from $461M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new FNX positions and 9 closed out — a net gain of 5 holders — while 42 added to existing stakes and 33 trimmed.

The largest buyer was BB&T Securities, adding an estimated $9.71M. The largest seller was Cornerstone Wealth Management, cutting an estimated $5.55M.

  • 111 institutional investors held First Trust Mid Cap Core AlphaDEX Fund (FNX) as of Q3 2018, up from 107 in Q2 2018.
  • Funds reported $508M of First Trust Mid Cap Core AlphaDEX Fund stock for Q3 2018, up 10% quarter-over-quarter.
  • 14 funds opened new First Trust Mid Cap Core AlphaDEX Fund positions in Q3 2018 and 9 closed out, a net change of +5 holders.
  • The largest First Trust Mid Cap Core AlphaDEX Fund buyer in Q3 2018 was BB&T Securities, an estimated $9.71M added.
  • The largest First Trust Mid Cap Core AlphaDEX Fund seller in Q3 2018 was Cornerstone Wealth Management, an estimated $5.55M sold.

Based on aggregated 13F filings for Q3 2018.